SEC Form 4 · accession 0001062993-17-005151
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross Dove
Officer — CEO · Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 4, 2017 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2017 | P | 22,300 | $0.37 | A | 1,559,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 577,500 shares of Common Stock previously reported, which are held of record by the Dove Family Trust that is described in previously filed Form 4s, and 979,100 shares of Common Stock, 22,300 of which are reported herein, which are held directly by Mr. Dove.