SEC Form 4 · accession 0001209191-17-063519
3D SYSTEMS CORP · DDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Walter Loewenbaum II
Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2017 | P | 6,430 | $8.81 | A | 1,013,207 | D | |
| Common StockF2,F3 | holding | — | — | — | 376,441 | I | By The Loewenbaum 1992 Trust | |
| Common StockF2 | holding | — | — | — | 207,292 | I | By spouse | |
| Common StockF2,F3 | holding | — | — | — | 33,279 | I | By The Lillian Shaw Loewenbaum Trust | |
| Common StockF2,F4 | holding | — | — | — | 60,000 | I | By The Wally's Trust u/w/o Joel Simon Loewenbaum | |
| Common StockF2,F5 | holding | — | — | — | 55,565 | I | By The Waterproof Partnership, L.P. | |
| Common StockF6 | holding | — | — | — | 67,500 | I | Blanco Cattle & Ranch, LLC | |
| Common StockF2,F4 | holding | — | — | — | 13,197 | I | The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 | |
| Common StockF2,F7 | holding | — | — | — | 8,893 | I | The LSL3D 2015 Annuity Trust U/A Dtd 05/18/2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.65 to $8.95, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4.
- F2The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- F3Mr. and Mrs. Loewenbaum serve as Trustees.
- F4Mr. Loewenbaum serves as Trustee.
- F5Mr. and Mrs. Loewenbaum are the general partners.
- F6The limited liability company is owned 100% by Mr. Loewenbaum.
- F7Mrs. Loewenbaum serves as trustee.