| Dec 10, 2018 AOXForm 4 → | Dec 28, 5:16 pm EST | PetVivo Holdings, Inc.PETV | Robert James RudeliusDirector | 134,222 | $32,247.08 | $3,925,178,784 | 87,500 | — | late |
| Dec 26, 2018 AForm 4 → | Dec 28, 9:35 pm EST | Stellar Acquisition III Inc.PHUN | George Syllantavos +2Director, 10% Owner | 5,532,092 | $0.50 | $1,992,622 | 5,532,092 | — | amended |
| Dec 26, 2018 AJForm 4 → | Dec 28, 9:36 pm EST | Stellar Acquisition III Inc.PHUN | Prokopios Akis Tsirigakis +2Director, 10% Owner | 4,945,099 | $0.50 | $1,992,622 | 4,354,873 | — | amended |
| Dec 27, 2018 XForm 4 → | Dec 28, 7:11 pm EST | Enochian Biosciences IncENOB | Rene SindlevDirector, 10% Owner | 1,307,693 | $1.30 | $1,700,001 | 3,092,307 | — | |
| Dec 6, 2013 AForm 4 → | Dec 31, 2018, 2:19 pm EST | SECURITY NATIONAL FINANCIAL CORPSNFCA | Jason G. OverbaughVP & Nat Mrk Dir of Life Ins, Director | 140,432 | $5.00 | $702,136 | 25,000 | — | late |
| Dec 21, 2018 PForm 4 → | Dec 28, 4:39 pm EST | Concrete Pumping Holdings, Inc.BBCP | Owl Creek Asset Management, L.P. +610% Owner | 1,000,000 | $0.6944 | $694,400 | 2,527,200 | — | late |
| Dec 6, 2013 AForm 4 → | Dec 31, 2018, 1:52 pm EST | SECURITY NATIONAL FINANCIAL CORPSNFCA | Garrett S. SillCFO; Treasurer | 78,044 | $5.11 | $398,674 | 20,000 | — | late |
| Dec 4, 2009 AForm 4 → | Dec 31, 2018, 3:50 pm EST | SECURITY NATIONAL FINANCIAL CORPSNFCA | H. Craig MoodyDirector | 70,024 | $3.32 | $232,438 | 1,000 | — | late |
| Dec 7, 2012 AForm 4 → | Dec 31, 2018, 2:57 pm EST | SECURITY NATIONAL FINANCIAL CORPSNFCA | Gilbert A FullerDirector | 36,704 | $5.10 | $187,219 | 1,000 | — | late |
| Dec 31, 2018 JForm 4 → | Dec 31, 3:18 pm EST | OURPETS COOPCO | Steven TsengasCEO, Director, 10% Owner | 110,000 | $0.87 | $95,700 | 0 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 5:08 pm EST | SCOTTS MIRACLE-GRO COSMG | James HagedornChairman and CEO, Director, 10% Owner | 1,513 | $59.33 | $89,767 | 109,859 | — | |
| Dec 31, 2018 AForm 4 → | Dec 31, 12:29 pm EST | MDU RESOURCES GROUP INCMDU | Mark A HellersteinDirector | 742 | $23.59 | $17,500 | 14,404 | — | |
| Dec 31, 2018 AForm 4 → | Dec 31, 11:19 am EST | RENASANT CORPRNST | Michael D ShmerlingDirector | 464 | $32.87 | $15,248 | 17,572 | — | |
| Dec 31, 2018 AForm 4 → | Dec 31, 11:21 am EST | RENASANT CORPRNST | Connie L EngelDirector | 403 | $32.87 | $13,249 | 479 | — | |
| Dec 31, 2018 AForm 4 → | Dec 31, 11:17 am EST | RENASANT CORPRNST | Fred F SharpeOther | 302 | $32.87 | $9,937 | 2,650 | — | |
| Dec 31, 2018 AForm 4 → | Dec 31, 11:20 am EST | RENASANT CORPRNST | Sean M. SuggsDirector | 281 | $32.87 | $9,249 | 549 | — | |
| Dec 28, 2018 MForm 4 → | Dec 28, 7:10 pm EST | COMMUNITY TRUST BANCORP INC /KY/CTBI | David Andrew JonesExecutive Vice President | 275 | $27.11 | $7,455 | 0 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 4:27 pm EST | US BANCORP \DE\USB | Karen S LynchDirector | 132 | $45.65 | $6,026 | 2,742 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 4:36 pm EST | US BANCORP \DE\USB | Richard P McKenneyDirector | 132 | $45.65 | $6,026 | 3,137 | — | |
| Aug 15, 2018 JForm 4 → | Dec 28, 4:53 pm EST | NEWMONT MINING CORP /DE/NEM | Stephen P GottesfeldEVP and General Counsel | 170 | $33.05 | $5,618 | 0 | — | late amended |
| Dec 31, 2018 AForm 4 → | Dec 31, 11:18 am EST | RENASANT CORPRNST | J Niles McNeelDirector | 133 | $32.87 | $4,375 | 7,774 | — | |
| Dec 31, 2018 AForm 4 → | Dec 31, 11:22 am EST | RENASANT CORPRNST | Jill V DeerDirector | 105 | $32.87 | $3,437 | 4,038 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 8:06 am EST | VERIZON COMMUNICATIONS INCVZ | Lowell C McAdamExecutive Chairman, Director | 195 | $15.70 | $3,057 | 410,647 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 8:09 am EST | VERIZON COMMUNICATIONS INCVZ | Hans Erik VestbergChief Executive Officer, Director | 180 | $15.70 | $2,826 | 3,916 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 5:08 pm EST | SCOTTS MIRACLE-GRO COSMG | Denise StumpEVP, Global Human Resources | 44 | $59.33 | $2,584 | 7,112 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 8:08 am EST | VERIZON COMMUNICATIONS INCVZ | Craig L. SillimanEVP of PubPolicy & Gen Counsel | 140 | $15.70 | $2,192 | 161,503 | — | |
| Dec 31, 2018 AForm 4 → | Dec 31, 11:20 am EST | RENASANT CORPRNST | Edward Robinson McGrawExecutive COB, Director | 60 | $35.22 | $2,100 | 7,145 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 5:16 pm EST | MCCORMICK & CO INCMKC | Lisa ManzoneSr. VP Global Human Relations | 11 | $138.34 | $1,558 | 792 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 5:17 pm EST | MCCORMICK & CO INCMKC | Brendan M FoleyPresident Global Consumer | 10 | $138.34 | $1,346 | 759 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 8:03 am EST | VERIZON COMMUNICATIONS INCVZ | Ronan DunneEVP and President VZW | 84 | $15.70 | $1,327 | 18,244 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 8:05 am EST | VERIZON COMMUNICATIONS INCVZ | Kumara Guru GowrappanEVP and CEO - Oath | 84 | $15.70 | $1,327 | 1,492 | — | |
| Dec 31, 2018 AForm 4 → | Dec 31, 11:18 am EST | RENASANT CORPRNST | Richard HeyerDirector | 40 | $32.87 | $1,312 | 8,552 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 8:07 am EST | VERIZON COMMUNICATIONS INCVZ | Marc C ReedEVP & Chief Admin. Officer | 81 | $15.70 | $1,269 | 82,888 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 8:04 am EST | VERIZON COMMUNICATIONS INCVZ | Matthew D. EllisEVP and CFO | 77 | $15.70 | $1,211 | 21,456 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 5:21 pm EST | MCCORMICK & CO INCMKC | Christina M McMullenVice President & Controller | 4 | $138.34 | $564 | 124 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 8:08 am EST | VERIZON COMMUNICATIONS INCVZ | Anthony T SkiadasSVP & Controller | 36 | $15.70 | $560 | 56,614 | — | |
| Dec 27, 2018 PForm 4 → | Dec 31, 6:08 am EST | Rhino Resource Partners LPRHNO | Royal Energy Resources, Inc. +210% Owner | 4,342 | $0.05 | $217 | 1,065,666 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:08 pm EST | COMCAST CORPCMCSA | Arthur R BlockEVP, GC and Secretary | 7,368 | — | — | 120,042 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:08 pm EST | Och-Ziff Capital Management Group LLCOZM | Erez ElishaChief Accounting Officer | 300,748 | — | — | 415,835 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:10 pm EST | ADVANCED MICRO DEVICES INCAMD | Mark D PapermasterChief Technology Officer & SVP | 68,681 | — | — | 0 | — | |
| Dec 27, 2018 CMForm 4 → | Dec 28, 4:13 pm EST | MongoDB, Inc.MDB | Meagen EisenbergChief Marketing Officer | 56,244 | — | — | 5,000 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:13 pm EST | ADVANCED MICRO DEVICES INCAMD | Devinder KumarSVP, CFO & Treasurer | 68,681 | — | — | 0 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:15 pm EST | Eloxx Pharmaceuticals, Inc.ELOX | Robert WardCHIEF EXECUTIVE OFFICER, Director | 213,595 | — | — | 427,190 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:15 pm EST | ADVANCED MICRO DEVICES INCAMD | Harry A WolinSVP, GC & Corporate Secretary | 44,642 | — | — | 0 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:18 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Douglas A. DachilleExecutive Vice President | 1,449 | — | — | 113,633 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:18 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Kevin T. HoganExecutive Vice President | 1,356 | — | — | 105,516 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:18 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Alessandrea C. QuaneExecutive Vice President | 729 | — | — | 3,424 | — | amended |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:18 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Brian DuperreaultPresident & CEO, Director | 1,093 | — | — | 71,911 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:18 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Luciana FatoEVP & General Counsel | 215 | — | — | 13,376 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:18 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Thomas B LeonardiExecutive Vice President | 353 | — | — | 34,244 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:18 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Peter ZaffinoExecutive Vice President | 405 | — | — | 27,287 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:18 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Seraina MaciaExecutive Vice President | 402 | — | — | 15,682 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:19 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Naohiro MouriExecutive Vice President | 61 | — | — | 2,996 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:19 pm EST | ADVANCED MICRO DEVICES INCAMD | Lisa T SuPresident & CEO, Director | 206,041 | — | — | 0 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:19 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Mark Donald LyonsExecutive VP & CFO | 13 | — | — | 1,596 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:19 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | John P RepkoExecutive Vice President | 50 | — | — | 5,976 | — | |
| Dec 26, 2018 AForm 4 → | Dec 28, 4:19 pm EST | AMERICAN INTERNATIONAL GROUP INCAIG | Jonathan WismerSVP, Dep. CFO & CAO | 63 | — | — | 7,473 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:20 pm EST | Tricida, Inc.TCDA | Claire LockeyChief Dev. Officer and Sr. VP | 10,000 | — | — | 133,292 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:21 pm EST | Tricida, Inc.TCDA | Klaus R Dr VeitingerDirector | 3,254 | — | — | 46,997 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:22 pm EST | ADVANCED MICRO DEVICES INCAMD | Forrest Eugene NorrodSVP & GM DESG | 68,681 | — | — | 0 | — | |
| Dec 26, 2018 JForm 4 → | Dec 28, 4:22 pm EST | Graham Holdings CoGHC | Donald GrahamDirector, 10% Owner | 69,625 | — | — | 108,930 | — | |
| Dec 27, 2018 MForm 4 → | Dec 28, 4:30 pm EST | DELTA AIR LINES INC /DE/DAL | Edward H BastianChief Executive Officer, Director | 60,000 | — | — | 71,840 | — | |
| Dec 27, 2018 XForm 4 → | Dec 28, 4:30 pm EST | FALCONSTOR SOFTWARE INCFALC | ESW Capital, LLC +110% Owner | 122,214,132 | — | — | 0 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:31 pm EST | Shake Shack Inc.SHAK | Randall J Garutti +3Chief Executive Officer, Director, 10% Owner | 25,000 | — | — | 429,051 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:33 pm EST | Yext, Inc.YEXT | Tom Christopher DixonChief Technology Officer | 5,000 | — | — | 161,254 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:44 pm EST | INTEGRATED DEVICE TECHNOLOGY INCIDTI | Matthew D BrandaliseVP, Secretary & CLO | 38,567 | — | — | 0 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:44 pm EST | INTEGRATED DEVICE TECHNOLOGY INCIDTI | Brian C WhiteSVP, CHIEF FINANCIAL OFFICER | 13,979 | — | — | 0 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:45 pm EST | INTEGRATED DEVICE TECHNOLOGY INCIDTI | Sailesh ChittipeddiSR VP OPERATIONS & CTO | 5,281 | — | — | 0 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:46 pm EST | INTEGRATED DEVICE TECHNOLOGY INCIDTI | Xianzhi Sean FanSr Vice President&Corporate GM | 32,195 | — | — | 0 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:46 pm EST | INTEGRATED DEVICE TECHNOLOGY INCIDTI | David ShepardSR. VP & Corporate GM | 13,016 | — | — | 0 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:47 pm EST | INTEGRATED DEVICE TECHNOLOGY INCIDTI | Gregory L WatersPRESIDENT & CEO | 325,968 | — | — | 0 | — | |
| Dec 27, 2018 MForm 4 → | Dec 28, 4:49 pm EST | SNAP-ON IncSNA | Nicholas T PinchukChairman, President and CEO, Director | 40,000 | — | — | 0 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:49 pm EST | INTEGRATED DEVICE TECHNOLOGY INCIDTI | Mario MontanaVP, CORPORATE GM | 96,433 | — | — | 0 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 4:50 pm EST | Horizon Pharma plcHZNP | Miles W McHughSr VP & Princ. Acctg Officer | 16,406 | — | — | 40,594 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 4:57 pm EST | MARCUS CORPMCS | David M BaumDirector | 1,000 | — | — | 1,000 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 5:01 pm EST | MARCUS CORPMCS | Katherine M. GehlDirector | 1,000 | — | — | 1,000 | — | |
| Dec 27, 2018 MForm 4 → | Dec 28, 5:01 pm EST | FACTSET RESEARCH SYSTEMS INCFDS | Philip A HadleyDirector | 15,900 | — | — | 3,016 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 5:08 pm EST | MARCUS CORPMCS | Diane M GershowitzDirector | 1,000 | — | — | 1,000 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 5:15 pm EST | MARCUS CORPMCS | Timothy E HoeksemaDirector | 1,000 | — | — | 1,000 | — | |
| Dec 26, 2018 CForm 4 → | Dec 28, 5:17 pm EST | Square, Inc.SQ | Jack DorseyPresident, CEO & Chairman, Director, 10% Owner | 103,035 | — | — | 53,055,746 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 5:33 pm EST | MARCUS CORPMCS | Philip L MilsteinDirector | 1,000 | — | — | 1,000 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 5:36 pm EST | MARCUS CORPMCS | Bruce J OlsonDirector | 1,000 | — | — | 1,000 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 5:37 pm EST | Forty Seven, Inc.FTSV | Mark Anthony McCamishPresident and CEO, Director | 12,000 | — | — | 158,610 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 5:43 pm EST | MARCUS CORPMCS | Allan H SeligDirector | 1,000 | — | — | 1,000 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 5:46 pm EST | MARCUS CORPMCS | Brian Jay StarkDirector | 1,000 | — | — | 1,000 | — | |
| Dec 28, 2018 MForm 4 → | Dec 28, 5:46 pm EST | EMCORE CORPEMKR | Jeffrey RittichierChief Executive Officer, Director | 10,000 | — | — | 73,111 | — | |
| Dec 28, 2018 MForm 4 → | Dec 28, 5:47 pm EST | EMCORE CORPEMKR | Albert LuSr. V.P. of Engineering | 3,500 | — | — | 17,554 | — | |
| Dec 27, 2018 MForm 4 → | Dec 28, 5:48 pm EST | Cloudera, Inc.CLDR | Thomas ReillyCEO and President | 31,152 | — | — | 7,304,755 | — | |
| Dec 28, 2018 MForm 4 → | Dec 28, 5:56 pm EST | FORESCOUT TECHNOLOGIES, INCFSCT | Pedro AbreuChief Strategy Officer | 6,969 | — | — | 144,123 | — | |
| Dec 27, 2018 MForm 4 → | Dec 28, 6:23 pm EST | BIOMARIN PHARMACEUTICAL INCBMRN | V Bryan LawlisDirector | 2,150 | — | — | 2,150 | — | |
| Dec 27, 2018 CMForm 4 → | Dec 28, 6:29 pm EST | Facebook IncFB | Sheryl SandbergChief Operating Officer, Director | 165,000 | — | — | 0 | — | |
| Dec 27, 2018 MForm 4 → | Dec 28, 6:57 pm EST | MB FINANCIAL INC /MDMBFI | David P BolgerDirector | 5,451 | — | — | 0 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 7:00 pm EST | Mirati Therapeutics, Inc.MRTX | Jamie ChristensenEVP, Chief Scientific Officer | 5,169 | — | — | 13,767 | — | |
| Dec 26, 2018 MForm 4 → | Dec 28, 7:09 pm EST | Unum Therapeutics Inc.UMRX | Seth EttenbergChief Scientific Officer | 11,485 | — | — | 352,115 | — | |
| Nov 13, 2018 AForm 4 → | Dec 28, 7:16 pm EST | Petrolia Energy CorpBBLS | Richard D DoleDirector | 625,000 | — | — | 625,000 | — | late |
| Dec 26, 2018 MForm 4 → | Dec 28, 7:30 pm EST | R F INDUSTRIES LTDRFIL | Marvin FinkDirector | 4,300 | — | — | 8,616 | — | |
| Nov 14, 2018 AForm 4/A → | Dec 28, 7:36 pm EST | STARBUCKS CORPSBUX | Kevin R Johnsonpresident and ceo, Director | 467,290 | — | — | 467,290 | — | |
| Dec 27, 2018 AForm 4 → | Dec 28, 8:48 pm EST | REALNETWORKS INCRNWK | Robert GlaserChairman and CEO, Director, 10% Owner | 350,000 | — | — | 350,000 | — | |
| Dec 29, 2018 JForm 4 → | Dec 31, 6:10 am EST | Care.com IncCRCM | CapitalG LP +210% Owner | — | — | — | 46,350 | — | |
| Dec 29, 2018 JForm 4 → | Dec 31, 6:10 am EST | Care.com IncCRCM | Laela SturdyDirector | — | — | — | 46,350 | — | |
| Dec 21, 2018 PForm 4 → | Dec 31, 9:42 am EST | CTD HOLDINGS INCCTDH | NOVIT, L.P. +210% Owner | 346,154 | — | — | 346,154 | — | late |
| Dec 28, 2018 MForm 4 → | Dec 31, 10:07 am EST | Altair Engineering Inc.ALTR | Martin E NicholsChief Information Officer | 2,300 | — | — | 1,044 | — | |
| Dec 28, 2018 MForm 4 → | Dec 31, 12:09 pm EST | NOVAGOLD RESOURCES INCNG | Clynton R. NaumanDirector | 159,050 | — | — | 0 | — | |
| Dec 27, 2018 MForm 4 → | Dec 31, 12:19 pm EST | ENBRIDGE INCENB | Vernon D YuSee Remarks | 70,200 | — | — | 0 | — | |
| Dec 27, 2018 PForm 4 → | Dec 31, 12:29 pm EST | Celsius Holdings, Inc.CELH | Hoi Shuen Solina Holly Chau10% Owner | — | — | — | — | — | |
| Dec 27, 2018 PForm 4 → | Dec 31, 12:41 pm EST | Celsius Holdings, Inc.CELH | Ka Shing Li10% Owner | — | — | — | — | — | |
| Dec 27, 2018 MForm 4 → | Dec 31, 1:14 pm EST | TELEFLEX INCTFX | Thomas E PowellExecutive Vice President & CFO | 5,324 | — | — | 1,700 | — | |
| Dec 27, 2018 MForm 4 → | Dec 31, 1:47 pm EST | COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH | Robert TelesmanicSVP, Cont. & Chief Acct. Offc. | 149 | — | — | 745 | — | |
| Dec 28, 2018 MForm 4 → | Dec 31, 2:00 pm EST | R F INDUSTRIES LTDRFIL | Marvin FinkDirector | 4,000 | — | — | 4,616 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 2:07 pm EST | SUMMER ENERGY HOLDINGS INCSUME | Andrew BurstenDirector | 8,750 | — | — | 8,750 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 2:09 pm EST | SUMMER ENERGY HOLDINGS INCSUME | Stuart Charles GaylorDirector, 10% Owner | 10,000 | — | — | 10,000 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 2:11 pm EST | SUMMER ENERGY HOLDINGS INCSUME | Albert Larose Jr.Director | 8,750 | — | — | 8,750 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 2:13 pm EST | SUMMER ENERGY HOLDINGS INCSUME | Jeffery Mace MeeksDirector | 8,750 | — | — | 8,750 | — | |
| Dec 27, 2018 AForm 4 → | Dec 31, 2:15 pm EST | SUMMER ENERGY HOLDINGS INCSUME | Tom Davis OlearyDirector, 10% Owner | 8,750 | — | — | 8,750 | — | |
| Nov 2, 2018 XForm 4 → | Dec 31, 2:16 pm EST | BODY & MIND INC.BAMM | AUSTRALIS CAPITAL INC10% Owner | 3,206,160 | — | — | 12,793,840 | — | late |
| Dec 27, 2018 AForm 4 → | Dec 31, 2:17 pm EST | SUMMER ENERGY HOLDINGS INCSUME | James P StapletonDirector | 8,750 | — | — | 8,750 | — | |
| Sep 30, 2018 JForm 4/A → | Dec 31, 2:42 pm EST | Outlook Therapeutics, Inc.OTLK | BioLexis Pte Ltd. +2Director, 10% Owner | 1,468 | — | — | 60,203 | — | |
| Dec 31, 2018 JForm 4 → | Dec 31, 2:43 pm EST | Outlook Therapeutics, Inc.OTLK | BioLexis Pte Ltd. +2Director, 10% Owner | 1,505 | — | — | 61,708 | — | |
| May 19, 2018 MForm 4/A → | Dec 31, 2:44 pm EST | SenesTech, Inc.SNES | Julia Ann WilliamsDirector | 3,577 | — | — | 0 | — | |
| May 19, 2018 MForm 4/A → | Dec 31, 3:06 pm EST | SenesTech, Inc.SNES | Marc DumontDirector | 3,577 | — | — | 0 | — | |
| May 19, 2018 MForm 4/A → | Dec 31, 3:31 pm EST | SenesTech, Inc.SNES | Matthew K SzotDirector | 3,577 | — | — | 0 | — | |
| Jun 6, 2018 AForm 4 → | Dec 31, 3:45 pm EST | OURPETS COOPCO | Konstantine S TsengasVP-Operations and Secretary | 50,000 | — | — | 0 | — | late |
| May 19, 2018 MForm 4/A → | Dec 31, 3:47 pm EST | SenesTech, Inc.SNES | Grover T. WickershamDirector | 3,577 | — | — | 0 | — | |