SEC Form 4 · accession 0001493152-18-018099
Rhino Resource Partners LP · RHNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 27, 2018
Accepted (ET)
Dec 31, 2018 · 6:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Dec 27, 2018 | P | 295 | $0.80 | A | 6,468,872 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subordinated UnitsF1,F2,F3 | $0.00 | Dec 27, 2018 | P | 422 | A | — | — | Common Units | 422 | 1,061,746 | D |
| Subordinated UnitsF1,F2,F3 | $0.00 | Dec 27, 2018 | P | 1,833 | A | — | — | Common Units | 1,833 | 1,063,579 | D |
| Subordinated UnitsF1,F2,F3 | $0.00 | Dec 27, 2018 | P | 2,087 | A | — | — | Common Units | 2,087 | 1,065,666 | D |
Explanation of responses
- F1This form is jointly filed by Royal Energy Resources, Inc. ("Royal Energy"), William L. Tourto and Brian Hughs.
- F2Common units shown as beneficially owned by Royal Energy, William L. Tuorto and Brian Hughs reflect common units owned of record by Royal Energy. Messrs. Tuorto and Hughs, as the controlling persons of Royal Energy, may be deemed to share beneficial ownership of any units beneficially owned by Royal Energy, but disclaim such beneficial ownership.
- F3Subordinated Units are convertible into Common Units on a one-for-one basis as set forth in the limited partnership agreement for the issuer.