SEC Form 4 · accession 0001062993-18-005173
BODY & MIND INC. · BAMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
AUSTRALIS CAPITAL INC
10% Owner
Period of report
Nov 28, 2018
Accepted (ET)
Dec 31, 2018 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001715611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 28, 2018 | J | 1,105,083 | $0.72 | A | 17,105,083 | D | |
| Common StockF2 | Nov 28, 2018 | X | 3,206,160 | $0.50 | A | 20,311,243 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2 | $0.50 | Nov 2, 2018 | X | 3,206,160 | D | Nov 2, 2018 | Nov 2, 2020 | Common Stock | 3,206,160 | 12,793,840 | D |
Explanation of responses
- F1The Reporting Person acquired ownership of 1,105,083 common shares of the Issuer at a deemed price of C$0.72 per share as consideration for a loan advanced by the Reporting Person to the Issuer.
- F2Prices shown reflect Canadian dollars.