SEC Form 4/A · accession 0001223203-18-000004
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Grover T. Wickersham
Director
Period of report
May 19, 2018
Accepted (ET)
Dec 31, 2018 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 19, 2018 | M | 3,577 | $0.00 | A | 290,263 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | $0.00 | May 19, 2018 | M | 3,577 | D | — | — | Common Stock | 3,577 | 0 | D |
Explanation of responses
- F1The reporting person is amending the Form 4 originally filed to correct the transaction date.
- F2The restricted stock units are settled for shares of common stock on a one-for-one basis.
- F3The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date)