SEC Form 4 · accession 0001603814-18-000102
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Waters
Officer — PRESIDENT & CEO
Period of report
Dec 26, 2018
Accepted (ET)
Dec 28, 2018 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 26, 2018 | M | 115,968 | $21.945 | A | 886,338 | D | |
| Common Stock | Dec 26, 2018 | M | 210,000 | $11.79 | A | 1,096,338 | D | |
| Common Stock | Dec 26, 2018 | F | 376,481 | $48.21 | D | 719,857 | D | |
| Common Stock | Dec 26, 2018 | A | 295,427 | $0.00 | A | 1,015,284 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $11.79 | Dec 26, 2018 | M | 210,000 | D | Feb 18, 2015 | Feb 18, 2021 | Common Stock | 210,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $21.945 | Dec 26, 2018 | M | 115,968 | D | May 15, 2016 | May 15, 2022 | Common Stock | 115,968 | 0 | D |