SEC Form 4 · accession 0001225208-18-017058
AMERICAN INTERNATIONAL GROUP, INC. · AIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alessandrea C. Quane
Officer — Executive Vice President
Period of report
Dec 26, 2018
Accepted (ET)
Dec 28, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005272
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Performance Share UnitsF1 | — | Dec 26, 2018 | A | 26 | A | — | — | Common Stock | 26 | 3,043 | D |
| 2017 Restricted Stock UnitsF2 | — | Dec 26, 2018 | A | 61 | A | — | — | Common Stock | 61 | 7,304 | D |
| 2018 Restricted Stock UnitsF3 | — | Dec 26, 2018 | A | 64 | A | — | — | Common Stock | 64 | 7,534 | D |
| Restricted Stock UnitsF4 | — | Dec 26, 2018 | A | 513 | A | — | — | Common Stock | 513 | 60,874 | D |
| 2015 Performance Share UnitsF5 | — | Dec 26, 2018 | A | 9 | A | — | — | Common Stock | 9 | 1,065 | I |
| 2017 Restricted Stock UnitsF6 | — | Dec 26, 2018 | A | 27 | A | — | — | Common Stock | 27 | 3,246 | I |
| 2018 Restricted Stock UnitsF7 | — | Dec 26, 2018 | A | 29 | A | — | — | Common Stock | 29 | 3,424 | I |
Explanation of responses
- F1These securities are dividend equivalent rights in the form of 2015 Performance Share Units with respect to 2015 Performance Share Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan and earned as determined by AIG's Compensation and Management Resources Committee in January 2018 based on pre-established performance goals for the three-year performance period ended December 31, 2017. The earned 2015 Performance Share Units vest one-third in January of each of 2018, 2019 and 2020 and are settled in shares of AIG Common Stock on a 1 to 1 basis.
- F2These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.
- F3These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.
- F4These securities are dividend equivalent rights in the form of Restricted Stock Units with respect to Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The Restricted Stock Units vest in March 2019, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis.
- F5These securities are dividend equivalent rights in the form of 2015 Performance Share Units with respect to 2015 Performance Share Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan and earned as determined by AIG's Compensation and Management Resources Committee in January 2018 based on pre-established performance goals for the three-year performance period ended December 31, 2017. The earned 2015 Performance Share Units have vested for the reporting person and are settled in shares of AIG Common Stock on a 1 to 1 basis one-third in January of each of 2018, 2019 and 2020.
- F6These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units have vested for the reporting person and are settled in shares of AIG Common Stock on a 1 to 1 basis in January 2020.
- F7These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units have vested for the reporting person and are settled in shares of AIG Common Stock on a 1 to 1 basis in January 2021.