SEC Form 4 · accession 0001567619-18-008809
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Reilly
Officer — CEO and President
Period of report
Dec 27, 2018
Accepted (ET)
Dec 28, 2018 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 27, 2018 | M | 31,152 | $3.21 | A | 278,464 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $3.21 | Dec 27, 2018 | M | 31,152 | D | — | Jun 27, 2023 | Common Stock | 31,152 | 7,304,755 | D |
Explanation of responses
- F1Includes shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on December 20, 2018.
- F2The stock option is fully vested and immediately exercisable.