Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 29, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

108 filings · trading day Oct 29, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 24, 2018 AForm 4 →	Oct 26, 6:54 pm EDT	National Storage Affiliates TrustNSA	Kevin Maxen HowardDirector	7,452	$25.52	$115,861	1,510,541	—
Oct 25, 2018 XForm 4 →	Oct 29, 3:03 pm EDT	GRIFFIN INDUSTRIAL REALTY, INC.GRIF	Thomas M. LescalleetOther	3,322	$28.77	$95,574	1,178	—
Oct 16, 2018 JForm 4 →	Oct 26, 4:17 pm EDT	CONVERSION LABS, INC.IMMD	Mark McLaughlin10% Owner	352,000	$0.20	$70,400	2,697,500	—	late
Oct 25, 2018 MForm 4 →	Oct 26, 4:04 pm EDT	SIRIUS XM HOLDINGS INC.(SIRI)	Joan Lordi AmbleDirector	40,000	$0.09	$3,600	0	—
Oct 25, 2018 JForm 4 →	Oct 26, 5:59 pm EDT	BARINGS CORPORATE INVESTORSMCI	Robert Mark ShettleOther	109	$15.13	$1,644	6,857	—
Oct 25, 2018 JForm 4 →	Oct 26, 5:58 pm EDT	BARINGS CORPORATE INVESTORSMCI	Janice BishopOther	34	$15.13	$522	10,148	—
Oct 25, 2018 JForm 4 →	Oct 26, 5:58 pm EDT	BARINGS CORPORATE INVESTORSMCI	Thomas F FinkeOther	24	$15.13	$361	32,631	—
Oct 26, 2018 AForm 4 →	Oct 26, 4:05 pm EDT	MARINEMAX INCHZO	William H McGill Jr.Executive Chairman, Director	27,538	—	—	27,538	—
Oct 25, 2018 MForm 4 →	Oct 26, 4:05 pm EDT	JPMORGAN CHASE & COJPM	Nicole GilesCorporate Controller	4,646	—	—	8,371	—
Oct 25, 2018 MForm 4 →	Oct 26, 4:05 pm EDT	JPMORGAN CHASE & COJPM	Robin LeopoldHead of Human Resources	3,003	—	—	3,003	—
Oct 25, 2018 MForm 4 →	Oct 26, 4:06 pm EDT	JPMORGAN CHASE & COJPM	Peter ScherExecutive Vice President	4,004	—	—	4,004	—
Oct 26, 2018 AForm 4 →	Oct 26, 4:07 pm EDT	MARINEMAX INCHZO	W Brett McGillCEO & President	10,905	—	—	10,905	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:09 pm EDT	CAMBREX CORPCBM	Gregory SargenEVP, Corporate Development	20,000	—	—	20,000	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:10 pm EDT	CAMBREX CORPCBM	Steven M KloskPresident & CEO, Director	30,000	—	—	30,000	—
Oct 26, 2018 AForm 4 →	Oct 26, 4:11 pm EDT	MARINEMAX INCHZO	Michael H McLambExecutive VP, CFO and Sec, Director	7,711	—	—	7,711	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:11 pm EDT	CAMBREX CORPCBM	Shawn CavanaghEVP & COO	25,000	—	—	25,000	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:13 pm EDT	CAMBREX CORPCBM	Samantha HanleyVP, General Counsel	20,000	—	—	20,000	—
Oct 26, 2018 AForm 4 →	Oct 26, 4:13 pm EDT	MARINEMAX INCHZO	Charles A CashmanEVP & Chief Revenue Officer	7,050	—	—	7,050	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:14 pm EDT	Ameresco, Inc.AMRC	Mark ChiplockVice President & Interim CFO	25,000	—	—	25,000	—
Oct 26, 2018 AForm 4 →	Oct 26, 4:16 pm EDT	MARINEMAX INCHZO	Anthony E. Cassella Jr.VP & Chief Accounting Officer	2,423	—	—	2,423	—
Oct 24, 2018 MForm 4 →	Oct 26, 4:17 pm EDT	US BANCORP \DE\USB	Jeffry H. von GillernVice Chairman	13,508	—	—	0	—
Oct 25, 2018 CForm 4 →	Oct 26, 4:21 pm EDT	Evercore Inc.EVR	Roger C AltmanFounder and Senior Chairman, Director	100,000	—	—	436,784	—
Oct 26, 2018 ADForm 4 →	Oct 26, 4:21 pm EDT	PINNACLE FOODS INC.PF	Mark A. ClouseChief Executive Officer, Director	1,153,312	—	—	0	—
Oct 25, 2018 AMForm 4 →	Oct 26, 4:22 pm EDT	QUICKLOGIC CORPORATIONQUIK	Brian C FaithPresident and CEO, Director	36,586	—	—	0	—
Oct 25, 2018 AMForm 4 →	Oct 26, 4:23 pm EDT	QUICKLOGIC CORPORATIONQUIK	Suping (Sue) CheungVP Finance and CFO	36,586	—	—	0	—
Oct 26, 2018 ADForm 4 →	Oct 26, 4:23 pm EDT	PINNACLE FOODS INC.PF	Mark L. SchillerEVP, CCO	288,863	—	—	0	—
Oct 26, 2018 ADForm 4 →	Oct 26, 4:25 pm EDT	PINNACLE FOODS INC.PF	Craig D. SteeneckEVP, CFO	324,939	—	—	0	—
Oct 26, 2018 ADForm 4 →	Oct 26, 4:26 pm EDT	PINNACLE FOODS INC.PF	Mary Beth DeNooyerEVP, Chief HR Officer	226,401	—	—	0	—
Oct 19, 2018 MForm 4 →	Oct 26, 4:27 pm EDT	ATN International, Inc.ATNI	William F KreisherSenior VP, Corporate Dev	8,000	—	—	0	—	late
Oct 26, 2018 ADForm 4 →	Oct 26, 4:28 pm EDT	PINNACLE FOODS INC.PF	Michael Kelley MaggsEVP, Secretary, GC	205,177	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 26, 4:28 pm EDT	Redfin CorpRDFN	Scott NagelPresident of Real Estate Ops	6,250	—	—	141,667	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:29 pm EDT	BANK OF AMERICA CORP /DE/BAC	Clayton Stuart RoseDirector	4,759	—	—	4,759	—
Oct 26, 2018 ADForm 4 →	Oct 26, 4:29 pm EDT	PINNACLE FOODS INC.PF	Daniel PolandEVP, CSC Officer	49,712	—	—	0	—
Oct 26, 2018 DForm 4 →	Oct 26, 4:32 pm EDT	PINNACLE FOODS INC.PF	Roger K DeromediDirector	167,080	—	—	0	—
Oct 24, 2018 MForm 4 →	Oct 26, 4:33 pm EDT	OMNICOM GROUP INC.OMC	Philip J AngelastroExecutive Vice President & CFO	350,000	—	—	0	—
Oct 25, 2018 MForm 4 →	Oct 26, 4:37 pm EDT	Tribune Publishing CoTPCO	Julie K. XandersEVP and General Counsel	4,929	—	—	9,857	—
Oct 25, 2018 MForm 4 →	Oct 26, 4:38 pm EDT	Tribune Publishing CoTPCO	Michael Norman LaveyController/Chief Acctg Officer	750	—	—	1,500	—
Oct 24, 2018 MForm 4 →	Oct 26, 4:42 pm EDT	First Savings Financial Group IncFSFG	Larry W MyersPresident & CEO, Director	7,000	—	—	8,735	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:44 pm EDT	PCSB Financial CorpPCSB	Richard F. WeissDirector	51,412	—	—	51,412	—
Oct 25, 2018 MForm 4 →	Oct 26, 4:45 pm EDT	JPMORGAN CHASE & COJPM	Lori A BeerChief Information Officer	11,138	—	—	22,276	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:45 pm EDT	PCSB Financial CorpPCSB	Willard I Hill Jr.Director	44,662	—	—	44,662	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:46 pm EDT	ACUITY BRANDS INCAYI	Vernon J NagelChairman, President, and CEO, Director	24,467	—	—	24,467	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:46 pm EDT	PCSB Financial CorpPCSB	Michael T. WeberDirector	44,662	—	—	44,662	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:47 pm EDT	ACUITY BRANDS INCAYI	Richard K ReeceEVP/Chief Financial Officer	10,276	—	—	10,276	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:47 pm EDT	PCSB Financial CorpPCSB	Karl A. ThimmDirector	44,662	—	—	44,662	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:47 pm EDT	ACUITY BRANDS INCAYI	Laurent J VernereyExecutive Vice President	10,276	—	—	10,276	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:48 pm EDT	PCSB Financial CorpPCSB	Matthew G McCrossonDirector	44,662	—	—	44,662	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:48 pm EDT	PCSB Financial CorpPCSB	Robert C. LusardiDirector	44,662	—	—	44,662	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:49 pm EDT	PCSB Financial CorpPCSB	Jeffrey D. KelloggDirector	44,662	—	—	44,662	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:50 pm EDT	PCSB Financial CorpPCSB	Kevin B. DwyerDirector	44,662	—	—	44,662	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:51 pm EDT	PCSB Financial CorpPCSB	William V Cuddy Jr.Director	44,662	—	—	44,662	—
Oct 25, 2018 AForm 4 →	Oct 26, 4:52 pm EDT	PEDEVCO CORPPED	Simon G KukesChief Executive Officer, Director, 10% Owner	—	—	—	—	—
Oct 25, 2018 MForm 4 →	Oct 26, 4:52 pm EDT	BLUCORA, INC.BCOR	Mathieu Frederic StevensonChief Marketing Officer	16,786	—	—	134,290	—
Oct 25, 2018 MForm 4 →	Oct 26, 4:57 pm EDT	FAIR ISAAC CORPFICO	James M WehmannExecutive Vice President	9,503	—	—	22,481	—
Oct 24, 2018 MForm 4 →	Oct 26, 5:00 pm EDT	Yext, Inc.YEXT	Steven CakebreadChief Financial Officer	20,000	—	—	280,000	—
Oct 24, 2018 MForm 4 →	Oct 26, 5:03 pm EDT	OLIN CORPOLN	John L McIntoshEVP, Synergies & Systems	75,000	—	—	0	—
Oct 24, 2018 AForm 4 →	Oct 26, 5:13 pm EDT	Eastside Distilling, Inc.EAST	Patrick T. CrowleyDirector	5,000	—	—	—	—
Oct 24, 2018 AForm 4 →	Oct 26, 5:22 pm EDT	Eastside Distilling, Inc.EAST	David G.A. HolmesDirector	5,000	—	—	—	—
Oct 24, 2018 AForm 4 →	Oct 26, 5:38 pm EDT	Zayo Group Holdings, Inc.ZAYO	Sandra MaysCIO	3,058	—	—	3,058	—
Oct 24, 2018 AForm 4 →	Oct 26, 5:39 pm EDT	Zayo Group Holdings, Inc.ZAYO	John F Waters Jr.Chief Technology Officer	2,440	—	—	2,440	—
Oct 24, 2018 AForm 4 →	Oct 26, 5:40 pm EDT	Zayo Group Holdings, Inc.ZAYO	Matt SteinfortCFO	5,404	—	—	5,404	—
Oct 24, 2018 AForm 4 →	Oct 26, 5:42 pm EDT	Zayo Group Holdings, Inc.ZAYO	Daniel CarusoCEO, Director	49,089	—	—	49,089	—
Oct 24, 2018 PSXForm 4 →	Oct 26, 5:44 pm EDT	usell.com, Inc.USEL	PITON CAPITAL PARTNERS LLC10% Owner	1,500,000	—	—	500,000	—
Oct 24, 2018 MForm 4 →	Oct 26, 5:51 pm EDT	AMCON DISTRIBUTING CODIT	Christopher H AtayanCEO and Chairman, Director, 10% Owner	6,600	—	—	3,300	—
Oct 24, 2018 CForm 4 →	Oct 26, 5:52 pm EDT	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	103,035	—	—	54,303,061	—
Oct 24, 2018 JForm 4 →	Oct 26, 5:52 pm EDT	STONEMOR PARTNERS LPSTON	AXAR CAPITAL MANAGEMENT L.P. +210% Owner	25,000	—	—	1,439,289	—
Oct 23, 2018 MForm 4 →	Oct 26, 5:53 pm EDT	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Matthew StevensonPres., Terminix Residential	3,445	—	—	6,890	—	late
Oct 24, 2018 CForm 4 →	Oct 26, 5:57 pm EDT	Square, Inc.SQ	James Morgan McKelvey Jr.Director	400,000	—	—	3,722,000	—
Oct 24, 2018 MForm 4 →	Oct 26, 6:08 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	1,000	—	—	104,000	—
Oct 24, 2018 MForm 4 →	Oct 26, 6:19 pm EDT	AMCON DISTRIBUTING CODIT	Andrew Charles PlummerPresident and CFO, Director	1,366	—	—	684	—
Oct 24, 2018 MForm 4 →	Oct 26, 6:43 pm EDT	Sarepta Therapeutics, Inc.SRPT	Sandesh MahatmeEVP, CFO & CBO	89,400	—	—	12,873	—
Oct 26, 2018 AForm 4 →	Oct 26, 6:49 pm EDT	WILLIAMS SONOMA INCWSM	Anne M MulcahyDirector	1,716	—	—	1,716	—
Oct 26, 2018 MForm 4 →	Oct 26, 8:00 pm EDT	First Choice BancorpFCBP	Max FreifeldDirector	15,956	—	—	0	—
Oct 24, 2018 AForm 4 →	Oct 26, 8:34 pm EDT	Cactus, Inc.WHD	David John IsaacGC and VP of Administration	9,116	—	—	9,116	—
Oct 25, 2018 MForm 4 →	Oct 26, 9:00 pm EDT	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	32,376	—
Oct 17, 2018 MForm 4/A →	Oct 26, 9:43 pm EDT	VERRA MOBILITY CorpVRRM	PLATINUM EQUITY LLC +9Director, 10% Owner	1,893,798	—	—	0	—
Oct 17, 2018 MForm 4/A →	Oct 26, 9:45 pm EDT	VERRA MOBILITY CorpVRRM	PLATINUM EQUITY LLC +2Director, 10% Owner	1,893,798	—	—	0	—
Sep 28, 2018 MForm 4 →	Oct 26, 9:51 pm EDT	FLEETCOR TECHNOLOGIES INCFLT	Ronald ClarkeCEO & Chairman of BOD, Director	145,000	—	—	190,000	—	late
Aug 13, 2018 AForm 4 →	Oct 29, 9:41 am EDT	EVO Transportation & Energy Services, Inc.EVO	Scott Clifford SmithDirector	100,000	—	—	100,000	—	late
Oct 25, 2018 AForm 4 →	Oct 29, 10:46 am EDT	ARCH COAL INCARCH	James N ChapmanDirector	1,900	—	—	1,900	—
Oct 25, 2018 AForm 4 →	Oct 29, 10:47 am EDT	ARCH COAL INCARCH	Sherman Edmiston IIIDirector	1,350	—	—	1,350	—
Oct 25, 2018 AForm 4 →	Oct 29, 10:48 am EDT	ARCH COAL INCARCH	Patrick A KriegshauserDirector	1,350	—	—	1,350	—
Oct 25, 2018 AForm 4 →	Oct 29, 10:50 am EDT	ARCH COAL INCARCH	Richard A NavarreDirector	1,350	—	—	1,350	—
Oct 25, 2018 AForm 4 →	Oct 29, 10:50 am EDT	ARCH COAL INCARCH	Scott D. VogelDirector	1,350	—	—	1,350	—
Oct 25, 2018 AForm 4 →	Oct 29, 10:52 am EDT	ARCH COAL INCARCH	John W EavesCEO, Director	54,950	—	—	16,250	—
Oct 25, 2018 AForm 4 →	Oct 29, 10:53 am EDT	ARCH COAL INCARCH	John T. DrexlerSr. V.P. and CFO	24,300	—	—	7,200	—
Oct 25, 2018 AForm 4 →	Oct 29, 10:59 am EDT	ARCH COAL INCARCH	Robert G JonesSr. VP-Law, Gen Counsel & Secy	12,200	—	—	6,100	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:00 am EDT	ARCH COAL INCARCH	Paul A LangPresident & COO	33,950	—	—	10,450	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:01 am EDT	ARCH COAL INCARCH	Allen R. KelleyVP - Human Resources	8,700	—	—	4,350	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:01 am EDT	ARCH COAL INCARCH	Deck SloneSr. VP - Strategy & Public Pol	8,900	—	—	4,450	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:02 am EDT	ARCH COAL INCARCH	John A. ZieglerChief Commercial Officer	10,100	—	—	5,050	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:04 am EDT	ARCH COAL INCARCH	John W LorsonVP & Chief Acctg Officer	1,300	—	—	650	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:49 am EDT	City Office REIT, Inc.CIO	James Thomas FarrarChief Executive Officer, Director	2,340	—	—	117,155	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:50 am EDT	City Office REIT, Inc.CIO	Gregory TyleePresident & COO	2,340	—	—	117,155	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:52 am EDT	City Office REIT, Inc.CIO	Anthony MareticChief Financial Officer	1,430	—	—	71,601	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:52 am EDT	City Office REIT, Inc.CIO	Mark Wilhelm MurskiDirector	160	—	—	8,005	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:53 am EDT	City Office REIT, Inc.CIO	Stephen B ShraibergDirector	106	—	—	5,294	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:56 am EDT	City Office REIT, Inc.CIO	John SweetDirector	94	—	—	4,707	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:57 am EDT	City Office REIT, Inc.CIO	John R. McLernonDirector	106	—	—	5,311	—
Oct 25, 2018 AForm 4 →	Oct 29, 11:59 am EDT	City Office REIT, Inc.CIO	William R FlattDirector	106	—	—	5,323	—
Oct 12, 2018 AForm 4 →	Oct 29, 12:56 pm EDT	HEXCEL CORP /DE/HXL	Jeffrey A GravesDirector	299	—	—	299	—	late
Oct 26, 2018 MForm 4 →	Oct 29, 12:57 pm EDT	EATON VANCE CORPEV	Thomas E Faust Jr.CEO, Director	60,000	—	—	136,540	—
Oct 28, 2018 MForm 4 →	Oct 29, 1:37 pm EDT	FAIR ISAAC CORPFICO	Marc F McMorrisDirector	898	—	—	0	—
Oct 25, 2018 AForm 4 →	Oct 29, 2:12 pm EDT	EDISON INTERNATIONALEIX	Keith TrentDirector	549	—	—	549	—
Oct 26, 2018 AForm 4 →	Oct 29, 2:27 pm EDT	TOTAL SYSTEM SERVICES INCTSS	Joia M JohnsonDirector	2,407	—	—	2,407	—
Oct 26, 2018 AForm 4 →	Oct 29, 3:04 pm EDT	NEXIEN BIOPHARMA, INC.NXEN	Richard S GreenbergEVP, Director	100,000	—	—	100,000	—
Jan 15, 2016 AForm 5 →	Oct 29, 2018, 3:11 pm EDT	ARC Group Worldwide, Inc.ARCW	Eli DavidaiDirector	271,285	—	—	0	—
Oct 25, 2018 AForm 4 →	Oct 29, 3:32 pm EDT	Macy's, Inc.M	David P AbneyDirector	2,342	—	—	2,342	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.