SEC Form 4 · accession 0001214659-18-006663
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Oct 25, 2018
Accepted (ET)
Oct 26, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2018 | M | 9,503 | $72.06 | A | 99,229 | D | |
| Common StockF1,F2 | Oct 25, 2018 | S | 3,640 | $196.8856 | D | 95,589 | D | |
| Common StockF1,F3 | Oct 25, 2018 | S | 3,260 | $197.8333 | D | 92,329 | D | |
| Common StockF1,F4 | Oct 25, 2018 | S | 2,603 | $198.665 | D | 89,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F5 | $72.06 | Oct 25, 2018 | M | 9,503 | D | Dec 8, 2015 | Dec 7, 2021 | Common Stock | 9,503 | 22,481 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $196.22 to $197.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $197.22 to $198.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $198.24 to $199.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This option vests in four equal annual installments commencing on this date.