SEC Form 4 · accession 0001144215-18-000112
ACUITY INC. (DE) · AYI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vernon J Nagel
Officer — Chairman, President, and CEO · Director
Period of report
Oct 24, 2018
Accepted (ET)
Oct 26, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001144215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 24, 2018 | A | 14,323 | $0.00 | A | 219,818 | D | |
| Common StockF3 | Oct 24, 2018 | F | 1,055 | $116.36 | D | 218,763 | D | |
| Common StockF3,F4 | Oct 25, 2018 | F | 647 | $119.29 | D | 218,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF5,F6 | $116.36 | Oct 24, 2018 | A | 24,467 | A | — | Oct 24, 2028 | Common Stock | 24,467 | 24,467 | D |
Explanation of responses
- F1The shares being reported result from the award of restricted stock pursuant to the Amended and Restated Acuity Brands, Inc. 2012 Omnibus Stock Incentive Compensation Plan.
- F2This restricted stock award vests ratably over a four-year period and will become fully vested on October 24, 2022.
- F3The transaction(s) reported relate(s) to the vesting of restricted stock held by the reporting person.
- F4The total direct shares owned includes 39,482 time-vesting restricted shares.
- F5The shares being reported result from the award of nonqualified stock options pursuant to the Amended and Restated Acuity Brands, Inc. 2012 Omnibus Stock Incentive Compensation Plan.
- F6This stock option vests ratably over a three-year period and will become fully vested on October 24, 2021.