SEC Form 4 · accession 0001179110-18-012354
QUICKLOGIC Corp · QUIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suping (Sue) Cheung
Officer — VP Finance and CFO
Period of report
Oct 25, 2018
Accepted (ET)
Oct 26, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 25, 2018 | M | 18,293 | $0.00 | A | 77,797 | D | |
| Common StockF1 | Oct 25, 2018 | F | 6,326 | $0.82 | D | 71,471 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Oct 25, 2018 | A | 18,293 | A | Oct 25, 2018 | Oct 25, 2018 | Common Stock | 18,293 | 18,293 | D |
| Restricted Stock Units | $0.00 | Oct 25, 2018 | M | 18,293 | D | Oct 25, 2018 | Oct 25, 2018 | Common Stock | 18,293 | 0 | D |
Explanation of responses
- F1Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.