SEC Form 4 · accession 0000891092-18-007709
OMNICOM GROUP INC. · OMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip J Angelastro
Officer — Executive Vice President & CFO
Period of report
Oct 24, 2018
Accepted (ET)
Oct 26, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.15 per share | Oct 24, 2018 | M | 350,000 | $23.40 | A | 491,662 | D | |
| Common Stock, par value $0.15 per share | Oct 24, 2018 | F | 226,561 | $75.76 | D | 265,101 | D | |
| Common Stock, par value $0.15 per share | holding | — | — | — | 1,361 | I | By 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $23.40 | Oct 24, 2018 | M | 350,000 | D | — | Mar 31, 2019 | Common Stock | 350,000 | 0 | D |
Explanation of responses
- F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2018.
- F2The reported transaction represents shares withheld by the company for payment of the exercise price and withholding tax liability incident to the exercise of employee stock options.
- F3The employee stock options associated with this award vested 30% on March 31, 2010, 30% on March 31, 2011 and 40% on March 31, 2012, and were scheduled to expire on March 31, 2019.