SEC Form 4 · accession 0001593195-18-000066
Tribune Publishing Co · TPCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Norman Lavey
Officer — Controller/Chief Acctg Officer
Period of report
Oct 25, 2018
Accepted (ET)
Oct 26, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2018 | M | 750 | $0.00 | A | 3,545 | D | |
| Common StockF2 | Oct 25, 2018 | F | 183 | $15.30 | D | 3,362 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Oct 25, 2018 | M | 750 | D | — | — | Common Stock | 750 | 1,500 | D |
Explanation of responses
- F1Restricted stock units convert to Common Stock on a one-for-one basis.
- F2Represents shares withheld for payment of taxes on vesting of restricted stock units, not an open market transaction.
- F3The award vests in four equal installments on October 25, 2017, 2018, 2019 and 2020, subject to the Reporting Person's continued service and subject to acceleration upon certain events.