SEC Form 4 · accession 0001225208-18-014892
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Lordi Amble
Director
Period of report
Oct 25, 2018
Accepted (ET)
Oct 26, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 25, 2018 | M | 40,000 | $0.09 | A | 75,432 | D | |
| Common StockF1 | Oct 25, 2018 | A | 12,953 | $0.00 | A | 88,385 | D | |
| Common StockF2 | Oct 25, 2018 | F | 620 | $5.81 | D | 87,765 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.09 | Oct 25, 2018 | M | 40,000 | D | Dec 18, 2009 | Dec 18, 2018 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1The restricted stock units will vest on the earlier of (a) June 30, 2019 or (b) the business day following the Company's 2019 annual meeting of stockholders.
- F2Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.