Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 24, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

120 filings · trading day Oct 24, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 19, 2018 CMForm 4 →	Oct 23, 4:20 pm EDT	CONSTELLATION BRANDS, INC.STZ	Robert SandsCEO, Director, 10% Owner	453,180	$11.85	$1,790,061	547,130	—
Oct 19, 2018 CMForm 4 →	Oct 23, 4:20 pm EDT	CONSTELLATION BRANDS, INC.STZ	Richard SandsChairman of the Board, Director, 10% Owner	446,319	$11.85	$1,762,960	570,427	—
Sep 25, 2018 SForm 4 →	Oct 24, 9:43 am EDT	Jaguar Health, Inc.JAGX	Nantucket Investments Ltd +110% Owner	270,270	$1.83	$494,594	38,180,451	—	late
Oct 23, 2018 CMForm 4 →	Oct 24, 11:01 am EDT	REATA PHARMACEUTICALS INCRETA	Keith Wayne WardChief Development Officer	42,750	$11.62	$165,585	0	—
Oct 24, 2018 JForm 4 →	Oct 24, 10:45 am EDT	ERIE INDEMNITY COERIE	J Ralph Borneman Jr.Director	106	$123.46	$13,106	15,330	—
Oct 24, 2018 JForm 4 →	Oct 24, 12:34 pm EDT	ERIE INDEMNITY COERIE	Claude C Lilly IIIDirector	106	$123.46	$13,106	15,330	—
Oct 24, 2018 JForm 4 →	Oct 24, 12:05 pm EDT	ERIE INDEMNITY COERIE	Charles Scott HartzDirector	100	$123.46	$12,308	14,373	—
Oct 24, 2018 JForm 4 →	Oct 24, 11:48 am EDT	ERIE INDEMNITY COERIE	Jonathan Hirt HagenDirector	86	$123.46	$10,643	12,378	—
Oct 24, 2018 JForm 4 →	Oct 24, 12:53 pm EDT	ERIE INDEMNITY COERIE	Thomas W PalmerDirector	79	$123.46	$9,726	11,278	—
Oct 24, 2018 JForm 4 →	Oct 24, 11:58 am EDT	ERIE INDEMNITY COERIE	Thomas B HagenDirector	71	$123.46	$8,823	10,196	—
Oct 24, 2018 JForm 4 →	Oct 24, 12:59 pm EDT	ERIE INDEMNITY COERIE	Martin SheffieldDirector	45	$123.46	$5,595	6,327	—
Oct 22, 2018 AForm 4 →	Oct 23, 4:55 pm EDT	FRANKLIN RESOURCES INCBEN	Geoffrey Y YangDirector	52	$29.04	$1,500	21,859	—
Oct 24, 2018 JForm 4 →	Oct 24, 11:35 am EDT	ERIE INDEMNITY COERIE	LuAnn DateshDirector	11	$123.46	$1,419	1,322	—
Oct 24, 2018 JForm 4 →	Oct 24, 12:43 pm EDT	ERIE INDEMNITY COERIE	George R LucoreDirector	11	$123.46	$1,419	1,322	—
Oct 24, 2018 JForm 4 →	Oct 24, 11:10 am EDT	ERIE INDEMNITY COERIE	Eugene C ConnellDirector	7	$123.46	$846	636	—
Oct 24, 2018 JForm 4 →	Oct 24, 12:16 pm EDT	ERIE INDEMNITY COERIE	Brian Arden Hudson Sr.Director	7	$123.46	$846	636	—
Oct 24, 2018 JForm 4 →	Oct 24, 11:20 am EDT	ERIE INDEMNITY COERIE	Salvatore CorrentiDirector	3	$123.46	$427	133	—
Oct 24, 2018 JForm 4 →	Oct 24, 1:46 pm EDT	ERIE INDEMNITY COERIE	Marc CiprianiSenior Vice President	3	$123.46	$370	443	—
Oct 22, 2018 AForm 4 →	Oct 23, 4:00 pm EDT	Ascena Retail Group, Inc.ASNA	John L. Welborn Jr.Director	34,067	—	—	34,067	—
Oct 22, 2018 MForm 4 →	Oct 23, 4:02 pm EDT	AMERISOURCEBERGEN CORPABC	Kathy H. GaddesExecutive Vice President	2,652	—	—	2,652	—
Oct 22, 2018 AForm 4 →	Oct 23, 4:03 pm EDT	Ascena Retail Group, Inc.ASNA	Linda YaccarinoDirector	24,138	—	—	24,138	—
Oct 22, 2018 AForm 4 →	Oct 23, 4:09 pm EDT	UNIFIRST CORPUNF	David Martin KatzSenior VP Sales and Marketing	1,297	—	—	1,297	—
Oct 22, 2018 AForm 4 →	Oct 23, 4:12 pm EDT	UNIFIRST CORPUNF	Cynthia CroattiExecutive VP and Treasurer, Director, 10% Owner	1,634	—	—	1,634	—
Oct 22, 2018 AForm 4 →	Oct 23, 4:15 pm EDT	UNIFIRST CORPUNF	Shane O'ConnorSenior VP and CFO	1,297	—	—	1,297	—
Oct 22, 2018 AForm 4 →	Oct 23, 4:17 pm EDT	UNIFIRST CORPUNF	David A DifillippoSenior VP of Operations	1,297	—	—	1,297	—
Oct 22, 2018 AForm 4 →	Oct 23, 4:19 pm EDT	UNIFIRST CORPUNF	William Masters RossSenior VP of Operations	1,297	—	—	1,297	—
Oct 20, 2018 MForm 4 →	Oct 23, 4:19 pm EDT	CorePoint Lodging Inc.CPLG	Glenn AlbaDirector	587	—	—	1,173	—
Oct 22, 2018 AForm 4 →	Oct 23, 4:21 pm EDT	UNIFIRST CORPUNF	Michael A CroattiSenior VP of Operations	1,297	—	—	1,297	—
Oct 22, 2018 MForm 4 →	Oct 23, 4:30 pm EDT	LANTRONIX INCLTRX	Bernhard BruschaDirector, 10% Owner	56,454	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 23, 4:33 pm EDT	Rapid7, Inc.RPD	Thomas E SchodorfDirector	200	—	—	31,379	—
Aug 1, 2018 AForm 4 →	Oct 23, 4:35 pm EDT	ACM Research, Inc.ACMR	Sotheara CheavSee remarks	40,000	—	—	40,000	—	late
Aug 1, 2018 AForm 4 →	Oct 23, 4:35 pm EDT	ACM Research, Inc.ACMR	Jian WangSee remarks	40,000	—	—	40,000	—	late
Oct 22, 2018 CForm 4 →	Oct 23, 4:37 pm EDT	Trade Desk, Inc.TTD	Brian John StempeckChief Client Officer	21,000	—	—	20,000	—
Oct 21, 2018 MForm 4 →	Oct 23, 4:40 pm EDT	8X8 INC /DE/EGHT	Eric SalzmanDirector	8,328	—	—	0	—
Oct 21, 2018 CMForm 4 →	Oct 23, 4:53 pm EDT	Wayfair Inc.W	Michael D FleisherChief Financial Officer	28,401	—	—	0	—
Oct 23, 2018 PForm 4 →	Oct 23, 4:53 pm EDT	DD3 Acquisition Corp.DDMX	DD3 Mex Acquisition Corp10% Owner	14,125	—	—	239,125	—
Oct 23, 2018 PForm 4 →	Oct 23, 5:00 pm EDT	DD3 Acquisition Corp.DDMX	Martin WernerChairman and CEO, Director, 10% Owner	14,125	—	—	239,125	—
Oct 19, 2018 MForm 4 →	Oct 23, 5:02 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Erik GershwindPresident and CEO, Director	5,844	—	—	1,142	—
Oct 23, 2018 PForm 4 →	Oct 23, 5:04 pm EDT	DD3 Acquisition Corp.DDMX	Jorge CombeChief Operating Officer, Director, 10% Owner	14,125	—	—	239,125	—
Oct 19, 2018 MForm 4 →	Oct 23, 5:08 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Rustom JillaEVP & Chief Financial Officer	2,467	—	—	538	—
Oct 19, 2018 AForm 4 →	Oct 23, 5:10 pm EDT	Marker Therapeutics, Inc.MRKR	Michael LoiaconoChief Financial Officer	300,000	—	—	300,000	—
Oct 19, 2018 AForm 4 →	Oct 23, 5:10 pm EDT	Marker Therapeutics, Inc.MRKR	Juan VeraDirector	500,000	—	—	500,000	—
Oct 19, 2018 AForm 4 →	Oct 23, 5:10 pm EDT	Marker Therapeutics, Inc.MRKR	Peter L. HoangChief Executive Officer, Director	1,559,855	—	—	200,000	—
Oct 21, 2018 AMForm 4 →	Oct 23, 5:16 pm EDT	REALNETWORKS INCRNWK	Michael B SladeDirector	44,901	—	—	20,642	—
Oct 21, 2018 MForm 4 →	Oct 23, 5:16 pm EDT	8X8 INC /DE/EGHT	Ian PotterDirector	8,328	—	—	0	—
Oct 19, 2018 MForm 4 →	Oct 23, 5:16 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Douglas E JonesEVP, Chief Supply Chain	1,883	—	—	412	—
Oct 19, 2018 MForm 4 →	Oct 23, 5:21 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Steve ArmstrongSVP, GC and Corp. Secy.	1,482	—	—	309	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:33 pm EDT	Invuity, Inc.IVTY	Steven AnnenVP Product Mngmnt and Strategy	119,825	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:34 pm EDT	Invuity, Inc.IVTY	William W BurkeDirector	28,900	—	—	0	—
Oct 21, 2018 MForm 4 →	Oct 23, 5:36 pm EDT	8X8 INC /DE/EGHT	Jaswinder Pal SinghDirector	8,328	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:37 pm EDT	Invuity, Inc.IVTY	Scott D FloraInterim President and CEO, Director	3,000	—	—	0	—
Oct 19, 2018 MForm 4 →	Oct 23, 5:38 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Charles BonomoSenior VP and CIO	1,198	—	—	263	—
Oct 22, 2018 MForm 4 →	Oct 23, 5:38 pm EDT	QUICKLOGIC CORPORATIONQUIK	E Thomas HartDirector	200,000	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:39 pm EDT	Invuity, Inc.IVTY	Douglas W HeigelSVP. Operations	140,149	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:39 pm EDT	Invuity, Inc.IVTY	Randall A LippsDirector	30,954	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:40 pm EDT	Invuity, Inc.IVTY	Gregory T LucierDirector	53,548	—	—	0	—
Oct 19, 2018 MForm 4 →	Oct 23, 5:41 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	David WrightSVP, SALES	825	—	—	166	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:41 pm EDT	Invuity, Inc.IVTY	James H MackanessChief Financial Officer	149,900	—	—	0	—
Oct 22, 2018 AForm 4/A →	Oct 23, 5:41 pm EDT	Ascena Retail Group, Inc.ASNA	Katie J BayneDirector	24,138	—	—	24,138	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:42 pm EDT	Invuity, Inc.IVTY	Eric W RobertsDirector	28,900	—	—	0	—
Oct 22, 2018 AForm 4/A →	Oct 23, 5:44 pm EDT	Ascena Retail Group, Inc.ASNA	Catherine Elizabeth BuggelnDirector	24,138	—	—	24,138	—
Oct 21, 2018 MForm 4 →	Oct 23, 6:01 pm EDT	8X8 INC /DE/EGHT	Vladimir S JacimovicDirector	8,328	—	—	0	—
Oct 20, 2018 AForm 4 →	Oct 23, 6:04 pm EDT	Elanco Animal Health IncELAN	Jeffrey N SimmonsPres., Chief Executive Officer, Director	109,642	—	—	109,642	—
Oct 20, 2018 MForm 4 →	Oct 23, 6:05 pm EDT	AMCON DISTRIBUTING CODIT	Andrew Charles PlummerPresident and CFO, Director	684	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 23, 6:08 pm EDT	SONOCO PRODUCTS COSON	Marcy J ThompsonVP,Marketing&Innovations	5,300	—	—	5,300	—
Oct 20, 2018 AForm 4 →	Oct 23, 6:11 pm EDT	Elanco Animal Health IncELAN	Michael-Bryant HicksSee Remarks	29,383	—	—	29,383	—
Oct 19, 2018 JForm 4 →	Oct 23, 6:11 pm EDT	STONEMOR PARTNERS LPSTON	AXAR CAPITAL MANAGEMENT L.P. +210% Owner	12,000	—	—	1,414,289	—
Oct 20, 2018 MForm 4 →	Oct 23, 6:18 pm EDT	ChemoCentryx, Inc.CCXI	Susan M KanayaEVP, CFO and Sec.	33,333	—	—	33,334	—
Oct 22, 2018 MForm 4 →	Oct 23, 6:27 pm EDT	Five9, Inc.FIVN	Daniel P. BurklandPresident	15,000	—	—	9,401	—
Oct 21, 2018 MForm 4 →	Oct 23, 6:28 pm EDT	8X8 INC /DE/EGHT	Guy L Hecker Jr.Director	8,328	—	—	0	—
Oct 23, 2018 MForm 4 →	Oct 23, 6:30 pm EDT	Five9, Inc.FIVN	Scott WelchEVP, Cloud Operations	1,031	—	—	28,880	—
Oct 20, 2018 MForm 4 →	Oct 23, 6:31 pm EDT	LANDEC CORP \CA\LNDC	Molly HemmeterChief Executive Officer	23,703	—	—	0	—
Oct 20, 2018 MForm 4 →	Oct 23, 6:32 pm EDT	LANDEC CORP \CA\LNDC	Gregory S SkinnerChief Financial Officer	8,913	—	—	0	—
Oct 21, 2018 AForm 4 →	Oct 23, 6:40 pm EDT	CAVCO INDUSTRIES INC.CVCO	David A. GreenblattDirector	4,000	—	—	4,000	—
Oct 20, 2018 MForm 4 →	Oct 23, 6:42 pm EDT	AMCON DISTRIBUTING CODIT	Christopher H AtayanCEO and Chairman, Director, 10% Owner	3,300	—	—	0	—
Oct 19, 2018 MForm 4 →	Oct 23, 6:49 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Gregory PolliSVP, PRODUCT MANAGEMENT	907	—	—	197	—
Oct 20, 2018 AForm 4 →	Oct 23, 6:57 pm EDT	Elanco Animal Health IncELAN	Sarena S LinSee Remarks	21,086	—	—	21,086	—
Oct 19, 2018 MForm 4 →	Oct 23, 7:01 pm EDT	NAUTILUS, INC.NLS	Marvin G SiegertDirector	10,000	—	—	0	—
Oct 20, 2018 AForm 4 →	Oct 23, 7:09 pm EDT	Elanco Animal Health IncELAN	Ramiro Martin CabralSee Remarks	21,086	—	—	21,086	—
Oct 19, 2018 MForm 4 →	Oct 23, 7:09 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Steven N BaruchEVP, STRATEGY & MARKETING	967	—	—	179	—
Oct 19, 2018 MForm 4 →	Oct 23, 7:12 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Kari D HeerdtSVP, Chief People Officer	1,269	—	—	272	—
Oct 20, 2018 AForm 4 →	Oct 23, 7:13 pm EDT	Elanco Animal Health IncELAN	David S KinardSee Remarks	21,086	—	—	21,086	—
Oct 19, 2018 AForm 4 →	Oct 23, 7:17 pm EDT	MGM Resorts InternationalMGM	Daniel D'ArrigoEXECUTIVE VICE PRESIDENT & CFO	23,265	—	—	23,265	—
Oct 19, 2018 AForm 4 →	Oct 23, 7:18 pm EDT	MGM Resorts InternationalMGM	William HornbucklePRESIDENT	41,276	—	—	41,276	—
Oct 21, 2018 MForm 4 →	Oct 23, 7:19 pm EDT	8X8 INC /DE/EGHT	Mary Ellen P GenoveseChief Financial Officer	8,340	—	—	161,775	—
Oct 19, 2018 AForm 4 →	Oct 23, 7:19 pm EDT	MGM Resorts InternationalMGM	Phyllis JamesCHIEF DIV & CORP RESP OFFICER	6,754	—	—	6,754	—
Oct 19, 2018 AForm 4 →	Oct 23, 7:20 pm EDT	MGM Resorts InternationalMGM	John McManusEVP GENERAL COUNSEL AND SECY	18,762	—	—	18,762	—
Oct 19, 2018 AForm 4 →	Oct 23, 7:22 pm EDT	MGM Resorts InternationalMGM	James MurrenCHAIRMAN & CEO, Director	105,066	—	—	105,066	—
Oct 20, 2018 AForm 4 →	Oct 23, 7:22 pm EDT	Elanco Animal Health IncELAN	David Alan UrbanekSee Remarks	21,086	—	—	21,086	—
Oct 19, 2018 AForm 4 →	Oct 23, 7:24 pm EDT	MGM Resorts InternationalMGM	Corey Ian SandersCHIEF OPERATING OFFICER	41,276	—	—	41,276	—
Oct 19, 2018 AForm 4 →	Oct 23, 7:25 pm EDT	MGM Resorts InternationalMGM	Robert SelwoodEVP - CHIEF ACCOUNTING OFFICER	13,171	—	—	13,171	—
Oct 20, 2018 AForm 4 →	Oct 23, 7:30 pm EDT	Elanco Animal Health IncELAN	Aaron L SchachtSee Remarks	21,086	—	—	21,086	—
Oct 22, 2018 MForm 4 →	Oct 23, 7:48 pm EDT	NETFLIX INCNFLX	Reed HastingsCEO, Director	105,868	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 23, 7:48 pm EDT	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	620	—
Oct 22, 2018 MForm 4 →	Oct 23, 7:49 pm EDT	NETFLIX INCNFLX	Richard N BartonDirector	700	—	—	387	—
Oct 21, 2018 MForm 4 →	Oct 23, 7:59 pm EDT	8X8 INC /DE/EGHT	Vikram VermaChief Executive Officer	64,476	—	—	389,727	—
Oct 19, 2018 MForm 4 →	Oct 23, 7:59 pm EDT	ARROWHEAD PHARMACEUTICALS, INC.ARWR	Peter Brian LeoneVP, Strategic Bus. Initiatives	131,137	—	—	88,863	—
Oct 22, 2018 MForm 4 →	Oct 23, 8:08 pm EDT	Tesla, Inc.TSLA	Deepak AhujaChief Financial Officer	5,035	—	—	2,000	—
Oct 23, 2018 MForm 4 →	Oct 23, 8:25 pm EDT	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	34,536	—
Oct 23, 2018 MForm 4 →	Oct 23, 8:30 pm EDT	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO, Director	5,711	—	—	131,349	—
Oct 21, 2018 MForm 4 →	Oct 23, 8:42 pm EDT	8X8 INC /DE/EGHT	Darren J. HakemanSVP-Strategy,Analytics&CorpDev	3,336	—	—	75,983	—
Oct 22, 2018 MForm 4 →	Oct 23, 8:56 pm EDT	SALESFORCE COM INCCRM	Srinivas TallapragadaPresident, Technology	926	—	—	5,554	—
Oct 22, 2018 MForm 4 →	Oct 23, 8:59 pm EDT	SALESFORCE COM INCCRM	Amy E WeaverPres., Legal & General Counsel	1,287	—	—	3,862	—
Oct 22, 2018 AForm 4 →	Oct 23, 9:18 pm EDT	A10 Networks, Inc.ATEN	Christopher P. WhiteEVP, Worldwide Sales	316,742	—	—	316,742	—
Oct 22, 2018 AForm 4 →	Oct 24, 10:23 am EDT	KMG CHEMICALS INCKMG	Christopher T. FraserPresident and CEO, Director	1	—	—	1	—
Oct 22, 2018 AForm 4 →	Oct 24, 10:25 am EDT	KMG CHEMICALS INCKMG	Marvin T. Green IIIChief Financial Officer	1	—	—	1	—
Oct 22, 2018 AForm 4 →	Oct 24, 10:36 am EDT	KMG CHEMICALS INCKMG	Ernest C. Kremling IIVice President of Operations	1	—	—	1	—
Oct 23, 2018 MForm 4 →	Oct 24, 11:25 am EDT	NOVAGOLD RESOURCES INCNG	David DeisleyExec. VP & General Counsel	136,948	—	—	400,000	—
Oct 22, 2018 MForm 4/A →	Oct 24, 11:47 am EDT	Murphy USA Inc.MUSA	Donald R Smith Jr.Vice President & Controller	4,749	—	—	2,400	—
Oct 23, 2018 MForm 4 →	Oct 24, 11:48 am EDT	EATON VANCE CORPEV	Leo I Higdon Jr.Director	5,943	—	—	0	—
Oct 22, 2018 AForm 4 →	Oct 24, 1:09 pm EDT	TENNECO INCTEN	Peng GuoExecutive Vice President	13,951	—	—	13,951	—
Oct 22, 2018 AForm 4 →	Oct 24, 1:11 pm EDT	TENNECO INCTEN	Rainer JueckstockExecutive Vice President	27,902	—	—	27,902	—
Oct 22, 2018 AForm 4 →	Oct 24, 1:14 pm EDT	TENNECO INCTEN	Bradley Scott NortonExecutive Vice President	20,926	—	—	20,926	—
Oct 23, 2018 MForm 4 →	Oct 24, 1:18 pm EDT	INTUITIVE SURGICAL INCISRG	Jamie SamathVP & Principal Accounting Offi	864	—	—	1,662	—
Oct 23, 2018 MForm 4 →	Oct 24, 1:20 pm EDT	INTUITIVE SURGICAL INCISRG	David J. RosaEVP & Chief Commercial Officer	32,500	—	—	0	—
Oct 23, 2018 MForm 4 →	Oct 24, 1:24 pm EDT	INTUITIVE SURGICAL INCISRG	Amal M JohnsonDirector	1,000	—	—	7,250	—
Oct 22, 2018 XForm 4 →	Oct 24, 1:43 pm EDT	AMERICAN RIVER BANKSHARESAMRB	William A RobothamDirector	2,785	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 24, 2:06 pm EDT	SMART Global Holdings, Inc.SGH	Jack A PachecoExecutive VP, CFO, COO	7,500	—	—	753	—
Oct 23, 2018 AForm 4 →	Oct 24, 2:33 pm EDT	Techpoint, Inc.M-6697	Stephen M. WongInterim CFO	20,000	—	—	20,000	—
Oct 15, 2018 AForm 4 →	Oct 24, 2:41 pm EDT	OTELCO INC.OTEL	Richard Allen ClarkChief Operating Officer	50,000	—	—	50,000	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.