SEC Form 4 · accession 0001179110-18-012316
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T. Fraser
Officer — President and CEO · Director
Period of report
Oct 22, 2018
Accepted (ET)
Oct 24, 2018 · 10:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Time Based Stock Award, Series 5F1 | $0.00 | Oct 22, 2018 | A | 1 | A | Jul 31, 2021 | Jul 31, 2021 | Common Stock | 20,728 | 1 | D |
Explanation of responses
- F1Amount of shares at target. Vesting of time based award is in installments of 33.33% on 7/31/2019, 2020 and 2021.