SEC Form 4 · accession 0001209191-18-056019
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peng Guo
Officer — Executive Vice President
Period of report
Oct 22, 2018
Accepted (ET)
Oct 24, 2018 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 92,977 | D | ||
| Class A Common StockF1 | holding | — | — | — | 25,557 | D | ||
| Class A Common StockF2 | holding | — | — | — | 27,643 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3 | — | Oct 22, 2018 | A | 13,951 | A | — | — | Class A Common Stock | 13,951 | 13,951 | D |
Explanation of responses
- F1Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F2Reflects stock allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.
- F3Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3, all of which vest on the third anniversary of the grant date. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock.
- F4Does not give effect to 8,718 restricted stock units previously granted to the Reporting Person and which vest on a different schedule.