SEC Form 4 · accession 0001065280-18-000544
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reed Hastings
Officer — CEO · Director
Period of report
Oct 22, 2018
Accepted (ET)
Oct 23, 2018 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2018 | M | 105,868 | $3.1486 | A | 105,868 | D | |
| Common StockF1,F2 | Oct 22, 2018 | S | 1,200 | $320.8775 | D | 104,668 | D | |
| Common StockF1,F3 | Oct 22, 2018 | S | 2,500 | $322.05 | D | 102,168 | D | |
| Common StockF1,F4 | Oct 22, 2018 | S | 5,063 | $323.1601 | D | 97,105 | D | |
| Common StockF1,F5 | Oct 22, 2018 | S | 6,428 | $324.0509 | D | 90,677 | D | |
| Common StockF1,F6 | Oct 22, 2018 | S | 4,000 | $325.1505 | D | 86,677 | D | |
| Common StockF1,F7 | Oct 22, 2018 | S | 1,300 | $326.1592 | D | 85,377 | D | |
| Common StockF1,F8 | Oct 22, 2018 | S | 9,002 | $327.2818 | D | 76,375 | D | |
| Common StockF1,F9 | Oct 22, 2018 | S | 17,724 | $328.2947 | D | 58,651 | D | |
| Common StockF1,F10 | Oct 22, 2018 | S | 15,890 | $329.2184 | D | 42,761 | D | |
| Common StockF1,F11 | Oct 22, 2018 | S | 13,441 | $330.2325 | D | 29,320 | D | |
| Common StockF1,F12 | Oct 22, 2018 | S | 15,350 | $331.1513 | D | 13,970 | D | |
| Common StockF1,F13 | Oct 22, 2018 | S | 6,143 | $332.2372 | D | 7,827 | D | |
| Common StockF1,F14 | Oct 22, 2018 | S | 5,001 | $333.1295 | D | 2,826 | D | |
| Common StockF1,F15 | Oct 22, 2018 | S | 2,126 | $334.4305 | D | 700 | D | |
| Common StockF1,F16 | Oct 22, 2018 | S | 700 | $335.08 | D | 0 | D | |
| Common StockF17 | holding | — | — | — | 5,558,947 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.1486 | Oct 22, 2018 | M | 105,868 | D | Dec 1, 2008 | Dec 1, 2018 | Common Stock | 105,868 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F10This transaction was executed in multiple trades at prices ranging from $328.75 to $329.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F11This transaction was executed in multiple trades at prices ranging from $329.75 to $330.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F12This transaction was executed in multiple trades at prices ranging from $330.75 to $331.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F13This transaction was executed in multiple trades at prices ranging from $331.75 to $332.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F14This transaction was executed in multiple trades at prices ranging from $332.75 to $333.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F15This transaction was executed in multiple trades at prices ranging from $333.83 to $334.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F16This transaction was executed in multiple trades at prices ranging from $334.85 to $335.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F17As Trustee of the Hastings-Quillin Family Trust
- F2This transaction was executed in multiple trades at prices ranging from $320.62 to $321.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $321.63 to $322.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $322.64 to $323.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $323.66 to $324.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $324.68 to $325.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $325.74 to $326.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades at prices ranging from $326.74 to $327.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades at prices ranging from $327.75 to $328.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.