SEC Form 4 · accession 0001209191-18-056005
A10 Networks, Inc. · ATEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P. White
Officer — EVP, Worldwide Sales
Period of report
Oct 22, 2018
Accepted (ET)
Oct 23, 2018 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2018 | A | 90,323 | $0.00 | A | 90,323 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $5.93 | Oct 22, 2018 | A | 316,742 | A | Jan 5, 2019 | Oct 22, 2028 | Common Stock | 316,742 | 316,742 | D |
Explanation of responses
- F1Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (1/5/2018), provided that the Reporting Person continues to serve through each vesting date.
- F2One-fourth (1/4) of the shares subject to the option will vest on the first anniversary of the Vesting Commencement Date (1/5/2018), and the remaining shares will vest in equal monthly installments over the following 36 months, provided that the Reporting Person continues to serve through each vesting date.