Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Apr 26, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

169 filings · trading day Apr 26, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 23, 2018 MForm 4 →	Apr 25, 7:41 pm EDT	MASIMO CORPMASI	Jon ColemanPres-WW Sales,Pro Svc,Med Affs	24,000	$34.43	$826,200	18,000	—
Apr 24, 2018 JForm 4 →	Apr 25, 4:52 pm EDT	DPW Holdings, Inc.DPW	Philou Ventures, LLC10% Owner	382,143	$10.00	$250,000	1,785,714	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:31 am EDT	WELLS FARGO & COMPANY/MNWFC	John D Baker IIDirector	3,428	$52.51	$180,004	90,890	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:46 am EDT	WELLS FARGO & COMPANY/MNWFC	Elizabeth A DukeDirector	3,428	$52.51	$180,004	12,125	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:51 am EDT	WELLS FARGO & COMPANY/MNWFC	Donald M JamesDirector	3,428	$52.51	$180,004	82,004	—
Apr 24, 2018 AForm 4 →	Apr 26, 12:04 pm EDT	WELLS FARGO & COMPANY/MNWFC	Karen B PeetzDirector	3,428	$52.51	$180,004	7,536	—
Apr 24, 2018 AForm 4 →	Apr 26, 12:22 pm EDT	WELLS FARGO & COMPANY/MNWFC	Ronald SargentDirector	3,428	$52.51	$180,004	10,597	—
Apr 24, 2018 AForm 4 →	Apr 26, 12:29 pm EDT	WELLS FARGO & COMPANY/MNWFC	Suzanne M VautrinotDirector	3,428	$52.51	$180,004	14,891	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:42 am EDT	WELLS FARGO & COMPANY/MNWFC	Theodore F Craver Jr.Director	3,359	$52.51	$176,381	4,329	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:55 am EDT	WELLS FARGO & COMPANY/MNWFC	Maria R MorrisDirector	3,359	$52.51	$176,381	4,329	—
Apr 24, 2018 AForm 4 →	Apr 26, 12:19 pm EDT	WELLS FARGO & COMPANY/MNWFC	James H. QuigleyDirector	3,325	$52.51	$174,596	19,927	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:38 am EDT	WELLS FARGO & COMPANY/MNWFC	Celeste A. ClarkDirector	3,257	$52.51	$171,025	4,376	—
Apr 23, 2018 MForm 4 →	Apr 25, 7:43 pm EDT	MASIMO CORPMASI	Yongsam LeeEVP & CIO	4,100	$30.06	$123,246	5,800	—
Apr 25, 2018 MForm 4 →	Apr 25, 4:43 pm EDT	ULTIMATE SOFTWARE GROUP INCULTI	Rick WilberDirector	3,750	$32.54	$122,025	0	—
Dec 1, 2017 AForm 4/A →	Apr 25, 2018, 4:35 pm EDT	Digerati Technologies, Inc.DTGI	Craig Kendall ClementDirector, 10% Owner	300,000	$0.35	$105,000	600,000	—
Nov 15, 2017 AMXForm 4 →	Apr 25, 2018, 5:02 pm EDT	ViewRay, Inc.VRAY	Mark Stephen GoldDirector	80,126	$3.01	$103,820	0	—	late
Apr 23, 2018 XForm 4 →	Apr 25, 4:03 pm EDT	CITIZENS HOLDING CO /MS/CIZN	Donald Leland KilgoreDirector	1,500	$18.00	$27,000	6,000	—
Apr 24, 2018 JForm 4 →	Apr 25, 4:35 pm EDT	ERIE INDEMNITY COERIE	Timothy G NecastroPresident & CEO	27	$117.93	$3,127	3,749	—
Apr 25, 2018 AForm 4 →	Apr 25, 6:58 pm EDT	FRANKLIN RESOURCES INCBEN	Geoffrey Y YangDirector	45	$33.58	$1,500	19,879	—
Apr 25, 2018 AForm 4 →	Apr 26, 12:00 pm EDT	FRANKLIN RESOURCES INCBEN	Laura SteinDirector	45	$33.58	$1,500	21,230	—
Apr 24, 2018 JForm 4 →	Apr 25, 4:45 pm EDT	ERIE INDEMNITY COERIE	Julie Marie PelkowskiSVP, Controller	5	$117.93	$565	678	—
Apr 23, 2018 MForm 4 →	Apr 25, 4:00 pm EDT	FALCONSTOR SOFTWARE INCFALC	Martin M Hale Jr.Director, 10% Owner	53,892,880	—	—	1,543,630	—
Apr 23, 2018 MForm 4 →	Apr 25, 4:00 pm EDT	FALCONSTOR SOFTWARE INCFALC	HCP-FVA, LLCDirector, 10% Owner	53,892,880	—	—	1,543,630	—
Apr 23, 2018 PForm 4 →	Apr 25, 4:02 pm EDT	CTD HOLDINGS INCCTDH	Francis Patrick OstronicDirector	100,250	—	—	100,000	—
Apr 23, 2018 PForm 4 →	Apr 25, 4:02 pm EDT	CTD HOLDINGS INCCTDH	N Scott FineChief Executive Officer, Director	401,000	—	—	400,000	—
Apr 23, 2018 PForm 4 →	Apr 25, 4:02 pm EDT	CTD HOLDINGS INCCTDH	Joseph J Farnan Jr.Director	601,500	—	—	600,000	—
Apr 23, 2018 PForm 4 →	Apr 25, 4:02 pm EDT	CTD HOLDINGS INCCTDH	Markus SiegerDirector	100,250	—	—	100,000	—
Apr 23, 2018 PForm 4 →	Apr 25, 4:02 pm EDT	CTD HOLDINGS INCCTDH	Randall M. ToigDirector	802,000	—	—	800,000	—
Apr 23, 2018 PForm 4 →	Apr 25, 4:02 pm EDT	CTD HOLDINGS INCCTDH	NOVIT, L.P. +210% Owner	1,002,500	—	—	1,000,000	—
Apr 24, 2018 MForm 4 →	Apr 25, 4:03 pm EDT	GRAINGER W W INCGWW	Ronald L JadinSr. VP & Chief Financial Off	29,000	—	—	0	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:08 pm EDT	PVH CORP. /DE/PVH	Emanuel ChiricoChairman & CEO, Director	39,000	—	—	39,000	—
Apr 23, 2018 MForm 4 →	Apr 25, 4:12 pm EDT	Mimecast LtdMIME	Peter Andrew James CampbellChief Financial Officer	4,000	—	—	43,333	—
Apr 23, 2018 MForm 4 →	Apr 25, 4:12 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	Steven L. HoerterChief Commercial Officer	2,050	—	—	68,850	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:12 pm EDT	Medidata Solutions, Inc.MDSO	Jill LarsenEVP, Human Resources	27,543	—	—	17,200	—
Apr 23, 2018 MForm 4 →	Apr 25, 4:13 pm EDT	Mimecast LtdMIME	Edward Vincent JenningsChief Operating Officer	7,500	—	—	415,558	—
Apr 23, 2018 MForm 4 →	Apr 25, 4:15 pm EDT	GENERAL ELECTRIC COGE	Jan HauserVice President	4,000	—	—	0	—
Apr 24, 2018 AForm 4 →	Apr 25, 4:21 pm EDT	KIMCO REALTY CORPKIM	Colombe M NicholasDirector	711	—	—	14,043	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:23 pm EDT	CONSTELLATION BRANDS, INC.STZ	James O. BourdeauExec. VP & Gen. Counsel	10,220	—	—	1,183	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:23 pm EDT	CONSTELLATION BRANDS, INC.STZ	F Paul HetterichExec. Vice President	16,560	—	—	1,917	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:23 pm EDT	CONSTELLATION BRANDS, INC.STZ	Thomas Michael KaneExecutive VP, Chief HR Officer	10,711	—	—	1,240	—
Apr 24, 2018 AForm 4 →	Apr 25, 4:23 pm EDT	KIMCO REALTY CORPKIM	Joe GrillsDirector	1,132	—	—	60,868	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:23 pm EDT	CONSTELLATION BRANDS, INC.STZ	David Eric KleinExec Vice Pres. & CFO	16,560	—	—	1,917	—
Apr 24, 2018 AForm 4 →	Apr 25, 4:24 pm EDT	KIMCO REALTY CORPKIM	Richard G DooleyDirector	2,171	—	—	98,940	—
Apr 24, 2018 AForm 4 →	Apr 25, 4:24 pm EDT	KIMCO REALTY CORPKIM	Richard B SaltzmanDirector	1,422	—	—	56,946	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:27 pm EDT	CONSTELLATION BRANDS, INC.STZ	William A NewlandsPresident & COO	23,791	—	—	2,561	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:27 pm EDT	CONSTELLATION BRANDS, INC.STZ	Richard SandsChairman of the Board, Director, 10% Owner	66,895	—	—	66,895	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:28 pm EDT	CONSTELLATION BRANDS, INC.STZ	Robert SandsCEO, Director, 10% Owner	51,434	—	—	5,954	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:28 pm EDT	CONSTELLATION BRANDS, INC.STZ	Christopher StenzelExec Vice President	12,420	—	—	1,438	—
Apr 23, 2018 MForm 4 →	Apr 25, 4:29 pm EDT	NAUTILUS, INC.NLS	Bruce M. CazenaveChief Executive Officer, Director	10,700	—	—	42,800	—
Apr 24, 2018 MForm 4 →	Apr 25, 4:35 pm EDT	At Home Group Inc.HOME	Judd T NystromChief Financial Officer	18,939	—	—	44,083	—
Apr 24, 2018 MForm 4 →	Apr 25, 4:42 pm EDT	ASSOCIATED BANC-CORPASB	Judith M DocterExecutive Vice President	35,679	—	—	0	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:45 pm EDT	Advaxis, Inc.ADXS	Kenneth A BerlinPresident & CEO, Director	750,000	—	—	750,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:45 pm EDT	Advaxis, Inc.ADXS	Andres GutierrezExec VP, Chief Medical Officer	250,000	—	—	250,000	—
Apr 24, 2018 MForm 4 →	Apr 25, 4:46 pm EDT	BOSTON PRIVATE FINANCIAL HOLDINGS INCBPFH	George G SchwartzPresident-Boston Private Bank	3,870	—	—	0	—
Apr 23, 2018 AForm 4 →	Apr 25, 4:49 pm EDT	LendingTree, Inc.TREE	Katharine F PierceGeneral Counsel & Corp. Sec.	5,600	—	—	3,743	—
Apr 23, 2018 CForm 4 →	Apr 25, 4:55 pm EDT	Silvercrest Asset Management Group Inc.SAMG	Al MessinaDirector	5,783	—	—	209,294	—
Apr 23, 2018 MForm 4 →	Apr 25, 4:59 pm EDT	LABORATORY CORP OF AMERICA HOLDINGSLH	David P KingPresident & CEO, Director	49,967	—	—	49,966	—
Jan 12, 2018 XForm 4 →	Apr 25, 4:59 pm EDT	TYME TECHNOLOGIES, INC.TYME	Christopher F Brown10% Owner	2	—	—	0	—	late
Apr 9, 2018 AForm 4 →	Apr 25, 5:00 pm EDT	Blink Charging Co.BLNK	Donald EngelDirector	68,150	—	—	68,150	—	late
Nov 15, 2017 AForm 4 →	Apr 25, 2018, 5:00 pm EDT	ViewRay, Inc.VRAY	David P BonitaDirector, 10% Owner	45,633	—	—	45,633	—	late
Nov 15, 2017 AForm 4 →	Apr 25, 2018, 5:01 pm EDT	ViewRay, Inc.VRAY	Aditya PuriDirector	45,633	—	—	45,633	—	late
Nov 15, 2017 AForm 4 →	Apr 25, 2018, 5:03 pm EDT	ViewRay, Inc.VRAY	Caley CasteleinDirector	45,633	—	—	45,633	—	late
Nov 15, 2017 AForm 4 →	Apr 25, 2018, 5:04 pm EDT	ViewRay, Inc.VRAY	Henry A McKinnellDirector	45,633	—	—	45,633	—	late
Nov 15, 2017 AForm 4 →	Apr 25, 2018, 5:05 pm EDT	ViewRay, Inc.VRAY	Brian K RobertsDirector	45,633	—	—	45,633	—	late
Apr 23, 2018 MForm 4 →	Apr 25, 5:07 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Bruce A FlemingEVP - Strategy & Growth	35,760	—	—	71,519	—
Apr 23, 2018 MForm 4 →	Apr 25, 5:10 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	James S CarterDirector	2,674	—	—	8,021	—
Apr 23, 2018 MForm 4 →	Apr 25, 5:14 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Fred M Fehsenfeld Jr.Director	2,674	—	—	8,021	—
Apr 23, 2018 MForm 4 →	Apr 25, 5:17 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Robert E FunkDirector	2,674	—	—	8,021	—
Apr 24, 2018 MForm 4 →	Apr 25, 5:18 pm EDT	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	520	—	—	11,980	—
Apr 23, 2018 MForm 4 →	Apr 25, 5:20 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Daniel J SajkowskiDirector	12,119	—	—	8,021	—
Apr 23, 2018 MForm 4 →	Apr 25, 5:23 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Amy M SchumacherDirector	12,119	—	—	8,021	—
Apr 23, 2018 DForm 4 →	Apr 25, 5:25 pm EDT	LAUREATE EDUCATION, INC.LAUR	SPG GP, LLC +5Director, 10% Owner	—	—	—	0	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:26 pm EDT	NETSCOUT SYSTEMS INCNTCT	Alfred GrassoDirector	2,000	—	—	2,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:26 pm EDT	NETSCOUT SYSTEMS INCNTCT	Susan Louise SpradleyDirector	2,000	—	—	2,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:27 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	Eric G CarterInterim Chief Medical Officer	75,000	—	—	75,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:30 pm EDT	WARRIOR MET COAL, INC.HCC	Stephen D. WilliamsDirector	6,302	—	—	6,302	—
Apr 23, 2018 MForm 4 →	Apr 25, 5:30 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Stephen P MawerDirector	10,611	—	—	8,021	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:31 pm EDT	WARRIOR MET COAL, INC.HCC	J Brett HarveyDirector	3,151	—	—	3,151	—
Apr 24, 2018 MForm 4 →	Apr 25, 5:31 pm EDT	TORCHMARK CORPTMK	John Henry Rogers Jr.Other	1,000	—	—	875	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:32 pm EDT	WARRIOR MET COAL, INC.HCC	Alan H SchumacherDirector	3,151	—	—	3,151	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:34 pm EDT	CRANE CO /DE/CR	Martin R BenanteDirector	1,348	—	—	6,936	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:37 pm EDT	CRANE CO /DE/CR	Donald G CookDirector	1,537	—	—	18,752	—
Apr 23, 2018 CForm 4 →	Apr 25, 5:37 pm EDT	LAUREATE EDUCATION, INC.LAUR	KKR 2006 Fund (Overseas), Limited Partnership +410% Owner	60,000	—	—	0	—
Apr 23, 2018 CForm 4 →	Apr 25, 5:43 pm EDT	LAUREATE EDUCATION, INC.LAUR	KKR Fund Holdings L.P. +710% Owner	60,000	—	—	0	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:44 pm EDT	CRANE CO /DE/CR	Ronald Carter LindsayDirector	1,455	—	—	13,700	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:46 pm EDT	CRANE CO /DE/CR	Philip R LochnerDirector	1,618	—	—	24,720	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:47 pm EDT	CRANE CO /DE/CR	Ellen McClain HaimeDirector	1,404	—	—	10,426	—
Apr 23, 2018 MForm 4 →	Apr 25, 5:49 pm EDT	INTEL CORPINTC	Navin ShenoyEVP, GM - Data Center Group	989	—	—	0	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:50 pm EDT	CRANE CO /DE/CR	Charles G McClureDirector	1,283	—	—	2,823	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:57 pm EDT	CRANE CO /DE/CR	James L L TullisDirector	1,537	—	—	18,752	—
Apr 23, 2018 AMForm 4 →	Apr 25, 5:59 pm EDT	CRANE CO /DE/CR	Peter O ScannellDirector	7,497	—	—	0	—
Apr 23, 2018 AForm 4 →	Apr 25, 5:59 pm EDT	STEIN MART INCSMRT	Maryann Guariglia MorinPresident	175,000	—	—	175,000	—
Apr 23, 2018 MForm 4 →	Apr 25, 6:00 pm EDT	INTEL CORPINTC	Kevin Thomas McBrideVP Finance, Controller	1,880	—	—	0	—
Apr 23, 2018 MForm 4 →	Apr 25, 6:00 pm EDT	ELECTRONICS FOR IMAGING INCEFII	Marc D OlinChief Financial Officer	1,996	—	—	0	—
Apr 23, 2018 MForm 4 →	Apr 25, 6:05 pm EDT	FIBROGEN INCFGEN	Pat CotroneoVP, Finance and CFO	33,550	—	—	0	—
Apr 23, 2018 MForm 4 →	Apr 25, 6:11 pm EDT	BAR HARBOR BANKSHARESBHB	John M MercierExecutive Vice President	947	—	—	0	—
Apr 23, 2018 MForm 4 →	Apr 25, 6:11 pm EDT	BAR HARBOR BANKSHARESBHB	Marsha C SawyerExecutive Vice President	1,849	—	—	0	—
Apr 23, 2018 MForm 4 →	Apr 25, 6:12 pm EDT	BAR HARBOR BANKSHARESBHB	Richard B MaltzEVP, COO & Chief Risk Officer	4,196	—	—	0	—
Apr 23, 2018 MForm 4 →	Apr 25, 6:13 pm EDT	BAR HARBOR BANKSHARESBHB	William J. McIverExecutive Vice President	2,041	—	—	0	—
Apr 23, 2018 MForm 4 →	Apr 25, 6:13 pm EDT	BAR HARBOR BANKSHARESBHB	Curtis C SimardPresident/CEO, Director	7,401	—	—	0	—
Apr 23, 2018 MForm 4 →	Apr 25, 6:14 pm EDT	BAR HARBOR BANKSHARESBHB	Josephine IannelliEVP, CFO & Treasurer	2,921	—	—	0	—
Apr 23, 2018 MForm 4 →	Apr 25, 6:14 pm EDT	BAR HARBOR BANKSHARESBHB	Gregory W DaltonExecutive Vice President	2,791	—	—	0	—
Apr 10, 2018 XForm 4 →	Apr 25, 6:14 pm EDT	FAMOUS DAVES OF AMERICA INCDAVE	Bandera Partners LLC +210% Owner	243,573	—	—	0	—	late
Apr 23, 2018 MForm 4 →	Apr 25, 6:15 pm EDT	BAR HARBOR BANKSHARESBHB	Joseph M PrattPresident, BHTS	1,519	—	—	0	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:15 pm EDT	CRANE CO /DE/CR	Robert S EvansDirector	3,530	—	—	24,186	—
Apr 24, 2018 MForm 4 →	Apr 25, 6:19 pm EDT	BLACKHAWK NETWORK HOLDINGS, INCHAWK	Gregory Scott BrownSVP, International	8,750	—	—	26,250	—
Apr 23, 2018 AMForm 4 →	Apr 25, 6:33 pm EDT	CRANE CO /DE/CR	E Thayer BigelowDirector	17,771	—	—	0	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:35 pm EDT	HONEYWELL INTERNATIONAL INCHON	Grace LiebleinDirector	2,535	—	—	335	—
Mar 29, 2018 AForm 4 →	Apr 25, 6:35 pm EDT	AgroFresh Solutions, Inc.AGFS	Thomas ErmiEVP,Secretary & Gen. Counsel	8,900	—	—	8,900	—	late
Apr 23, 2018 AForm 4 →	Apr 25, 6:38 pm EDT	HONEYWELL INTERNATIONAL INCHON	Duncan AngoveDirector	2,535	—	—	335	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:43 pm EDT	CRANE CO /DE/CR	Jennifer PollinoDirector	1,310	—	—	10,426	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:44 pm EDT	HONEYWELL INTERNATIONAL INCHON	William S AyerDirector	2,535	—	—	335	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:45 pm EDT	HONEYWELL INTERNATIONAL INCHON	Jaime Chico /fa PardoDirector	2,535	—	—	335	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:46 pm EDT	HONEYWELL INTERNATIONAL INCHON	George PazDirector	2,535	—	—	335	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:48 pm EDT	HONEYWELL INTERNATIONAL INCHON	Clive R HollickDirector	2,535	—	—	335	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:49 pm EDT	HONEYWELL INTERNATIONAL INCHON	Linnet F DeilyDirector	2,535	—	—	335	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:50 pm EDT	HONEYWELL INTERNATIONAL INCHON	Robin L WashingtonDirector	2,535	—	—	335	—
Apr 23, 2018 CForm 4 →	Apr 25, 6:50 pm EDT	Pure Storage, Inc.PSTG	Michael L SpeiserDirector	150,000	—	—	2,922,254	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:51 pm EDT	HONEYWELL INTERNATIONAL INCHON	Judd A. GreggDirector	2,535	—	—	335	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:53 pm EDT	HONEYWELL INTERNATIONAL INCHON	D Scott DavisDirector	2,535	—	—	335	—
Apr 23, 2018 AForm 4 →	Apr 25, 6:56 pm EDT	HONEYWELL INTERNATIONAL INCHON	Kevin BurkeDirector	2,535	—	—	335	—
Apr 24, 2018 AForm 4 →	Apr 25, 7:00 pm EDT	HONEYWELL INTERNATIONAL INCHON	Gary S MichelPresident & CEO, HBT	10,172	—	—	10,172	—
Apr 23, 2018 MForm 4 →	Apr 25, 7:01 pm EDT	Echo Global Logistics, Inc.ECHO	Douglas R WaggonerChief Executive Officer, Director	25,000	—	—	140,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 7:03 pm EDT	STEIN MART INCSMRT	D Hunt HawkinsChief Executive Officer, Director	200,000	—	—	200,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 7:08 pm EDT	STEIN MART INCSMRT	Gregory W KleffnerChief Financial Officer	125,000	—	—	125,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 7:12 pm EDT	STEIN MART INCSMRT	Eva Chantelle QuickController	90,000	—	—	90,000	—
Apr 23, 2018 MForm 4 →	Apr 25, 7:14 pm EDT	SMART Global Holdings, Inc.SGH	Jack A PachecoExecutive VP, CFO, COO	7,500	—	—	45,753	—
Apr 23, 2018 XForm 4 →	Apr 25, 7:42 pm EDT	GoDaddy Inc.GDDY	Arne JosefsbergEVP - Chief Infra/Info Officer	20,000	—	—	120,000	—
Mar 22, 2018 GForm 4 →	Apr 25, 7:45 pm EDT	Quad/Graphics, Inc.QUAD	Kathryn Quadracci FloresDirector	4,204	—	—	1,468	—	late
Apr 23, 2018 CForm 4 →	Apr 25, 8:08 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	217,500	—	—	383,278,770	—
Apr 25, 2018 CForm 4 →	Apr 25, 8:09 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	108,750	—	—	383,170,020	—
Apr 23, 2018 AForm 4 →	Apr 25, 8:22 pm EDT	Aerpio Pharmaceuticals, Inc.ARPO	Joseph H. GardnerPresident, Director	150,000	—	—	150,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 8:23 pm EDT	Aerpio Pharmaceuticals, Inc.ARPO	Steve PakolaChief Medical Officer	100,000	—	—	100,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 8:24 pm EDT	Aerpio Pharmaceuticals, Inc.ARPO	Michael W RogersChief Financial Officer	144,000	—	—	144,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 8:26 pm EDT	Aerpio Pharmaceuticals, Inc.ARPO	Kevin G. PetersChief Scientific Officer	100,000	—	—	100,000	—
Apr 23, 2018 AForm 4 →	Apr 25, 8:28 pm EDT	Aerpio Pharmaceuticals, Inc.ARPO	Stephen J HoffmanChief Executive Officer, Director	300,000	—	—	300,000	—
Apr 24, 2018 MForm 4 →	Apr 25, 8:28 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	359,260	—
Apr 23, 2018 MForm 4 →	Apr 25, 8:30 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	20,000	—	—	112,500	—
Apr 10, 2018 AForm 4 →	Apr 25, 8:33 pm EDT	CATASYS, INC.CATS	Richard Allan AndersonPresident & COO, Director	642,307	—	—	642,307	—	late
Apr 23, 2018 AForm 4 →	Apr 25, 9:50 pm EDT	PROVIDENCE SERVICE CORPPRSC	Kristi MeintsDirector	3,895	—	—	3,895	—
Mar 13, 2018 AForm 4 →	Apr 26, 8:12 am EDT	J&J SNACK FOODS CORPJJSF	Robert Joseph PapeSenior Vice President	2,700	—	—	2,700	—	late
Mar 13, 2018 AForm 4 →	Apr 26, 8:15 am EDT	J&J SNACK FOODS CORPJJSF	Dennis G MooreSenior Vice President, Director	8,000	—	—	8,000	—	late
Mar 13, 2018 AForm 4 →	Apr 26, 8:17 am EDT	J&J SNACK FOODS CORPJJSF	Gerard Garfield LawSenior Vice President	8,000	—	—	8,000	—	late
Mar 13, 2018 AForm 4 →	Apr 26, 8:20 am EDT	J&J SNACK FOODS CORPJJSF	Dan Fachner +1President, The ICEE Co	8,000	—	—	8,000	—	late
Mar 13, 2018 AForm 4 →	Apr 26, 9:42 am EDT	J&J SNACK FOODS CORPJJSF	Robert M RadanoSenior Vice President	8,000	—	—	8,000	—	late
Apr 25, 2018 MForm 4 →	Apr 26, 10:50 am EDT	SUPERIOR INDUSTRIES INTERNATIONAL INCSUP	Michael BruynesteynDirector	3,030	—	—	8,102	—
Apr 25, 2018 MForm 4 →	Apr 26, 10:50 am EDT	SUPERIOR INDUSTRIES INTERNATIONAL INCSUP	Jack A HockemaDirector	3,030	—	—	1,229	—
Apr 25, 2018 MForm 4 →	Apr 26, 10:51 am EDT	SUPERIOR INDUSTRIES INTERNATIONAL INCSUP	James Strauss McElyaDirector	3,030	—	—	8,102	—
Apr 25, 2018 MForm 4 →	Apr 26, 10:51 am EDT	SUPERIOR INDUSTRIES INTERNATIONAL INCSUP	Timothy C McQuayDirector	3,030	—	—	8,102	—	amended
Apr 25, 2018 MForm 4 →	Apr 26, 10:51 am EDT	SUPERIOR INDUSTRIES INTERNATIONAL INCSUP	Ellen B RichstoneDirector	3,030	—	—	8,102	—
Apr 25, 2018 MForm 4 →	Apr 26, 10:51 am EDT	SUPERIOR INDUSTRIES INTERNATIONAL INCSUP	Francisco S UrangaDirector	3,030	—	—	8,102	—
Apr 25, 2018 MForm 4 →	Apr 26, 10:51 am EDT	SUPERIOR INDUSTRIES INTERNATIONAL INCSUP	Paul HumphriesDirector	3,030	—	—	8,102	—
Apr 24, 2018 AForm 4 →	Apr 26, 12:37 pm EDT	MERIDIAN BIOSCIENCE INCVIVO	Lourdes WeltzienEVP, Life Science	10,000	—	—	10,000	—
Apr 25, 2018 MForm 4 →	Apr 26, 12:39 pm EDT	Meridian Bancorp, Inc.EBSB	Anna R DiMariaDirector	13,363	—	—	0	—
Apr 25, 2018 MForm 4 →	Apr 26, 12:42 pm EDT	Meridian Bancorp, Inc.EBSB	Marilyn A CensulloDirector	11,926	—	—	0	—
Apr 19, 2018 AForm 4/A →	Apr 26, 1:07 pm EDT	SIGMA LABS, INC.SGLB	John Reynolds RiceInterim CEO, Director	60,000	—	—	20,000	—
Apr 24, 2018 AForm 4 →	Apr 26, 1:35 pm EDT	Evolus, Inc.EOLS	Simone BlankDirector	9,086	—	—	9,086	—
Apr 24, 2018 AForm 4 →	Apr 26, 1:36 pm EDT	Evolus, Inc.EOLS	David N GillDirector	22,696	—	—	22,696	—
Apr 24, 2018 AForm 4 →	Apr 26, 1:37 pm EDT	Evolus, Inc.EOLS	Bosun HauDirector	9,086	—	—	9,086	—
Apr 24, 2018 AForm 4 →	Apr 26, 1:37 pm EDT	Evolus, Inc.EOLS	Robert HaymanDirector	9,086	—	—	9,086	—
Apr 24, 2018 AForm 4 →	Apr 26, 1:37 pm EDT	Evolus, Inc.EOLS	Vikram MalikDirector	9,086	—	—	9,086	—
Apr 24, 2018 AForm 4 →	Apr 26, 1:37 pm EDT	Evolus, Inc.EOLS	Kristine RomineDirector	9,086	—	—	9,086	—
Apr 24, 2018 MForm 4 →	Apr 26, 1:41 pm EDT	FIRST DEFIANCE FINANCIAL CORPFDEF	William J SmallDirector	15,000	—	—	0	—
Apr 26, 2018 MForm 4 →	Apr 26, 1:52 pm EDT	SHOTSPOTTER, INCSSTI	Alan R. StewartChief Financial Officer	1,412	—	—	0	—
Apr 24, 2018 MForm 4 →	Apr 26, 2:53 pm EDT	Trinity Place Holdings Inc.TPHS	Matthew MessingerPresident and CEO, Director	151,092	—	—	203,026	—
Apr 25, 2018 MForm 4 →	Apr 26, 3:04 pm EDT	HNI CORPHNI	Kurt A TjadenSVP HNI; President HNI Intl	4,000	—	—	26,982	—
Apr 25, 2018 MForm 4 →	Apr 26, 3:44 pm EDT	KIMBERLY CLARK CORPKMB	Larry P. AllgaierGroup Pres., KCNA	1,946	—	—	7,784	—
Apr 25, 2018 AForm 4 →	Apr 26, 3:46 pm EDT	COCA COLA COKO	Caroline J TsayDirector	3,669	—	—	3,669	—
Apr 25, 2018 AForm 4 →	Apr 26, 3:51 pm EDT	COCA COLA COKO	Christopher C DavisDirector	3,669	—	—	3,669	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.