SEC Form 4 · accession 0001615774-18-002893
TYME TECHNOLOGIES, INC. · TYME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher F Brown
10% Owner
Period of report
Jan 12, 2018
Accepted (ET)
Apr 25, 2018 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2018 | X | 1,250,000 | $0.01 | A | 1,250,000 | D | |
| Common Stock | Feb 28, 2018 | X | 1,250,000 | $0.01 | A | 6,075,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option (right to buy) | $0.01 | Jan 12, 2018 | X | 1 | D | Nov 3, 2017 | Mar 23, 2018 | Common Stock | 1,250,000 | 1,250,000 | D |
| Call Option (right to buy) | $0.01 | Feb 28, 2018 | X | 1 | D | Nov 3, 2017 | Mar 23, 2018 | Common Stock | 1,250,000 | 0 | D |