SEC Form 4 · accession 0001127602-18-015247
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judith M Docter
Officer — Executive Vice President
Period of report
Apr 24, 2018
Accepted (ET)
Apr 25, 2018 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Apr 24, 2018 | M | 14,767 | $12.97 | A | 44,332 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | S | 100 | $26.425 | D | 44,232 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | S | 200 | $26.45 | D | 44,032 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | S | 100 | $26.475 | D | 43,932 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | S | 7,567 | $26.50 | D | 36,365 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | S | 6,800 | $26.525 | D | 29,565 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | M | 20,912 | $14.02 | A | 50,477 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | S | 490 | $26.425 | D | 49,987 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | S | 2,920 | $26.45 | D | 47,067 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | S | 3,090 | $26.475 | D | 43,977 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | S | 4,500 | $26.50 | D | 39,477 | D | |
| Common Stock $0.01 Par Value | Apr 24, 2018 | S | 9,912 | $26.525 | D | 29,565 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 8,945 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $12.97 | Apr 24, 2018 | M | 14,767 | D | — | Jan 23, 2022 | Common Stock $0.01 Par Value | 14,767 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F1 | $14.02 | Apr 24, 2018 | M | 20,912 | D | — | Jan 22, 2023 | Common Stock $0.01 Par Value | 20,912 | 0 | D |
Explanation of responses
- F1Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.