SEC Form 4 · accession 0000937556-18-000062
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Coleman
Officer — Pres-WW Sales,Pro Svc,Med Affs
Period of report
Apr 23, 2018
Accepted (ET)
Apr 25, 2018 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 23, 2018 | M | 12,000 | $31.01 | A | 21,201 | D | |
| Common Stock | Apr 23, 2018 | S | 12,000 | $90.00 | D | 9,201 | D | |
| Common Stock | Apr 23, 2018 | M | 12,000 | $37.84 | A | 21,201 | D | |
| Common Stock | Apr 23, 2018 | S | 12,000 | $90.00 | D | 9,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $31.01 | Apr 23, 2018 | M | 12,000 | D | Mar 20, 2016 | Mar 20, 2025 | Common Stock | 12,000 | 18,000 | D |
| Non-Qualified Stock Option (Right to Buy)F3 | $37.84 | Apr 23, 2018 | M | 12,000 | D | Feb 28, 2017 | Feb 28, 2026 | Common Stock | 12,000 | 18,000 | D |
Explanation of responses
- F1The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated March 9, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2This option was granted on March 20, 2015 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- F3This option was granted on February 29, 2016 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.