SEC Form 4 · accession 0001590503-18-000016
STEIN MART INC · SMRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maryann Guariglia Morin
Officer — President
Period of report
Apr 23, 2018
Accepted (ET)
Apr 25, 2018 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884940
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 23, 2018 | A | 175,000 | A | — | — | Common Stock | 175,000 | 175,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SMRT common stock.
- F2The restricted stock units vest in three equal annual installments beginning on April 23, 2019.