SEC Form 4 · accession 0001140361-18-019604

Quad/Graphics, Inc. · QUAD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Apr 23, 2018

Accepted (ET)

Apr 25, 2018 · 7:45 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001481792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Apr 23, 2018	S	50,000	$25.7215	D	235,894	D
Class A Common Stock	Apr 23, 2018	S	200	$25.96	D	235,694	D
Class A Common Stock^F4	Apr 24, 2018	S	22,300	$25.9685	D	213,394	D
Class A Common Stock	holding	—	—		—	28,736	I	As trustee - HRQ 2014 Trust
Class A Common Stock	holding	—	—		—	1,675	I	By 401(a) Plan
Class A Common Stock	holding	—	—		—	4,067	I	As trustee - MAQ 2001 Trust
Class A Common Stock	holding	—	—		—	4,067	I	As trustee - HVQ 2003 Trust
Class A Common Stock	holding	—	—		—	4,067	I	As trustee - DQ 2008 Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	Mar 22, 2018	G	1,401	A	—	—	Class A Common Stock	1,401	1,468	I
Class B Common Stock^F5	—	Mar 22, 2018	G	1,402	A	—	—	Class A Common Stock	1,402	1,468	I
Class B Common Stock^F5	—	Mar 22, 2018	G	1,401	A	—	—	Class A Common Stock	1,401	1,468	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	1,601	1,601	D
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	14,915	14,915	I

F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018.
F2The price in Column 4 is a weighted average price. The prices actually received ranged from $25.57 to $25.96. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3Includes 246 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.
F4The price in Column 4 is a weighted average price. The prices actually received ranged from $25.96 to $26.002. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F5Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.