Insider · CIK 0000949119

Lloyd I Miller III

Files at: DTRM, TWMC, ONVI, GULTU, CAPS, IMI, BEBE, STMP and 12 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $22.4M · 226sales $88.8M · 61net −$66.5M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 19, 2016 PForm 4 →	Jan 20, 12:54 pm EST	CAFEPRESS INC.PRSS	14,600	$3.10	$45,260	14,600	—	plan?
Jan 15, 2016 PForm 4 →	Jan 19, 2:51 pm EST	Straight Path Communications Inc.STRP	52,200	$12.63	$659,296	12,000	—	plan?
Jan 15, 2016 XForm 4 →	Jan 19, 2:51 pm EST	Straight Path Communications Inc.STRP	800	$15.00	$12,000	603,069	—	plan?
Jan 15, 2016 PForm 4 →	Jan 19, 2:45 pm EST	CAFEPRESS INC.PRSS	10,400	$3.10	$32,240	10,400	—	plan?
Jan 14, 2016 PForm 4 →	Jan 15, 2:23 pm EST	Straight Path Communications Inc.STRP	219	$12.90	$2,825	602,269	+0.04%	plan?
Jan 13, 2016 PForm 4 →	Jan 14, 4:15 pm EST	Straight Path Communications Inc.STRP	18,781	$13.19	$247,692	5,000	—	plan?
Jan 13, 2016 PForm 4 →	Jan 14, 2:25 pm EST	SPARK NETWORKS INCLOV	2,390	$3.60	$8,604	637,471	+0.38%	plan?
Jan 8, 2016 PForm 4 →	Jan 12, 2:44 pm EST	SPARK NETWORKS INCLOV	26,551	$3.60	$95,584	635,081	+4.36%	plan?
Jan 7, 2016 PForm 4 →	Jan 8, 3:38 pm EST	SPARK NETWORKS INCLOV	16,612	$3.60	$59,803	53,300	+45.3%	plan?
Jan 6, 2016 PForm 4 →	Jan 7, 12:39 pm EST	SPARK NETWORKS INCLOV	36,688	$3.70	$135,746	36,688	—	plan?
Dec 31, 2015 JForm 4 →	Jan 5, 2016, 12:52 pm EST	DETERMINE, INC.DTRM	1,977	$3.75	$7,414	644,731	—	plan?
Dec 31, 2015 PForm 4 →	Jan 4, 2016, 12:44 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	1,000,000	$0.1475	$147,500	3,718,949	+36.8%	plan?
Dec 23, 2015 PForm 4 →	Dec 28, 2:10 pm EST	SPARK NETWORKS INCLOV	215,946	$3.81	$822,648	215,946	—	plan?
Dec 22, 2015 PForm 4 →	Dec 23, 12:52 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	2,500,000	$0.13	$325,000	2,718,949	+1,142%	plan?
Dec 22, 2015 PForm 4 →	Dec 23, 12:47 pm EST	CAFEPRESS INC.PRSS	2,800	$3.60	$10,080	60,000	+4.90%	plan?
Dec 21, 2015 PForm 4 →	Dec 22, 12:34 pm EST	CAFEPRESS INC.PRSS	29,800	$3.60	$107,280	57,200	+109%	plan?
Dec 18, 2015 PForm 4 →	Dec 21, 4:11 pm EST	CAFEPRESS INC.PRSS	1,300	$3.70	$4,810	27,400	+4.98%	plan?
Dec 17, 2015 PForm 4 →	Dec 18, 12:19 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	3,400	$3.30	$11,220	8,400	+68.0%	plan?
Dec 17, 2015 PForm 4 →	Dec 18, 12:15 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	218,949	$0.13	$28,463	218,949	—	plan?
Dec 17, 2015 PForm 4 →	Dec 18, 12:11 pm EST	CAFEPRESS INC.PRSS	19,500	$3.75	$73,080	26,100	+295%	plan?
Dec 16, 2015 PForm 4 →	Dec 17, 12:48 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	1,200	$3.30	$3,960	2,462,685	+0.05%	plan?
Dec 16, 2015 PForm 4 →	Dec 17, 12:44 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	43,118	$0.13	$5,605	22,472,882	+0.19%	plan?
Dec 16, 2015 PForm 4 →	Dec 17, 12:40 pm EST	CAFEPRESS INC.PRSS	6,400	$3.75	$24,000	1,233,500	+0.52%	plan?
Dec 15, 2015 PForm 4 →	Dec 16, 12:42 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	1,363	$3.30	$4,498	2,461,485	+0.06%	plan?
Dec 15, 2015 PForm 4 →	Dec 16, 12:28 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	7,569	$0.13	$984	22,429,764	+0.03%	plan?
Dec 14, 2015 PForm 4 →	Dec 15, 3:37 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	10,198	$3.30	$33,653	2,460,122	+0.42%	plan?
Dec 14, 2015 PForm 4 →	Dec 15, 3:24 pm EST	SPARK NETWORKS INCLOV	3,291	$3.80	$12,506	449,985	+0.74%	plan?
Dec 11, 2015 JForm 4 →	Dec 14, 4:22 pm EST	DETERMINE, INC.DTRM	13,302	$5.70	$75,821	644,072	—	plan?
Dec 11, 2015 PForm 4 →	Dec 14, 4:16 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	10,198	$3.30	$33,653	27,197	+60.0%	plan?
Dec 11, 2015 PForm 4 →	Dec 14, 4:13 pm EST	SPARK NETWORKS INCLOV	12,790	$3.90	$49,881	14,420	+785%	plan?
Dec 9, 2015 PForm 4 →	Dec 11, 2:59 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	29,350	$3.47	$101,945	2,449,924	+1.21%	plan?
Dec 9, 2015 PForm 4 →	Dec 11, 2:54 pm EST	SPARK NETWORKS INCLOV	5,200	$3.90	$20,280	446,694	+1.18%	plan?
Dec 8, 2015 PForm 4 →	Dec 9, 2:46 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	7,513	$3.50	$26,296	16,999	+79.2%	plan?
Dec 8, 2015 PForm 4 →	Dec 9, 2:43 pm EST	SPARK NETWORKS INCLOV	1,147	$3.90	$4,473	1,630	+237%	plan?
Dec 7, 2015 PForm 4 →	Dec 8, 3:15 pm EST	SPARK NETWORKS INCLOV	483	$3.90	$1,884	483	—	plan?
Dec 7, 2015 PForm 4 →	Dec 8, 3:10 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	9,486	$3.50	$33,201	9,486	—	plan?
Dec 2, 2015 PForm 4 →	Dec 3, 3:35 pm EST	ONVIA INCONVI	79,700	$3.50	$278,950	334,937	+31.2%	plan?
Nov 30, 2015 PForm 4 →	Dec 1, 2:32 pm EST	SPARK NETWORKS INCLOV	19,090	$3.85	$73,497	441,494	+4.52%	plan?
Nov 25, 2015 PForm 4 →	Nov 30, 12:29 pm EST	ID SYSTEMS INCIDSY	50,000	$3.75	$187,500	916,381	+5.77%	plan?
Nov 23, 2015 SForm 4 →	Nov 24, 11:47 am EST	STAMPS.COM INCSTMP	40,000	$101.50	$4,060,000	10,539	−79.1%	plan?
Nov 23, 2015 PForm 4 →	Nov 24, 11:43 am EST	SPARK NETWORKS INCLOV	7,789	$3.65	$28,430	422,404	+1.88%	plan?
Nov 19, 2015 PForm 4 →	Nov 20, 3:17 pm EST	SPARK NETWORKS INCLOV	1,124	$3.65	$4,103	608,530	+0.19%	plan?
Nov 18, 2015 PForm 4 →	Nov 19, 2:52 pm EST	ID SYSTEMS INCIDSY	100,000	$3.75	$375,000	406,838	+32.6%	plan?
Nov 17, 2015 PForm 4 →	Nov 18, 3:24 pm EST	SPARK NETWORKS INCLOV	5,000	$3.65	$18,250	787,542	+0.64%	plan?
Nov 17, 2015 PForm 4 →	Nov 18, 3:20 pm EST	CAFEPRESS INC.PRSS	17,400	$3.84	$66,790	1,227,100	+1.44%	plan?
Nov 13, 2015 PForm 4 →	Nov 17, 12:20 pm EST	ONVIA INCONVI	95,049	$3.75	$356,434	139,126	+216%	plan?
Nov 13, 2015 PForm 4 →	Nov 17, 12:16 pm EST	CAFEPRESS INC.PRSS	32,600	$3.88	$126,325	1,209,700	+2.77%	plan?
Nov 10, 2015 SForm 4 →	Nov 12, 2:13 pm EST	STAMPS.COM INCSTMP	20,000	$100.00	$2,000,000	26,539	−43.0%	plan?
Nov 9, 2015 PForm 4/A →	Nov 17, 12:25 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	9,308,224	$0.20	$1,861,645	22,422,195	+71.0%	plan?
Nov 9, 2015 PForm 4 →	Nov 10, 2:56 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	9,345,669	$0.20	$1,869,134	22,459,640	+71.3%	plan? amended
Nov 6, 2015 PForm 4 →	Nov 9, 2:20 pm EST	ID SYSTEMS INCIDSY	17,500	$3.75	$65,625	866,381	+2.06%	plan?
Nov 5, 2015 PForm 4 →	Nov 6, 12:18 pm EST	ID SYSTEMS INCIDSY	13,395	$3.85	$51,571	848,881	+1.60%	plan?
Nov 3, 2015 PForm 4 →	Nov 4, 3:10 pm EST	ONVIA INCONVI	4,487	$3.90	$17,499	255,237	+1.79%	plan?
Oct 19, 2015 PForm 4 →	Oct 20, 2:40 pm EDT	CAFEPRESS INC.PRSS	1,500	$4.25	$6,375	1,177,100	+0.13%	plan?
Oct 12, 2015 PForm 4 →	Oct 13, 4:01 pm EDT	CAFEPRESS INC.PRSS	12,300	$4.25	$52,275	1,175,600	+1.06%	plan?
Oct 7, 2015 PForm 4 →	Oct 8, 2:39 pm EDT	CAFEPRESS INC.PRSS	700	$4.25	$2,975	1,163,300	+0.06%	plan?
Sep 29, 2015 PForm 4 →	Sep 30, 2:55 pm EDT	CAFEPRESS INC.PRSS	6,100	$4.25	$25,925	1,162,600	+0.53%	plan?
Sep 17, 2015 JForm 4 →	Sep 21, 4:49 pm EDT	QUALSTAR CORPQBAK	65,400	—	—	0	—	plan?
Sep 14, 2015 PForm 4 →	Sep 15, 2:21 pm EDT	CAFEPRESS INC.PRSS	13,400	$4.30	$57,620	1,156,500	+1.17%	plan?
Sep 11, 2015 PForm 4 →	Sep 15, 2:17 pm EDT	ONVIA INCONVI	44,077	$3.90	$171,900	44,077	—	plan?
Sep 11, 2015 JForm 4 →	Sep 14, 12:49 pm EDT	SELECTICA INCSLTC	13,302	$5.70	$75,821	639,638	—	plan?
Sep 9, 2015 PForm 4 →	Sep 10, 12:13 pm EDT	LEARNING TREE INTERNATIONAL, INC.LTRE	17,000	$0.93	$15,810	1,338,100	+1.29%	plan?
Sep 8, 2015 PForm 4 →	Sep 9, 2:34 pm EDT	LEARNING TREE INTERNATIONAL, INC.LTRE	17,900	$0.93	$16,647	1,321,100	+1.37%	plan?
Sep 8, 2015 PForm 4 →	Sep 9, 2:30 pm EDT	CAFEPRESS INC.PRSS	2,500	$4.25	$10,625	1,143,100	+0.22%	plan?
Sep 3, 2015 PForm 4 →	Sep 4, 1:58 pm EDT	CAFEPRESS INC.PRSS	13,900	$4.30	$59,770	1,140,600	+1.23%	plan?
Aug 31, 2015 PForm 4 →	Sep 1, 2:36 pm EDT	CAFEPRESS INC.PRSS	10,000	$4.25	$42,500	1,126,700	+0.90%	plan?
Aug 20, 2015 PForm 4 →	Aug 24, 2:29 pm EDT	QUALSTAR CORPQBAK	6,300	$0.95	$5,985	1,108,828	+0.57%	plan?
Aug 19, 2015 GForm 4 →	Nov 12, 2:13 pm EST	STAMPS.COM INCSTMP	116	—	—	208,542	—	plan? late
Aug 19, 2015 PForm 4 →	Aug 20, 2:40 pm EDT	QUALSTAR CORPQBAK	258,900	$0.9976	$258,273	50,000	—	plan?
Aug 7, 2015 SForm 4 →	Aug 11, 4:35 pm EDT	STAMPS.COM INCSTMP	66,500	$82.53	$5,488,079	208,658	−24.2%	plan?
Aug 7, 2015 PForm 4 →	Aug 11, 3:45 pm EDT	SPARK NETWORKS INCLOV	4,451	$3.10	$13,798	639,306	+0.70%	plan?
Aug 6, 2015 PForm 4 →	Aug 7, 2:23 pm EDT	SPARK NETWORKS INCLOV	12,321	$3.10	$38,195	634,855	+1.98%	plan?
Aug 5, 2015 PForm 4 →	Aug 6, 3:45 pm EDT	SPARK NETWORKS INCLOV	2,070	$3.02	$6,251	622,534	+0.33%	plan?
Jul 27, 2015 PForm 4 →	Jul 28, 3:02 pm EDT	SPARK NETWORKS INCLOV	15,064	$3.02	$45,447	575,457	+2.69%	plan?
Jul 27, 2015 PForm 4 →	Jul 28, 2:59 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	1,561	$3.50	$5,464	1,561	—	plan?
Jul 24, 2015 PForm 4 →	Jul 27, 3:10 pm EDT	SPARK NETWORKS INCLOV	260	$3.00	$780	560,393	+0.05%	plan?
Jul 13, 2015 PForm 4 →	Jul 14, 4:26 pm EDT	QUALSTAR CORPQBAK	3,800	$1.00	$3,800	893,628	+0.43%	plan?
Jul 10, 2015 SForm 4 →	Jul 13, 2:06 pm EDT	COSI INCCOSI	6,400	$1.85	$11,840	2,315,285	−0.28%	plan?
Jul 9, 2015 SForm 4 →	Jul 10, 2:55 pm EDT	COSI INCCOSI	5,019	$1.90	$9,536	2,321,685	−0.22%	plan?
Jul 8, 2015 SForm 4 →	Jul 9, 2:29 pm EDT	COSI INCCOSI	280	$1.90	$532	2,326,704	−0.01%	plan?
Jul 7, 2015 SForm 4 →	Jul 8, 2:10 pm EDT	COSI INCCOSI	350,000	$1.85	$647,500	729,179	−32.4%	plan?
Jul 1, 2015 SForm 4 →	Jul 6, 2:13 pm EDT	COSI INCCOSI	361,909	$1.95	$707,522	2,426,984	−13.0%	plan?
Jun 29, 2015 PForm 4 →	Jun 30, 2:49 pm EDT	AMBASSADORS GROUP INCEPAX	50,000	$2.40	$120,000	1,310,118	+3.97%	plan?
Jun 23, 2015 SForm 4 →	Jun 25, 10:14 am EDT	MRV COMMUNICATIONS INCMRVC	25,000	$11.00	$275,000	11,250	−69.0%	plan?
Jun 17, 2015 PForm 4 →	Jun 18, 1:06 pm EDT	AMBASSADORS GROUP INCEPAX	52,600	$2.40	$126,240	1,260,118	+4.36%	plan?
Jun 15, 2015 PForm 4 →	Jun 16, 12:20 pm EDT	AMBASSADORS GROUP INCEPAX	2,600	$2.40	$6,240	1,207,518	+0.22%	plan?
Jun 11, 2015 JForm 4 →	Jun 12, 12:27 pm EDT	SELECTICA INCSLTC	13,302	$5.70	$75,821	635,204	—	plan?
Jun 4, 2015 PForm 4 →	Jun 5, 3:59 pm EDT	AMBASSADORS GROUP INCEPAX	69,800	$2.40	$167,520	1,204,918	+6.15%	plan?
May 29, 2015 PForm 4 →	Jun 1, 3:06 pm EDT	SPARK NETWORKS INCLOV	31,900	$2.96	$94,414	620,464	+5.42%	plan?
May 27, 2015 PForm 4 →	May 28, 2:37 pm EDT	SPARK NETWORKS INCLOV	9,240	$2.92	$26,981	560,133	+1.68%	plan?
May 26, 2015 PForm 4 →	May 27, 2:40 pm EDT	SPARK NETWORKS INCLOV	5,841	$3.00	$17,523	550,893	+1.07%	plan?
May 26, 2015 PForm 4 →	May 27, 2:37 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	197,800	$3.50	$692,300	2,029,867	+10.8%	plan?
May 21, 2015 PForm 4 →	May 26, 1:15 pm EDT	SPARK NETWORKS INCLOV	24,559	$2.98	$73,245	545,052	+4.72%	plan?
May 21, 2015 PForm 4 →	May 26, 1:04 pm EDT	AMBASSADORS GROUP INCEPAX	3,600	$2.40	$8,640	1,135,118	+0.32%	plan?
May 20, 2015 PForm 4 →	May 21, 3:42 pm EDT	AMBASSADORS GROUP INCEPAX	46,400	$2.40	$111,360	1,131,518	+4.28%	plan?
May 11, 2015 GForm 4 →	Jun 18, 3:58 pm EDT	STAMPS.COM INCSTMP	700	—	—	223,706	—	plan? late
May 5, 2015 JForm 4 →	May 7, 4:01 pm EDT	SELECTICA INCSLTC	478,722	—	—	159,574	—	plan?
Apr 30, 2015 PForm 4 →	May 1, 2:25 pm EDT	ONVIA INCONVI	132	$4.50	$594	131,395	+0.10%	plan?
Apr 28, 2015 PForm 4 →	Apr 30, 12:17 pm EDT	ONVIA INCONVI	1,850	$4.50	$8,325	131,263	+1.43%	plan?
Apr 9, 2015 PForm 4 →	Apr 13, 2:37 pm EDT	ONVIA INCONVI	750	$4.50	$3,375	250,750	+0.30%	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake
Dec 31, 2017 JForm 4 →	Jan 2, 2018, 1:02 pm EST	DETERMINE, INC.DTRM	83,417	—	—	113,200	—
Dec 11, 2017 JForm 4 →	Dec 13, 2:30 pm EST	DETERMINE, INC.DTRM	57,970	—	—	69,495	—
Sep 30, 2017 JForm 4 →	Oct 3, 2:46 pm EDT	DETERMINE, INC.DTRM	81,201	—	—	110,410	—
Sep 11, 2017 JForm 4 →	Sep 13, 1:52 pm EDT	DETERMINE, INC.DTRM	61,312	—	—	3,585	—
Aug 25, 2017 MForm 4 →	Aug 29, 11:55 am EDT	STAMPS.COM INCSTMP	15,000	—	—	0	—
Jun 30, 2017 JForm 4 →	Jun 30, 4:16 pm EDT	DETERMINE, INC.DTRM	78,209	—	—	15,377	—
Jun 21, 2017 MForm 4 →	Jun 23, 2:56 pm EDT	DETERMINE, INC.DTRM	973,183	—	—	132,015	—
Jun 14, 2017 AForm 4 →	Jun 15, 2:30 pm EDT	STAMPS.COM INCSTMP	5,000	—	—	30,000	—
Jun 11, 2017 JForm 4 →	Jun 12, 2:15 pm EDT	DETERMINE, INC.DTRM	79,641	—	—	13,488	—
Jun 1, 2017 JForm 4 →	Jun 5, 3:01 pm EDT	DETERMINE, INC.DTRM	20,834	—	—	10,417	—
Mar 31, 2017 JForm 4 →	Apr 4, 12:27 pm EDT	DETERMINE, INC.DTRM	75,340	—	—	10,124	—
Mar 11, 2017 JForm 4 →	Mar 13, 7:19 pm EDT	DETERMINE, INC.DTRM	76,030	—	—	4,446	—
Dec 31, 2016 JForm 4 →	Jan 4, 2017, 3:55 pm EST	DETERMINE, INC.DTRM	46,813	—	—	5,054	—
Dec 27, 2016 JPForm 4 →	Dec 29, 1:01 pm EST	DETERMINE, INC.DTRM	1,075,000	—	—	4,385	—
Jun 13, 2016 AForm 4 →	Jun 15, 2:47 pm EDT	STAMPS.COM INCSTMP	5,000	—	—	25,000	—
Feb 24, 2016 MForm 4 →	Feb 25, 12:52 pm EST	STAMPS.COM INCSTMP	25,000	—	—	0	—
Jan 15, 2016 XForm 4 →	Jan 19, 2:51 pm EST	Straight Path Communications Inc.STRP	8	—	—	0	—
Dec 16, 2015 PForm 4 →	Dec 18, 2:09 pm EST	DETERMINE, INC.DTRM	1,800,000	—	—	160,000	—
Jun 17, 2015 AForm 4 →	Jun 18, 3:58 pm EDT	STAMPS.COM INCSTMP	5,000	—	—	45,000	—
May 5, 2015 JForm 4 →	May 7, 4:01 pm EDT	SELECTICA INCSLTC	47,872	$47.00	$2,249,993	0	—
Feb 6, 2015 PForm 4 →	Feb 10, 6:20 pm EST	SELECTICA INCSLTC	3,287,233	$47.00	$2,249,993	175,439	—