SEC Form 4 · accession 0001209191-15-067070
QUALSTAR CORP · QBAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd I Miller III
10% Owner
Period of report
Aug 19, 2015
Accepted (ET)
Aug 20, 2015 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000758938
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 19, 2015 | P | 208,900 | $0.997 | A | 1,102,528 | I | By Trust A-4 - Lloyd I. Miller |
| Common StockF2 | Aug 19, 2015 | P | 50,000 | $1.00 | A | 50,000 | I | By Milfam LLC |
| Common StockF2 | holding | — | — | — | 6,295 | I | By Trust A-3 - Lloyd I. Miller | |
| Common StockF2 | holding | — | — | — | 65,400 | I | By Trust C - Lloyd I. Miller | |
| Common StockF2 | holding | — | — | — | 41,900 | I | By Milfam III LLC | |
| Common StockF2 | holding | — | — | — | 564,111 | I | By Milfam II L.P. | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By LIMFAM LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The price acutally paid ranged from $0.95 to $1.00 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regading the number of shares purchased at each price within the range.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.