Insider · CIK 0000949119

Lloyd I Miller III

Files at: DTRM, TWMC, ONVI, GULTU, CAPS, IMI, BEBE, STMP and 12 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $22.4M · 226sales $88.8M · 61net −$66.5M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 28, 2017 SForm 4 →	Jan 2, 2018, 1:02 pm EST	DETERMINE, INC.DTRM	25,000	$1.69	$42,128	1,326,315	−1.85%	plan?
Dec 27, 2017 SForm 4 →	Dec 28, 2:29 pm EST	DETERMINE, INC.DTRM	70,000	$1.70	$119,140	1,351,315	−4.93%	plan?
Dec 26, 2017 SForm 4 →	Dec 27, 3:08 pm EST	DETERMINE, INC.DTRM	62,000	$1.73	$107,279	388,787	−13.8%	plan?
Dec 21, 2017 PForm 4 →	Dec 22, 2:18 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	5,156	$1.70	$8,765	62,572	+8.98%	plan?
Dec 20, 2017 PForm 4 →	Dec 21, 4:12 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	30,178	$1.70	$51,303	57,416	+111%	plan?
Dec 19, 2017 PForm 4 →	Dec 20, 3:46 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	500	$1.70	$850	27,238	+1.87%	plan?
Nov 20, 2017 SForm 4 →	Nov 21, 4:32 pm EST	DETERMINE, INC.DTRM	8,000	$1.70	$13,574	301,590	−2.58%	plan?
Nov 17, 2017 UForm 4 →	Nov 21, 3:44 pm EST	ONVIA INCONVI	971,902	$9.00	$8,747,118	0	—	plan?
Nov 16, 2017 SForm 4 →	Nov 20, 4:05 pm EST	DETERMINE, INC.DTRM	25,000	$1.73	$43,190	309,590	−7.47%	plan?
Nov 15, 2017 PForm 4 →	Nov 16, 3:15 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	12,662	$1.60	$20,259	26,738	+90.0%	plan?
Nov 13, 2017 SForm 4 →	Nov 14, 2:43 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	107,600	$0.033	$3,551	262,596	−29.1%	plan?
Nov 8, 2017 SForm 4 →	Nov 9, 2:37 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	146,150	$0.03	$4,385	370,196	−28.3%	plan?
Nov 7, 2017 SForm 4 →	Nov 8, 3:04 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	103,850	$0.0303	$3,147	516,346	−16.7%	plan?
Nov 6, 2017 SForm 4 →	Nov 7, 3:15 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	442,400	$0.033	$14,599	620,196	−41.6%	plan?
Nov 3, 2017 SForm 4 →	Nov 6, 3:14 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	250,000	$0.0332	$8,300	2,354,139	−9.60%	plan?
Oct 31, 2017 PForm 4 →	Nov 1, 2:54 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	886	$1.65	$1,462	14,076	+6.72%	plan?
Oct 27, 2017 PForm 4 →	Oct 30, 2:16 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	2,229	$1.65	$3,678	13,190	+20.3%	plan?
Oct 5, 2017 SForm 4 →	Oct 10, 3:00 pm EDT	Capstone Therapeutics Corp.CAPS	100,000	$0.06	$6,000	624,100	−13.8%	plan? late
Sep 18, 2017 PForm 4 →	Sep 19, 2:18 pm EDT	bebe stores, inc.BEBE	600	$4.82	$2,892	91,735	+0.66%	plan?
Sep 15, 2017 PForm 4 →	Sep 18, 2:03 pm EDT	bebe stores, inc.BEBE	22,456	$5.00	$112,280	91,135	+32.7%	plan?
Sep 13, 2017 PForm 4 →	Sep 14, 11:41 am EDT	ONVIA INCONVI	233	$4.10	$955	131,738	+0.18%	plan?
Sep 7, 2017 SForm 4 →	Sep 8, 12:47 pm EDT	STAMPS.COM INCSTMP	25,000	$189.00	$4,725,000	13,019	−65.8%	plan?
Sep 7, 2017 PForm 4 →	Sep 8, 12:43 pm EDT	INTERMOLECULAR INCIMI	600	$0.86	$516	2,943,232	+0.02%	plan?
Sep 5, 2017 PForm 4 →	Sep 6, 2:14 pm EDT	INTERMOLECULAR INCIMI	1,909	$0.86	$1,642	2,942,632	+0.06%	plan?
Sep 1, 2017 SForm 4 →	Sep 5, 12:14 pm EDT	STAMPS.COM INCSTMP	18,000	$192.95	$3,473,024	38,565	−31.8%	plan?
Sep 1, 2017 PForm 4 →	Sep 5, 12:10 pm EDT	INTERMOLECULAR INCIMI	34,109	$0.86	$29,334	2,940,723	+1.17%	plan?
Aug 31, 2017 SForm 4 →	Sep 1, 12:49 pm EDT	STAMPS.COM INCSTMP	22,000	$191.32	$4,209,073	47,565	−31.6%	plan?
Aug 31, 2017 PForm 4 →	Sep 1, 12:46 pm EDT	INTERMOLECULAR INCIMI	1,612	$0.86	$1,386	2,906,614	+0.06%	plan?
Aug 31, 2017 PForm 4 →	Sep 1, 12:41 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	435	$1.55	$674	10,961	+4.13%	plan?
Aug 30, 2017 SForm 4 →	Aug 31, 2:40 pm EDT	STAMPS.COM INCSTMP	28,000	$194.69	$5,451,347	0	−100%	plan?
Aug 30, 2017 PForm 4 →	Aug 31, 2:29 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	2,064	$1.55	$3,199	10,526	+24.4%	plan?
Aug 29, 2017 SForm 4 →	Aug 30, 2:10 pm EDT	STAMPS.COM INCSTMP	9,117	$192.53	$1,755,297	0	−100%	plan?
Aug 28, 2017 PForm 4 →	Aug 29, 11:58 am EDT	INTERMOLECULAR INCIMI	400	$0.86	$344	2,905,002	+0.01%	plan?
Aug 25, 2017 MForm 4 →	Aug 29, 11:55 am EDT	STAMPS.COM INCSTMP	15,000	$31.47	$472,000	174,286	—	plan?
Aug 25, 2017 SForm 4 →	Aug 29, 11:55 am EDT	STAMPS.COM INCSTMP	75,189	$193.64	$14,559,911	2,989	−96.2%	plan?
Aug 24, 2017 SForm 4 →	Aug 25, 12:07 pm EDT	STAMPS.COM INCSTMP	1,000	$194.75	$194,746	0	−100%	plan?
Aug 22, 2017 PForm 4 →	Aug 23, 3:04 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	964	$1.50	$1,446	8,462	+12.9%	plan?
Aug 21, 2017 PForm 4 →	Aug 22, 12:27 pm EDT	INTERMOLECULAR INCIMI	300	$0.86	$258	2,904,602	+0.01%	plan?
Aug 21, 2017 PForm 4 →	Aug 22, 12:23 pm EDT	bebe stores, inc.BEBE	500	$5.00	$2,500	68,679	+0.73%	plan?
Aug 16, 2017 PForm 4 →	Aug 17, 12:00 pm EDT	ONVIA INCONVI	110	$4.10	$451	131,505	+0.08%	plan?
Aug 10, 2017 PForm 4 →	Aug 14, 11:27 am EDT	bebe stores, inc.BEBE	2,044	$5.00	$10,220	68,179	+3.09%	plan?
Jul 12, 2017 PForm 4 →	Jul 13, 3:41 pm EDT	ID SYSTEMS INCIDSY	260,000	$5.75	$1,495,000	1,101,678	+30.9%	plan?
Jun 22, 2017 PForm 4 →	Jun 23, 2:34 pm EDT	INTERMOLECULAR INCIMI	80,000	$0.88	$70,400	2,904,302	+2.83%	plan?
Jun 21, 2017 JMForm 4 →	Jun 23, 2:56 pm EDT	DETERMINE, INC.DTRM	389,273	$5.70	$973,178	1,353,315	—	plan?
Jun 20, 2017 PForm 4 →	Jun 21, 3:19 pm EDT	INTERMOLECULAR INCIMI	6,659	$0.86	$5,727	2,824,302	+0.24%	plan?
Jun 16, 2017 PForm 4 →	Jun 16, 2:36 pm EDT	CAFEPRESS INC.PRSS	11,885	$2.45	$29,118	1,104,046	+1.09%	plan?
Jun 15, 2017 PForm 4 →	Jun 16, 12:44 pm EDT	CAFEPRESS INC.PRSS	34,132	$2.45	$83,623	1,092,161	+3.23%	plan?
Jun 1, 2017 JForm 4 →	Jun 5, 3:01 pm EDT	DETERMINE, INC.DTRM	16,667	—	—	1,223,558	—	plan?
May 30, 2017 PForm 4 →	May 31, 2:35 pm EDT	CAFEPRESS INC.PRSS	12,689	$2.54	$32,230	1,058,029	+1.21%	plan?
May 26, 2017 SForm 4 →	May 30, 3:05 pm EDT	ITERIS, INC.ITI	28,226	$6.50	$183,469	2,502,251	−1.12%	plan?
May 26, 2017 PForm 4 →	May 30, 3:00 pm EDT	CAFEPRESS INC.PRSS	2,210	$2.54	$5,613	1,045,340	+0.21%	plan?
May 25, 2017 PForm 4 →	May 26, 12:25 pm EDT	CAFEPRESS INC.PRSS	10,101	$2.54	$25,657	1,043,130	+0.98%	plan?
May 24, 2017 PForm 4 →	May 25, 2:51 pm EDT	INTERMOLECULAR INCIMI	107	$0.85	$91	2,817,643	+0.00%	plan?
May 23, 2017 PForm 4/A →	Sep 29, 2:37 pm EDT	INTERMOLECULAR INCIMI	14,920	$0.85	$12,682	2,817,736	+0.53%	plan?
May 23, 2017 PForm 4 →	May 24, 12:26 pm EDT	INTERMOLECULAR INCIMI	29,020	$0.85	$24,667	2,817,536	+1.04%	plan? amended
May 22, 2017 PForm 4 →	May 23, 2:45 pm EDT	INTERMOLECULAR INCIMI	5,590	$0.85	$4,752	2,788,516	+0.20%	plan?
May 19, 2017 PForm 4 →	May 22, 2:22 pm EDT	INTERMOLECULAR INCIMI	6,564	$0.85	$5,579	2,782,926	+0.24%	plan?
May 18, 2017 PForm 4 →	May 19, 12:41 pm EDT	bebe stores, inc.BEBE	98,975	$3.71	$366,785	464,747	+27.1%	plan?
May 18, 2017 PForm 4 →	May 19, 12:35 pm EDT	INTERMOLECULAR INCIMI	2,132	$0.85	$1,812	2,776,362	+0.08%	plan?
May 17, 2017 PForm 4 →	May 18, 3:01 pm EDT	bebe stores, inc.BEBE	83,025	$3.82	$317,374	8,000	—	plan?
May 17, 2017 PForm 4 →	May 18, 2:58 pm EDT	INTERMOLECULAR INCIMI	12,743	$0.85	$10,832	2,774,230	+0.46%	plan?
May 16, 2017 PForm 4 →	May 17, 3:28 pm EDT	INTERMOLECULAR INCIMI	9,325	$0.85	$7,926	2,761,487	+0.34%	plan?
May 15, 2017 PForm 4 →	May 16, 3:03 pm EDT	INTERMOLECULAR INCIMI	8,817	$0.85	$7,494	2,752,162	+0.32%	plan?
May 12, 2017 PForm 4 →	May 15, 2:48 pm EDT	INTERMOLECULAR INCIMI	4,642	$0.85	$3,946	2,743,345	+0.17%	plan?
May 11, 2017 PForm 4 →	May 12, 2:21 pm EDT	bebe stores, inc.BEBE	5,965	$5.00	$29,825	290,747	+2.09%	plan?
May 10, 2017 PForm 4 →	May 11, 2:06 pm EDT	bebe stores, inc.BEBE	1,485	$5.00	$7,425	284,782	+0.52%	plan?
May 5, 2017 PForm 4 →	May 8, 3:35 pm EDT	bebe stores, inc.BEBE	24,200	$4.30	$104,060	283,297	+9.34%	plan?
May 3, 2017 PForm 4 →	May 4, 2:57 pm EDT	CAFEPRESS INC.PRSS	111,900	$2.61	$292,160	1,033,029	+12.1%	plan?
Apr 13, 2017 PForm 4 →	Apr 17, 12:45 pm EDT	CAFEPRESS INC.PRSS	15,822	$2.80	$44,302	921,129	+1.75%	plan?
Apr 12, 2017 SForm 4 →	Apr 13, 4:30 pm EDT	ITERIS, INC.ITI	100,000	$6.00	$600,000	4,368	−95.8%	plan?
Apr 12, 2017 PForm 4 →	Apr 13, 3:23 pm EDT	CAFEPRESS INC.PRSS	10,658	$2.80	$29,842	905,307	+1.19%	plan?
Feb 22, 2017 SForm 4/A →	Feb 27, 12:26 pm EST	STAMPS.COM INCSTMP	6,100	$136.00	$829,600	58,565	−9.43%	plan?
Feb 22, 2017 SForm 4 →	Feb 24, 12:33 pm EST	STAMPS.COM INCSTMP	6,100	$136.00	$829,600	111,265	−5.20%	plan? amended
Feb 21, 2017 SForm 4/A →	Feb 27, 12:21 pm EST	STAMPS.COM INCSTMP	20,250	$134.00	$2,713,500	64,665	−23.8%	plan?
Feb 21, 2017 SForm 4 →	Feb 22, 12:45 pm EST	STAMPS.COM INCSTMP	20,250	$134.00	$2,713,500	105,165	−16.1%	plan? amended
Feb 16, 2017 SForm 4 →	Feb 17, 12:57 pm EST	STAMPS.COM INCSTMP	20,250	$131.00	$2,652,750	84,915	−19.3%	plan?
Feb 15, 2017 SForm 4 →	Feb 16, 12:52 pm EST	STAMPS.COM INCSTMP	6,744	$129.00	$869,976	105,165	−6.03%	plan?
Feb 10, 2017 SForm 4 →	Feb 13, 3:57 pm EST	STAMPS.COM INCSTMP	6	$129.00	$774	111,909	−0.01%	plan?
Feb 9, 2017 SForm 4 →	Feb 10, 3:50 pm EST	STAMPS.COM INCSTMP	13,500	$127.50	$1,721,250	111,915	−10.8%	plan?
Feb 7, 2017 SForm 4 →	Feb 8, 12:51 pm EST	STAMPS.COM INCSTMP	6,750	$126.00	$850,500	125,415	−5.11%	plan?
Jan 30, 2017 SForm 4 →	Jan 31, 12:35 pm EST	Straight Path Communications Inc.STRP	30,190	$33.44	$1,009,617	137,660	−18.0%	plan?
Jan 25, 2017 SForm 4 →	Jan 26, 2:26 pm EST	STAMPS.COM INCSTMP	6,750	$125.00	$843,750	132,165	−4.86%	plan?
Jan 13, 2017 SForm 4 →	Jan 17, 3:05 pm EST	Straight Path Communications Inc.STRP	50,000	$44.00	$2,200,000	167,850	−23.0%	plan?
Dec 27, 2016 JForm 4 →	Dec 29, 1:01 pm EST	DETERMINE, INC.DTRM	146,942	—	—	1,215,225	—	plan?
Dec 16, 2016 SForm 4 →	Dec 19, 2:30 pm EST	Capstone Therapeutics Corp.CAPS	38,967	$0.04	$1,559	0	−100%	plan?
Dec 15, 2016 SForm 4 →	Dec 16, 2:14 pm EST	Capstone Therapeutics Corp.CAPS	20,000	$0.04	$800	38,967	−33.9%	plan?
Dec 13, 2016 SForm 4 →	Dec 14, 2:25 pm EST	STAMPS.COM INCSTMP	15,000	$114.05	$1,710,785	138,915	−9.75%	plan?
Dec 7, 2016 GForm 4 →	Dec 8, 12:21 pm EST	STAMPS.COM INCSTMP	400	—	—	195,269	—	plan?
Dec 5, 2016 SForm 4 →	Dec 6, 12:18 pm EST	STAMPS.COM INCSTMP	50,000	$108.00	$5,400,000	153,915	−24.5%	plan?
Nov 17, 2016 PForm 4 →	Nov 18, 2:21 pm EST	CAFEPRESS INC.PRSS	140	$2.80	$392	918,774	+0.02%	plan?
Nov 16, 2016 PForm 4 →	Nov 17, 3:13 pm EST	CAFEPRESS INC.PRSS	2,647	$2.80	$7,412	918,634	+0.29%	plan?
Nov 15, 2016 SForm 4 →	Nov 16, 3:52 pm EST	STAMPS.COM INCSTMP	35,000	$108.00	$3,780,000	29,306	−54.4%	plan?
Nov 15, 2016 PForm 4 →	Nov 16, 3:44 pm EST	CAFEPRESS INC.PRSS	10,733	$2.80	$30,052	915,987	+1.19%	plan?
Nov 10, 2016 PForm 4 →	Nov 14, 12:44 pm EST	CAFEPRESS INC.PRSS	7,800	$3.00	$23,400	894,649	+0.88%	plan?
Nov 9, 2016 PForm 4 →	Nov 10, 3:01 pm EST	CAFEPRESS INC.PRSS	16,400	$3.00	$49,200	886,849	+1.88%	plan?
Nov 8, 2016 PForm 4 →	Nov 9, 2:35 pm EST	CAFEPRESS INC.PRSS	2,300	$3.01	$6,915	870,449	+0.26%	plan?
Nov 2, 2016 PForm 4 →	Nov 3, 3:00 pm EDT	CAFEPRESS INC.PRSS	2,999	$3.00	$8,997	868,149	+0.35%	plan?
Nov 1, 2016 PForm 4 →	Nov 2, 2:16 pm EDT	ID SYSTEMS INCIDSY	7,500	$5.00	$37,500	664,835	+1.14%	plan?
Oct 27, 2016 PForm 4 →	Oct 28, 3:07 pm EDT	Gulf Coast Ultra Deep Royalty TrustGULTU	12,500,000	$0.03	$375,000	34,972,882	+55.6%	plan?
Oct 27, 2016 PForm 4 →	Oct 28, 3:02 pm EDT	CAFEPRESS INC.PRSS	3,300	$3.00	$9,900	865,150	+0.38%	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake
Dec 31, 2017 JForm 4 →	Jan 2, 2018, 1:02 pm EST	DETERMINE, INC.DTRM	83,417	—	—	113,200	—
Dec 11, 2017 JForm 4 →	Dec 13, 2:30 pm EST	DETERMINE, INC.DTRM	57,970	—	—	69,495	—
Sep 30, 2017 JForm 4 →	Oct 3, 2:46 pm EDT	DETERMINE, INC.DTRM	81,201	—	—	110,410	—
Sep 11, 2017 JForm 4 →	Sep 13, 1:52 pm EDT	DETERMINE, INC.DTRM	61,312	—	—	3,585	—
Aug 25, 2017 MForm 4 →	Aug 29, 11:55 am EDT	STAMPS.COM INCSTMP	15,000	—	—	0	—
Jun 30, 2017 JForm 4 →	Jun 30, 4:16 pm EDT	DETERMINE, INC.DTRM	78,209	—	—	15,377	—
Jun 21, 2017 MForm 4 →	Jun 23, 2:56 pm EDT	DETERMINE, INC.DTRM	973,183	—	—	132,015	—
Jun 14, 2017 AForm 4 →	Jun 15, 2:30 pm EDT	STAMPS.COM INCSTMP	5,000	—	—	30,000	—
Jun 11, 2017 JForm 4 →	Jun 12, 2:15 pm EDT	DETERMINE, INC.DTRM	79,641	—	—	13,488	—
Jun 1, 2017 JForm 4 →	Jun 5, 3:01 pm EDT	DETERMINE, INC.DTRM	20,834	—	—	10,417	—
Mar 31, 2017 JForm 4 →	Apr 4, 12:27 pm EDT	DETERMINE, INC.DTRM	75,340	—	—	10,124	—
Mar 11, 2017 JForm 4 →	Mar 13, 7:19 pm EDT	DETERMINE, INC.DTRM	76,030	—	—	4,446	—
Dec 31, 2016 JForm 4 →	Jan 4, 2017, 3:55 pm EST	DETERMINE, INC.DTRM	46,813	—	—	5,054	—
Dec 27, 2016 JPForm 4 →	Dec 29, 1:01 pm EST	DETERMINE, INC.DTRM	1,075,000	—	—	4,385	—
Jun 13, 2016 AForm 4 →	Jun 15, 2:47 pm EDT	STAMPS.COM INCSTMP	5,000	—	—	25,000	—
Feb 24, 2016 MForm 4 →	Feb 25, 12:52 pm EST	STAMPS.COM INCSTMP	25,000	—	—	0	—
Jan 15, 2016 XForm 4 →	Jan 19, 2:51 pm EST	Straight Path Communications Inc.STRP	8	—	—	0	—
Dec 16, 2015 PForm 4 →	Dec 18, 2:09 pm EST	DETERMINE, INC.DTRM	1,800,000	—	—	160,000	—
Jun 17, 2015 AForm 4 →	Jun 18, 3:58 pm EDT	STAMPS.COM INCSTMP	5,000	—	—	45,000	—
May 5, 2015 JForm 4 →	May 7, 4:01 pm EDT	SELECTICA INCSLTC	47,872	$47.00	$2,249,993	0	—
Feb 6, 2015 PForm 4 →	Feb 10, 6:20 pm EST	SELECTICA INCSLTC	3,287,233	$47.00	$2,249,993	175,439	—