SEC Form 4 · accession 0001209191-16-127921
STAMPS.COM INC · STMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd I Miller III
Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 15, 2016 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 195,669 | D | ||
| Common StockF1,F2 | holding | — | — | — | 64,306 | I | By Trust Account | |
| Common StockF2 | holding | — | — | — | 38,019 | I | By Milfam I L.P. | |
| Common StockF2 | holding | — | — | — | 203,915 | I | By Milfam II L.P. | |
| Common StockF2 | holding | — | — | — | 105,350 | I | By Trust A-4 - Lloyd I. Miller | |
| Common StockF1 | holding | — | — | — | 0 | I | By Milgrat (Z9) | |
| Common StockF2 | holding | — | — | — | 9,381 | I | By Trust C - Lloyd I. Miller | |
| Common StockF2 | holding | — | — | — | 1,000 | I | By Lloyd I. Miller, IV brokerage account | |
| Common StockF2 | holding | — | — | — | 1,000 | I | By AMIL of Ohio, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Common Stock)F3 | $90.68 | Jun 13, 2016 | A | 5,000 | A | Jun 13, 2016 | Jun 13, 2026 | Common Stock | 5,000 | 25,000 | D |
| Stock Option (Common Stock) | $23.18 | holding | — | — | — | Jun 13, 2012 | Jun 13, 2022 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Common Stock) | $37.19 | holding | — | — | — | Jun 12, 2013 | Jun 12, 2023 | Common Stock | 5,000 | 10,000 | D |
| Stock Option (Common Stock) | $34.03 | holding | — | — | — | Jun 11, 2014 | Jun 11, 2024 | Common Stock | 5,000 | 15,000 | D |
| Stock Option (Common Stock) | $70.77 | holding | — | — | — | Jun 17, 2015 | Jun 17, 2025 | Common Stock | 5,000 | 20,000 | D |
Explanation of responses
- F1On June 6, 2016, 5,270 securities held by Milgrat (Z9) were transferred to Lloyd I. Miller, III and 5,269 securities held by Milgrat (Z9) were transferred to the Trust Account. Such transactions only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- F3No purchase price was paid for these options. These options were granted pursuant to the non-employee director automatic option grant program.