SEC Form 4 · accession 0001209191-17-045032
ID SYSTEMS INC · IDSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd I Miller III
10% Owner
Period of report
Jul 12, 2017
Accepted (ET)
Jul 13, 2017 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 12, 2017 | P | 130,000 | $5.75 | A | 794,835 | I | By Trust A-4 - Lloyd I. Miller |
| Common StockF1 | Jul 12, 2017 | P | 130,000 | $5.75 | A | 1,101,678 | I | By Milfam II L.P. |
| Common StockF1 | holding | — | — | — | 127,618 | I | By Milfam I L.P. | |
| Common StockF1 | holding | — | — | — | 7,900 | I | By Lloyd I. Miller, Co-Trustee GST Lloyd A. Crider | |
| Common StockF2,F3 | holding | — | — | — | 0 | I | See Footnote no. 3 | |
| Common StockF1 | holding | — | — | — | 20,500 | I | By Lloyd I. Miller, III, Trustee GST Catherine C. Miller | |
| Common StockF1 | holding | — | — | — | 20,500 | I | By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller | |
| Common StockF1 | holding | — | — | — | 20,500 | I | By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller | |
| Common StockF2 | holding | — | — | — | 93,307 | D | ||
| Common StockF1 | holding | — | — | — | 24,600 | I | By Milfam LLC | |
| Common StockF1 | holding | — | — | — | 9,000 | I | By Lloyd Miller Dynasty Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- F2On December 30, 2016, 10,000 securities held by Lloyd I. Miller, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller were transferred to Lloyd I. Miller, III. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.
- F3By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller