SEC Form 4/A · accession 0001209191-17-054392
INTERMOLECULAR INC · IMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lloyd I Miller III
10% Owner
Period of report
May 23, 2017
Accepted (ET)
Sep 29, 2017 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 23, 2017 | P | 14,920 | $0.85 | A | 2,817,736 | I | By Trust A-4 - Lloyd I. Miller |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to a clerical error, in the Form 4 filed on May 24, 2017 the reporting person reported a purchase of 14,720 shares instead of 14,920 shares. The difference of 200 shares was inadvertently omitted in the subsequent Form 4 filings through and including the Form 4 filed on September 8, 2017.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.