SEC Form 4 · accession 0001209191-17-003847

Straight Path Communications Inc. · STRP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Jan 13, 2017

Accepted (ET)

Jan 17, 2017 · 3:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001574460

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 13, 2017	S	50,000	$44.00	D	167,850	I	By Milfam II L.P.
Common Stock^F1	holding	—	—		—	613,269	I	By Trust A-4 - Lloyd I. Miller
Common Stock^F2	holding	—	—		—	89,649	D
Common Stock^F1	holding	—	—		—	13,000	I	By Susan F. Miller
Common Stock^F1	holding	—	—		—	12,000	I	By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller
Common Stock^F1	holding	—	—		—	12,898	I	By Lloyd I. Miller, III, Trustee Catherine Miller Dynasty Trust
Common Stock^F1	holding	—	—		—	8,000	I	By Lloyd I. Miller, III, Co-Trustee GST Lloyd A. Crider
Common Stock^F2,F3	holding	—	—		—	0	I	See Footnote no. 3
Common Stock^F1	holding	—	—		—	9,000	I	By Lloyd I. Miller, III, Trustee GST Catherine C. Miller
Common Stock^F1	holding	—	—		—	6,000	I	By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller
Common Stock^F1	holding	—	—		—	41,902	I	By LIMFAM LLC
Common Stock^F1	holding	—	—		—	15,000	I	By Milfam LLC
Common Stock^F1	holding	—	—		—	127,150	I	By Milfam I L.P.
Common Stock^F1	holding	—	—		—	23,990	I	By Trust A-1 - Lloyd I. Miller
Common Stock^F1	holding	—	—		—	4,300	I	By Amil of Ohio, LLC
Common Stock^F1	holding	—	—		—	4,000	I	By Lloyd I. Miller, III, Trustee Eli Miller Trust
Common Stock^F1	holding	—	—		—	33,595	I	By Trust D - Lloyd I. Miller
Common Stock^F1	holding	—	—		—	6,800	I	By Lloyd I. Miller, III, Co-Trustee 2006 Susan Miller Trust of Children
Common Stock^F1	holding	—	—		—	6,900	I	By Lloyd I. Miller, III, Co-Trustee Susan Miller Dynasty Trust

No Table II lines on this filing.

F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
F2On December 30, 2016, 16,649 securities held by Lloyd I. Miller, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller were transferred to Lloyd I. Miller, III. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.
F3By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller