SEC Form 4 · accession 0001209191-17-067397
DETERMINE, INC. · DTRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd I Miller III
10% Owner
Period of report
Dec 26, 2017
Accepted (ET)
Dec 27, 2017 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 26, 2017 | S | 31,000 | $1.7303 | D | 388,788 | I | By LIM III - Trust A-4 |
| Common StockF2,F3 | Dec 26, 2017 | S | 31,000 | $1.7303 | D | 388,787 | I | By MBM - Trust A-4 |
| Common StockF3 | holding | — | — | — | 301,590 | I | By Trust C - Lloyd I. Miller | |
| Common Stock | holding | — | — | — | 250,820 | D | ||
| Common StockF3 | holding | — | — | — | 1,353,315 | I | By Milfam II L.P. | |
| Common StockF3 | holding | — | — | — | 2,100 | I | By Trust D - Lloyd I. Miller | |
| Common StockF3 | holding | — | — | — | 211,351 | I | By Milfam I L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold by the Reporting Person for tax planning purposes.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.70 to $1.77 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.