SEC Form 4 · accession 0001209191-17-009492
STAMPS.COM INC · STMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd I Miller III
Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 9, 2017 | S | 13,500 | $127.50 | D | 111,915 | I | By Milfam II L.P. |
| Common Stock | holding | — | — | — | 195,269 | D | ||
| Common StockF3 | holding | — | — | — | 38,019 | I | By Milfam I L.P. | |
| Common StockF3 | holding | — | — | — | 29,306 | I | By Trust Account | |
| Common StockF3 | holding | — | — | — | 105,350 | I | By Trust A-4 - Lloyd I. Miller | |
| Common StockF3 | holding | — | — | — | 9,381 | I | By Trust C - Lloyd I. Miller | |
| Common StockF3 | holding | — | — | — | 1,000 | I | By Lloyd I. Miller, IV brokerage account | |
| Common StockF3 | holding | — | — | — | 1,000 | I | By AMIL of Ohio, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Common Stock) | $23.18 | holding | — | — | — | Jun 13, 2012 | Jun 13, 2022 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Common Stock) | $37.19 | holding | — | — | — | Jun 12, 2013 | Jun 12, 2023 | Common Stock | 5,000 | 10,000 | D |
| Stock Option (Common Stock) | $34.03 | holding | — | — | — | Jun 11, 2014 | Jun 11, 2024 | Common Stock | 5,000 | 15,000 | D |
| Stock Option (Common Stock) | $70.77 | holding | — | — | — | Jun 17, 2015 | Jun 17, 2025 | Common Stock | 5,000 | 20,000 | D |
| Stock Option (Common Stock) | $90.68 | holding | — | — | — | Jun 13, 2016 | Jun 13, 2026 | Common Stock | 5,000 | 25,000 | D |
Explanation of responses
- F1This sale was executed pursuant to a pre-arranged trading plan compliant with Rule 10b5-1.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $127.00 to $128.00 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.