SEC Form 4 · accession 0001209191-16-091987

Straight Path Communications Inc. · STRP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Lloyd I Miller III

10% Owner

Period of report

Jan 15, 2016

Accepted (ET)

Jan 19, 2016 · 2:51 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001574460

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 15, 2016	X	800	$15.00	A	603,069	I	By Trust A-4 - Lloyd I. Miller
Common Stock^F2,F1	Jan 15, 2016	P	10,200	$12.681	A	613,269	I	By Trust A-4 - Lloyd I. Miller
Common Stock^F3	Jan 15, 2016	P	30,000	$12.645	A	73,000	D
Common Stock^F1	Jan 15, 2016	P	8,000	$12.55	A	13,000	I	By Susan F. Miller
Common Stock^F1	Jan 15, 2016	P	4,000	$12.55	A	12,000	I	By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller
Common Stock^F1	holding	—	—		—	12,898	I	By Lloyd I. Miller, III, Trustee Catherine Miller Dynasty Trust
Common Stock^F1	holding	—	—		—	8,000	I	By Lloyd I. Miller, III, Co-Trustee GST Lloyd A. Crider
Common Stock^F1,F4	holding	—	—		—	16,649	I	See Footnote no. 4
Common Stock^F1	holding	—	—		—	9,000	I	By Lloyd I. Miller, III, Trustee GST Catherine C. Miller
Common Stock^F1	holding	—	—		—	6,000	I	By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller
Common Stock^F1	holding	—	—		—	41,902	I	By LIMFAM LLC
Common Stock^F1	holding	—	—		—	15,000	I	By Milfam LLC
Common Stock^F1	holding	—	—		—	127,150	I	By Milfam I L.P.
Common Stock^F1	holding	—	—		—	217,850	I	By Milfam II L.P.
Common Stock^F1	holding	—	—		—	23,990	I	By Trust A-1 - Lloyd I. Miller
Common Stock^F1	holding	—	—		—	4,300	I	By Amil of Ohio, LLC
Common Stock^F1	holding	—	—		—	4,000	I	By Lloyd I. Miller, III, Trustee Eli Miller Trust
Common Stock^F1	holding	—	—		—	33,595	I	By Trust D - Lloyd I. Miller
Common Stock^F1	holding	—	—		—	6,800	I	By Lloyd I. Miller, III, Co-Trustee 2006 Susan Miller Trust of Children
Common Stock^F1	holding	—	—		—	6,900	I	By Lloyd I. Miller, III, Co-Trustee Susan Miller Dynasty Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Put Option (obligation to buy)^F1	$15.00	Jan 15, 2016	X	8	D	Jan 5, 2016	Jan 15, 2016	Common Stock	800	0	I

Explanation of responses

F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $12.33 to $12.80 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
F3The price in Column 4 is a weighted average price. The prices actually paid ranged from $12.42 to $12.87 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
F4By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller