SEC Form 4 · accession 0001209191-17-026870
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd I Miller III
10% Owner
Period of report
Apr 12, 2017
Accepted (ET)
Apr 13, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 12, 2017 | S | 100,000 | $6.00 | D | 4,368 | I | By Milgrat (W10) |
| Common StockF1 | holding | — | — | — | 1,456,523 | I | By Milfam II L.P. | |
| Common StockF1 | holding | — | — | — | 372,175 | I | By Milfam I L.P. | |
| Common StockF1 | holding | — | — | — | 32,190 | I | By LIMFAM LLC | |
| Common StockF1 | holding | — | — | — | 100,000 | I | By Trust A-2 - Lloyd I. Miller | |
| Common StockF1 | holding | — | — | — | 57,720 | I | By Trust D - Lloyd I. Miller | |
| Common StockF1,F2 | holding | — | — | — | 189,346 | I | By Trust C - Lloyd I. Miller | |
| Common Stock | holding | — | — | — | 42,743 | D | ||
| Common StockF1 | holding | — | — | — | 2,530,477 | I | By Trust A-4 - Lloyd I. Miller |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- F2On November 3, 2016, 50,689 securities held by Milgrat (W10) were transferred to Trust C. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.