SEC Form 4 · accession 0001209191-15-079248
Gulf Coast Ultra Deep Royalty Trust · GULTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Lloyd I Miller III
10% Owner
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001565146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2015 | P | 9,345,669 | $0.20 | A | 22,459,640 | I | By Milfam II L.P. |
| Common StockF1 | holding | — | — | — | 4,496,353 | I | By Trust A-4 - Lloyd I. Miller | |
| Common StockF1 | holding | — | — | — | 262,346 | I | By Lloyd I. Miller, III, Co-Trustee GST Lloyd A. Crider | |
| Common StockF1 | holding | — | — | — | 184,073 | I | By Lloyd I. Miller, III, Trustee GST Catherine C. Miller | |
| Common Stock | holding | — | — | — | 3,348,353 | D | ||
| Common StockF1 | holding | — | — | — | 231,537 | I | By Milfam LLC | |
| Common StockF1 | holding | — | — | — | 1,517,596 | I | By Milfam I L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.