SEC Form 4/A · accession 0001209191-15-080487
Gulf Coast Ultra Deep Royalty Trust · GULTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lloyd I Miller III
10% Owner
Period of report
Nov 9, 2015
Accepted (ET)
Nov 17, 2015 · 12:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001565146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2015 | P | 9,308,224 | $0.20 | A | 22,422,195 | I | By Milfam II L.P. |
| Common StockF2 | holding | — | — | — | 4,496,353 | I | By Trust A-4 - Lloyd I. Miller | |
| Common StockF2 | holding | — | — | — | 262,346 | I | By Lloyd I. Miller, III, Co-Trustee GST Lloyd A. Crider | |
| Common StockF2 | holding | — | — | — | 184,073 | I | By Lloyd I. Miller, III, Trustee GST Catherine C. Miller | |
| Common Stock | holding | — | — | — | 3,348,353 | D | ||
| Common StockF2 | holding | — | — | — | 231,537 | I | By Milfam LLC | |
| Common StockF2 | holding | — | — | — | 1,517,596 | I | By Milfam I L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to a clerical error, in the Form 4 filed on November 10, 2015 the reporting person reported a purchase of 9,345,669 shares when in fact it should have been 9,308,224 shares.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.