SEC Form 4 · accession 0001209191-15-081913
STAMPS.COM INC · STMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd I Miller III
Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 11:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2015 | S | 12,000 | $101.50 | D | 190,542 | D | |
| Common StockF1,F2 | Nov 23, 2015 | S | 12,000 | $101.50 | D | 72,730 | I | By Trust Account |
| Common StockF1,F2 | Nov 23, 2015 | S | 16,000 | $101.50 | D | 10,539 | I | By Milgrat (Z9) |
| Common StockF2 | holding | — | — | — | 129,785 | I | By Trust A-4 - Lloyd I. Miller | |
| Common StockF2 | holding | — | — | — | 251,212 | I | By Milfam II L.P. | |
| Common StockF2 | holding | — | — | — | 46,839 | I | By Milfam I L.P. | |
| Common StockF2 | holding | — | — | — | 9,381 | I | By Trust C - Lloyd I. Miller | |
| Common StockF2 | holding | — | — | — | 1,000 | I | By Lloyd I. Miller, IV brokerage account | |
| Common StockF2 | holding | — | — | — | 1,000 | I | By AMIL of Ohio, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Common Stock) | $23.38 | holding | — | — | — | Jun 7, 2006 | Jun 7, 2016 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Common Stock) | $13.10 | holding | — | — | — | Jun 6, 2007 | Jun 6, 2017 | Common Stock | 5,000 | 10,000 | D |
| Stock Option (Common Stock) | $13.10 | holding | — | — | — | May 22, 2008 | May 22, 2018 | Common Stock | 5,000 | 15,000 | D |
| Stock Option (Common Stock) | $10.55 | holding | — | — | — | Jun 16, 2010 | Jun 16, 2020 | Common Stock | 5,000 | 20,000 | D |
| Stock Option (Common Stock) | $12.33 | holding | — | — | — | Jun 15, 2011 | Jun 15, 2021 | Common Stock | 5,000 | 25,000 | D |
| Stock Option (Common Stock) | $23.18 | holding | — | — | — | Jun 13, 2012 | Jun 13, 2022 | Common Stock | 5,000 | 30,000 | D |
| Stock Option (Common Stock) | $37.19 | holding | — | — | — | Jun 12, 2013 | Jun 12, 2023 | Common Stock | 5,000 | 35,000 | D |
| Stock Option (Common Stock) | $34.03 | holding | — | — | — | Jun 11, 2014 | Jun 11, 2024 | Common Stock | 5,000 | 40,000 | D |
| Stock Option (Common Stock) | $70.77 | holding | — | — | — | Jun 17, 2015 | Jun 17, 2025 | Common Stock | 5,000 | 45,000 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually paid ranged from $101.00 to $102.00 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.