SEC Form 4 · accession 0001209191-15-084628

TRANS WORLD ENTERTAINMENT CORP · TWMC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Dec 9, 2015

Accepted (ET)

Dec 11, 2015 · 2:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000795212

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 9, 2015	P	9,356	$3.50	A	2,429,930	I	By Milfam II L.P.
Common Stock^F2,F1	Dec 10, 2015	P	19,994	$3.461	A	2,449,924	I	By Milfam II L.P.
Common Stock^F1	holding	—	—		—	1,561	I	By Milfam I L.P.
Common Stock^F1	holding	—	—		—	16,999	I	By Trust A-1 - Lloyd I. Miller
Common Stock^F1	holding	—	—		—	2,029,867	I	By Trust A-4 - Lloyd I. Miller
Common Stock^F1	holding	—	—		—	36,031	I	By Susan F. Miller
Common Stock^F1,F3	holding	—	—		—	24,000	I	See Footnote no. 2
Common Stock	holding	—	—		—	1,156,438	D
Common Stock^F1	holding	—	—		—	5,000	I	By LIMFAM LLC
Common Stock^F1	holding	—	—		—	112,791	I	By Trust A-3 - Lloyd I. Miller
Common Stock^F1	holding	—	—		—	35,002	I	By AMIL of Ohio, LLC
Common Stock^F1	holding	—	—		—	6,000	I	By Lloyd I. Miller, III, Trustee GST Catherine C. Miller
Common Stock^F1	holding	—	—		—	6,000	I	By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller
Common Stock^F1	holding	—	—		—	6,000	I	By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller
Common Stock^F1	holding	—	—		—	4,000	I	By Trust A-2 - Lloyd I. Miller
Common Stock^F1	holding	—	—		—	148,094	I	By Milgrat (A10)
Common Stock^F1	holding	—	—		—	319,605	I	By Milgrat (T10)

No Table II lines on this filing.

F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $3.40 to $3.50 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
F3By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller