SEC Form 4 · accession 0001209191-15-071679
QUALSTAR CORP · QBAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd I Miller III
10% Owner
Period of report
Sep 17, 2015
Accepted (ET)
Sep 21, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000758938
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2015 | J | 65,400 | $0.00 | D | 0 | I | By Trust C - Lloyd I. Miller |
| Common StockF2 | holding | — | — | — | 50,000 | I | By Milfam LLC | |
| Common StockF2 | holding | — | — | — | 6,295 | I | By Trust A-3 - Lloyd I. Miller | |
| Common StockF2 | holding | — | — | — | 1,108,828 | I | By Trust A-4 - Lloyd I. Miller | |
| Common StockF2 | holding | — | — | — | 41,900 | I | By Milfam III LLC | |
| Common StockF2 | holding | — | — | — | 564,111 | I | By Milfam II L.P. | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By LIMFAM LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withdrawal of shares by beneficiary of Trust C. Reporting Person no longer has a remainder interest in such shares.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.