Company · CIK 0000073124 · SIC 6022 — State Commercial Banks · Nasdaq
NORTHERN TRUST CORP · NTRS
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2016 MForm 4 → | Nov 4, 6:32 pm EDT | Joyce St ClairExecutive Vice President | 1,820 | $57.54 | $104,723 | 34,780 | — | plan? |
| Nov 3, 2016 SForm 4 → | Nov 4, 6:32 pm EDT | Jana R SchreuderCOO | 3,319 | $73.01 | $242,320 | 44,150 | −6.99% | plan? |
| Nov 3, 2016 MForm 4 → | Nov 4, 6:32 pm EDT | Jana R SchreuderCOO | 3,319 | $67.93 | $225,460 | 47,469 | — | plan? |
| Nov 2, 2016 SForm 4 → | Nov 4, 6:33 pm EDT | Susan Gillian PembletonEVP, Human Resources | 15,574 | $72.04 | $1,121,951 | 23,215 | −40.2% | plan? |
| Nov 2, 2016 MForm 4 → | Nov 4, 6:33 pm EDT | Susan Gillian PembletonEVP, Human Resources | 15,574 | $54.41 | $847,430 | 38,789 | — | plan? |
| Oct 31, 2016 SForm 4 → | Nov 2, 6:59 pm EDT | William L MorrisonVice Chairman | 98,239 | $72.57 | $7,128,934 | 164,756 | −37.4% | plan? |
| Oct 31, 2016 GMForm 4 → | Nov 2, 6:59 pm EDT | William L MorrisonVice Chairman | 74,239 | $52.64 | $3,750,021 | 161,756 | — | plan? |
| Oct 27, 2016 GForm 4 → | Oct 31, 7:23 pm EDT | Biff BowmanChief Financial Officer | 780 | — | — | 63,357 | — | plan? |
| Oct 26, 2016 GForm 4 → | Oct 26, 5:56 pm EDT | Frederick H WaddellChairman and CEO, Director | 2,025 | — | — | 73,917 | — | plan? |
| Oct 21, 2016 GForm 4 → | Oct 24, 6:06 pm EDT | Jana R SchreuderCOO | 38 | — | — | 29,061 | — | plan? |
| Oct 18, 2016 AForm 4 → | Oct 20, 7:21 pm EDT | William L MorrisonVice Chairman | 21,142 | — | — | 191,756 | — | plan? |
| Oct 10, 2016 SForm 4 → | Oct 11, 7:07 pm EDT | Jeffrey D. CohodesEVP/Chief Risk Officer | 7,616 | $72.35 | $551,018 | 68,963 | −9.95% | plan? |
| Oct 10, 2016 MForm 4 → | Oct 11, 7:07 pm EDT | Jeffrey D. CohodesEVP/Chief Risk Officer | 7,616 | $52.69 | $401,287 | 76,579 | — | plan? |
| Sep 8, 2016 SForm 4 → | Sep 9, 6:09 pm EDT | Frederick H WaddellChairman and CEO, Director | 160,367 | $69.81 | $11,195,220 | 212,559 | −43.0% | plan? |
| Sep 8, 2016 GMForm 4 → | Sep 9, 6:09 pm EDT | Frederick H WaddellChairman and CEO, Director | 161,707 | $43.65 | $7,000,020 | 105,029 | — | plan? |
| Sep 7, 2016 SForm 4 → | Sep 8, 6:04 pm EDT | Biff BowmanChief Financial Officer | 2,960 | $70.00 | $207,200 | 64,137 | −4.41% | plan? |
| Sep 7, 2016 MForm 4 → | Sep 8, 6:04 pm EDT | Biff BowmanChief Financial Officer | 2,960 | $63.36 | $187,546 | 67,097 | — | plan? |
| Sep 2, 2016 GForm 4 → | Sep 2, 5:17 pm EDT | Jana R SchreuderCOO | 148 | — | — | 29,099 | — | plan? |
| Sep 1, 2016 SForm 4 → | Sep 2, 5:18 pm EDT | Jeffrey D. CohodesEVP/Chief Risk Officer | 10,000 | $71.35 | $713,500 | 68,963 | −12.7% | plan? |
| Sep 1, 2016 MForm 4 → | Sep 2, 5:18 pm EDT | Jeffrey D. CohodesEVP/Chief Risk Officer | 10,000 | $52.69 | $526,900 | 78,963 | — | plan? |
| Aug 29, 2016 SForm 4 → | Aug 29, 7:01 pm EDT | Joyce St ClairExecutive Vice President | 50,010 | $70.04 | $3,502,700 | 32,960 | −60.3% | plan? |
| Aug 29, 2016 MForm 4 → | Aug 29, 7:01 pm EDT | Joyce St ClairExecutive Vice President | 50,010 | $50.99 | $2,550,010 | 82,970 | — | plan? |
| Aug 23, 2016 SForm 4 → | Aug 24, 6:52 pm EDT | Joyce St ClairExecutive Vice President | 5,748 | $69.00 | $396,612 | 15,519 | −27.0% | plan? |
| Aug 23, 2016 SForm 4 → | Aug 24, 6:52 pm EDT | Jeffrey D. CohodesEVP/Chief Risk Officer | 10,000 | $69.00 | $690,000 | 68,963 | −12.7% | plan? |
| Aug 23, 2016 MForm 4 → | Aug 24, 6:52 pm EDT | Jeffrey D. CohodesEVP/Chief Risk Officer | 10,000 | $43.65 | $436,500 | 78,963 | — | plan? |
| Aug 18, 2016 SForm 4 → | Aug 22, 5:24 pm EDT | Jeffrey D. CohodesEVP/Chief Risk Officer | 10,000 | $68.51 | $685,100 | 68,963 | −12.7% | plan? |
| Aug 18, 2016 MForm 4 → | Aug 22, 5:24 pm EDT | Jeffrey D. CohodesEVP/Chief Risk Officer | 10,000 | $43.65 | $436,500 | 78,963 | — | plan? |
| Aug 17, 2016 SForm 4 → | Aug 18, 4:23 pm EDT | Jeffrey D. CohodesEVP/Chief Risk Officer | 14,365 | $68.00 | $976,820 | 68,963 | −17.2% | plan? |
| Aug 17, 2016 MForm 4 → | Aug 18, 4:23 pm EDT | Jeffrey D. CohodesEVP/Chief Risk Officer | 14,365 | $43.65 | $627,032 | 83,328 | — | plan? |
| Aug 16, 2016 GForm 4 → | Aug 17, 5:49 pm EDT | Jana R SchreuderCOO | 39 | — | — | 29,247 | — | plan? |
| Aug 12, 2016 SForm 4 → | Aug 12, 6:48 pm EDT | Robert P BrowneEVP & Chief Investment Officer | 5,883 | $67.76 | $398,632 | 49,551 | −10.6% | plan? |
| Aug 12, 2016 MForm 4 → | Aug 12, 6:48 pm EDT | Robert P BrowneEVP & Chief Investment Officer | 5,883 | $50.99 | $299,974 | 66,889 | — | plan? |
| Aug 8, 2016 SForm 4 → | Aug 10, 4:59 pm EDT | Robert P BrowneEVP & Chief Investment Officer | 11,455 | $69.16 | $792,228 | 49,551 | −18.8% | plan? |
| Aug 8, 2016 MForm 4 → | Aug 10, 4:59 pm EDT | Robert P BrowneEVP & Chief Investment Officer | 11,455 | $43.65 | $500,011 | 61,006 | — | plan? |
| Aug 4, 2016 SForm 4 → | Aug 8, 6:10 pm EDT | Susan Gillian PembletonEVP, Human Resources | 2,013 | $66.86 | $134,589 | 23,215 | −7.98% | plan? |
| Aug 4, 2016 MForm 4 → | Aug 8, 6:10 pm EDT | Susan Gillian PembletonEVP, Human Resources | 2,013 | $63.36 | $127,544 | 25,228 | — | plan? |
| Aug 3, 2016 SForm 4 → | Aug 5, 7:13 pm EDT | William L MorrisonPresident | 170,563 | $67.36 | $11,488,459 | 170,614 | −50.0% | plan? |
| Aug 3, 2016 MForm 4 → | Aug 5, 7:13 pm EDT | William L MorrisonPresident | 150,563 | $57.25 | $8,619,194 | 210,861 | — | plan? |
| Aug 3, 2016 SForm 4 → | Aug 3, 7:11 pm EDT | Joyce St ClairExecutive Vice President | 48,110 | $67.02 | $3,224,409 | 32,960 | −59.3% | plan? |
| Aug 3, 2016 GMForm 4 → | Aug 3, 7:11 pm EDT | Joyce St ClairExecutive Vice President | 48,889 | $43.65 | $2,100,002 | 21,267 | — | plan? |
| Jul 27, 2016 GForm 4 → | Jul 28, 6:58 pm EDT | Frederick H WaddellChairman, President and CEO, Director | 3,960 | — | — | 106,369 | — | plan? |
| Jul 18, 2016 AForm 4 → | Jul 19, 6:21 pm EDT | Jay L HendersonDirector | 1,160 | — | — | 5,160 | — | plan? |
| Apr 29, 2016 GForm 4 → | Apr 29, 5:25 pm EDT | Frederick H WaddellChairman and CEO, Director | 2,698 | — | — | 95,219 | — | plan? |
| Apr 28, 2016 GForm 4 → | Apr 29, 5:25 pm EDT | Jana R SchreuderCOO | 639 | — | — | 25,814 | — | plan? |
| Apr 28, 2016 GForm 4 → | Apr 28, 7:02 pm EDT | Stephen N PotterPresident / Asset Management | 2,400 | — | — | 22,968 | — | plan? |
| Apr 27, 2016 GForm 4 → | Apr 27, 6:41 pm EDT | Joyce St ClairExecutive Vice President | 239 | — | — | 16,063 | — | plan? |
| Apr 22, 2016 GForm 4 → | Apr 26, 6:26 pm EDT | Biff BowmanChief Financial Officer | 209 | — | — | 64,137 | — | plan? |
| Apr 21, 2016 SForm 4 → | Apr 22, 5:23 pm EDT | Peter CherecwichEVP, Global Fund Services | 58,260 | $71.78 | $4,181,687 | 30,538 | −65.6% | plan? |
| Apr 21, 2016 MForm 4 → | Apr 22, 5:23 pm EDT | Peter CherecwichEVP, Global Fund Services | 47,260 | $50.79 | $2,400,123 | 88,798 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 7:53 pm EDT | Charles A TribbettDirector | 1,531 | — | — | 18,253 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 7:52 pm EDT | Donald ThompsonDirector | 1,531 | — | — | 1,531 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 7:52 pm EDT | David Byron Smith Jr.Director | 1,531 | — | — | 1,531 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 7:52 pm EDT | Martin P SlarkDirector | 1,531 | — | — | 6,610 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 7:52 pm EDT | John W RoweDirector | 1,531 | — | — | 20,653 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 7:51 pm EDT | Thomas E RichardsDirector | 1,531 | — | — | 2,680 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 7:51 pm EDT | Becerra Jose Luis PradoDirector | 1,531 | — | — | 6,611 | — | plan? |
| Apr 19, 2016 DMForm 4 → | Apr 20, 7:51 pm EDT | Charles D PowellOther | 3,060 | $70.30 | $107,551 | 0 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 7:50 pm EDT | Dipak C JainDirector | 1,531 | — | — | 20,052 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 7:50 pm EDT | Dean M HarrisonDirector | 1,531 | — | — | 3,558 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 7:50 pm EDT | Linda BynoeDirector | 1,531 | — | — | 18,916 | — | plan? |
| Apr 19, 2016 AForm 4 → | Apr 20, 5:11 pm EDT | Susan CrownDirector | 1,531 | — | — | 19,853 | — | plan? |
| Mar 11, 2016 GForm 4 → | Mar 15, 6:43 pm EDT | Frederick H WaddellChairman and CEO, Director | 4,393 | — | — | 88,860 | — | plan? |
| Mar 3, 2016 SForm 4 → | Mar 7, 6:28 pm EST | Robert P BrowneEVP & Chief Investment Officer | 28,000 | $64.67 | $1,810,868 | 49,551 | −36.1% | plan? |
| Feb 23, 2016 GForm 4 → | Feb 25, 7:06 pm EST | Jana R SchreuderCOO | 425 | — | — | 42,030 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 8:16 pm EST | Frederick H WaddellChairman and CEO, Director | 30,902 | — | — | 212,559 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 8:16 pm EST | Joyce St ClairExecutive Vice President | 12,876 | — | — | 32,960 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 8:16 pm EST | Jana R SchreuderCOO | 12,876 | — | — | 44,150 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 8:15 pm EST | Stephen N PotterPresident / Asset Management | 9,657 | — | — | 46,018 | — | plan? |
| Feb 16, 2016 AFForm 4 → | Feb 18, 8:15 pm EST | Susan Gillian PembletonEVP, Human Resources | 7,919 | $58.08 | $11,208 | 23,215 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 8:15 pm EST | Michael O'GradyPresident / C&IS | 9,657 | — | — | 73,474 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 8:14 pm EST | William L MorrisonPresident | 15,022 | — | — | 190,614 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 8:14 pm EST | Susan Cohen LevyExecutive VP & General Counsel | 7,726 | — | — | 25,234 | — | plan? |
| Feb 16, 2016 AFForm 4 → | Feb 18, 8:14 pm EST | Wilson LeechExecutive Vice President | 6,834 | $58.08 | $137,580 | 27,204 | — | plan? |
| Feb 16, 2016 AFForm 4 → | Feb 18, 8:14 pm EST | Jane KarpinskiSenior VP & Controller | 5,305 | $58.08 | $8,944 | 14,584 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 8:13 pm EST | Steven L FradkinPresident/Wealth Management | 9,657 | — | — | 48,628 | — | plan? |
| Feb 16, 2016 AForm 4 → | Feb 18, 8:13 pm EST | Jeffrey D. CohodesEVP/Chief Risk Officer | 7,726 | — | — | 68,963 | — | plan? |
| Feb 16, 2016 AFForm 4 → | Feb 18, 8:13 pm EST | Peter CherecwichEVP, Global Fund Services | 8,699 | $58.08 | $68,993 | 41,538 | — | plan? |
| Feb 16, 2016 AFForm 4 → | Feb 18, 8:12 pm EST | Robert P BrowneEVP & Chief Investment Officer | 12,719 | $58.08 | $202,740 | 77,551 | — | plan? |
| Feb 16, 2016 AFForm 4 → | Feb 18, 8:12 pm EST | Biff BowmanChief Financial Officer | 11,402 | $58.08 | $101,341 | 64,346 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:33 pm EST | Frederick H WaddellChairman and CEO, Director | 7,211 | $55.16 | $397,723 | 181,657 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:32 pm EST | Joyce St ClairExecutive Vice President | 2,169 | $55.16 | $119,631 | 20,084 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:32 pm EST | Jana R SchreuderCOO | 2,169 | $55.16 | $119,631 | 31,274 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:32 pm EST | Stephen N PotterPresident / Asset Management | 2,169 | $55.16 | $119,631 | 36,361 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:31 pm EST | Susan Gillian PembletonEVP, Human Resources | 265 | $55.16 | $14,616 | 15,682 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:31 pm EST | Michael O'GradyPresident / C&IS | 2,169 | $55.16 | $119,631 | 63,817 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:31 pm EST | William L MorrisonPresident | 3,633 | $55.15 | $200,378 | 175,592 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:30 pm EST | Jane KarpinskiSenior VP & Controller | 280 | $55.16 | $15,443 | 9,587 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:30 pm EST | Steven L FradkinPresident/Wealth Management | 2,169 | $55.16 | $119,631 | 38,971 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:30 pm EST | Jeffrey D. CohodesEVP/Chief Risk Officer | 1,790 | $55.16 | $98,727 | 61,237 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:30 pm EST | Peter CherecwichEVP, Global Fund Services | 381 | $55.16 | $21,014 | 35,215 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:30 pm EST | Robert P BrowneEVP & Chief Investment Officer | 3,604 | $55.16 | $198,779 | 71,814 | — | plan? |
| Feb 11, 2016 FForm 4 → | Feb 16, 6:29 pm EST | Biff BowmanChief Financial Officer | 1,471 | $55.16 | $81,133 | 56,434 | — | plan? |
| Jan 26, 2016 GForm 4 → | Jan 28, 8:56 pm EST | Frederick H WaddellChairman and CEO, Director | 9,290 | — | — | 0 | — | plan? |
| Jan 19, 2016 AFForm 4 → | Jan 21, 5:12 pm EST | Frederick H WaddellChairman and CEO, Director | 89,730 | $64.43 | $1,715,449 | 197,434 | — | plan? |
| Jan 19, 2016 AFForm 4 → | Jan 21, 5:12 pm EST | Joyce St ClairExecutive Vice President | 25,453 | $64.43 | $417,120 | 24,829 | — | plan? |
| Jan 19, 2016 AFForm 4 → | Jan 21, 5:12 pm EST | Jana R SchreuderCOO | 25,450 | $64.43 | $416,927 | 36,019 | — | plan? |
| Jan 19, 2016 AFForm 4 → | Jan 21, 5:11 pm EST | Stephen N PotterPresident / Asset Management | 25,453 | $64.43 | $417,120 | 41,106 | — | plan? |
| Jan 19, 2016 AFForm 4 → | Jan 21, 5:11 pm EST | Michael O'GradyPresident / C&IS | 25,453 | $64.43 | $417,120 | 65,986 | — | plan? |
| Jan 19, 2016 AFForm 4 → | Jan 21, 5:11 pm EST | William L MorrisonPresident | 44,111 | $64.43 | $793,842 | 179,225 | — | plan? |
| Jan 19, 2016 AFForm 4 → | Jan 21, 5:10 pm EST | Steven L FradkinPresident/Wealth Management | 25,453 | $64.43 | $417,120 | 43,716 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2015 AForm 4 → | Feb 19, 7:17 pm EST | Susan Gillian PembletonEVP, Human Resources | 19,585 | — | — | 19,585 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:17 pm EST | Michael O'GradyPresident / C&IS | 23,739 | — | — | 23,739 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:16 pm EST | William L MorrisonPresident | 38,575 | — | — | 38,575 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:16 pm EST | Susan Cohen LevyExecutive VP & General Counsel | 19,585 | — | — | 19,585 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:16 pm EST | Steven L FradkinPresident/Wealth Management | 23,739 | — | — | 23,739 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:15 pm EST | Jeffrey D. CohodesEVP/Chief Risk Officer | 19,585 | — | — | 19,585 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:15 pm EST | Peter CherecwichEVP, Global Fund Services | 18,991 | — | — | 18,991 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:15 pm EST | Robert P BrowneEVP & Chief Investment Officer | 23,739 | — | — | 23,739 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 7:14 pm EST | Biff BowmanChief Financial Officer | 23,739 | — | — | 23,739 | — | |
| Feb 6, 2015 MForm 4 → | Feb 10, 6:07 pm EST | William L MorrisonPresident | 40,092 | — | — | 40,092 | — | |
| Feb 6, 2015 MForm 4 → | Feb 9, 8:07 pm EST | Jeffrey D. CohodesEVP/Chief Risk Officer | 5,000 | — | — | 0 | — | |
| Jan 7, 2015 AForm 4 → | Jan 8, 5:55 pm EST | Charles D PowellOther | 497 | — | — | 497 | — | |
| Dec 31, 2014 AForm 4 → | Apr 23, 2015, 8:03 pm EDT | John W RoweDirector | 514 | $68.07 | $34,988 | 24,249 | — | late |
| Dec 31, 2014 AForm 4 → | Apr 2, 2015, 6:45 pm EDT | Charles A TribbettDirector | 762 | $68.87 | $52,478 | 16,099 | — | late |
| Dec 31, 2014 AForm 4 → | Apr 2, 2015, 6:45 pm EDT | Becerra Jose Luis PradoDirector | 906 | $68.86 | $62,389 | 3,935 | — | late |
| Dec 31, 2014 AForm 4 → | Apr 2, 2015, 6:45 pm EDT | Dipak C JainDirector | 798 | $68.87 | $54,956 | 19,467 | — | late |
| Dec 31, 2014 AForm 4 → | Apr 2, 2015, 6:44 pm EDT | Linda BynoeDirector | 762 | $68.87 | $52,478 | 7,774 | — | late |
| Dec 31, 2014 AForm 4 → | Apr 2, 2015, 4:12 pm EDT | Susan CrownDirector | 422 | — | — | 10,690 | — | late |