SEC Form 4 · accession 0000073124-16-000310
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jane Karpinski
Officer — Senior VP & Controller
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 16, 2016 | F | 154 | $58.075 | D | 9,433 | D | |
| Common StockF3 | Feb 16, 2016 | A | 5,151 | $0.00 | A | 14,584 | D | |
| Common Stock | holding | — | — | — | 113 | I | Employee Share Ownership Plan as of 12/31/2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 5,877 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2On February 16, 2016, 154 shares were withheld in payment of taxes in conjunction with the vesting of 326 already reported stock units.
- F3Includes 11,028 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.