SEC Form 4 · accession 0000073124-16-000429
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jana R Schreuder
Officer — COO
Period of report
Aug 16, 2016
Accepted (ET)
Aug 17, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 16, 2016 | G | 39 | $0.00 | D | 29,247 | I | By Trust |
| Common Stock | holding | — | — | — | 44,150 | D | ||
| Common StockF2 | holding | — | — | — | 7,329 | I | 2012 GRAT | |
| Common StockF1 | holding | — | — | — | 4,169 | I | 2015 GRAT | |
| Common Stock | holding | — | — | — | 15,577 | I | 2016 GRAT | |
| Common Stock | holding | — | — | — | 10,056 | I | 401(k) as of 6-30-16 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the May 2, 2016 distribution of 1,588 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
- F2Reflects the August 2, 2016 distribution of 1,884 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.