SEC Form 4 · accession 0000073124-16-000252
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Morrison
Officer — President
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 19, 2016 | A | 31,790 | $0.00 | A | 191,546 | D | |
| Common StockF1 | Jan 19, 2016 | F | 12,321 | $64.43 | D | 179,225 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | By Spouse | |
| Common Stock | holding | — | — | — | 350 | I | By Children | |
| Common Stock | holding | — | — | — | 2,549 | I | 401(k) as of 12-31-15 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 59,136 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.