SEC Form 4 · accession 0000073124-16-000326
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Browne
Officer — EVP & Chief Investment Officer
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2016 | S | 14,000 | $64.2903 | D | 63,551 | D | |
| Common StockF3,F2 | Mar 4, 2016 | S | 14,000 | $65.0574 | D | 49,551 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects the weighted average sales price from $64.25 to $64.35. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F2Includes 33,710 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F3Price reflects the weighted average sales price from $65.05 to $65.09. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.