SEC Form 4 · accession 0000073124-16-000369
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Thompson
Director
Period of report
Apr 19, 2016
Accepted (ET)
Apr 20, 2016 · 7:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 19, 2016 | A | 1,531 | $0.00 | A | 1,531 | D | |
| Common StockF2 | holding | — | — | — | 1,743 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2On April 19, 2016, 1,530 already reported and vested stock units, granted on April 21, 2015, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.