SEC Form 4 · accession 0000073124-16-000442
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jana R Schreuder
Officer — COO
Period of report
Sep 2, 2016
Accepted (ET)
Sep 2, 2016 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | G | 148 | $0.00 | D | 29,099 | I | By Trust |
| Common StockF1 | holding | — | — | — | 44,150 | D | ||
| Common Stock | holding | — | — | — | 7,329 | I | 2012 GRAT | |
| Common Stock | holding | — | — | — | 4,169 | I | 2015 GRAT | |
| Common Stock | holding | — | — | — | 15,577 | I | 2016 GRAT | |
| Common Stock | holding | — | — | — | 10,056 | I | 401(k) as of 6-30-16 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.